13F-HR filed by PATHSTONE FAMILY OFFICE, LLC
PATHSTONE FAMILY OFFICE, LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-07-29, with 136 holding rows worth $35,199,000.
- Accession
- 0001085146-14-001447
- Filer
- CIK 1511137
- Filed
- 2014-07-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A combination report, 136 entries on the cover page, a total value of $35,199,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $35,199,000 with VALUE read as thousands by filing date, 13F file number 028-14122. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerSAWGRASS ASSET MANAGEMENT LLC028-05505
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASGN INC | 682159108 | COM | 291,874 | $10,382,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 245,711 | $8,718,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 70,909 | $8,388,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,943 | $975,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 761,299 | $959,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 6,513 | $536,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 15,292 | $516,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,516 | $513,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,268 | $288,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,610 | $287,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 20,967 | $223,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,144 | $119,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,000 | $116,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 5,355 | $108,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,008 | $103,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,415 | $97,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 2,339 | $95,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 7,386 | $95,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,000 | $89,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,238 | $86,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 277,000 | $85,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 2,318 | $79,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,000 | $78,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 1,223 | $74,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 1,013 | $74,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 590 | $74,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 806 | $73,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 1,378 | $73,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 795 | $69,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 1,000 | $68,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 822 | $65,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,000 | $64,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 56,465 | $64,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 3,314 | $60,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 3,141 | $53,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 162 | $52,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 76 | $44,000 | thousands by filing date | |
| 38259p508 | COM | 76 | $44,000 | thousands by filing date | ||
| MCGRAW HILL FINL INC | 580645109 | COM | 454 | $38,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,000 | $36,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 477 | $35,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,136 | $33,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 406 | $31,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 2,646 | $31,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 440 | $29,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,000 | $29,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 142 | $27,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 500 | $27,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 877 | $26,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 274 | $25,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 300 | $24,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 412 | $24,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 750 | $24,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 704 | $23,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 124 | $22,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 286 | $21,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,437 | $21,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 400 | $20,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 473 | $20,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 840 | $20,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 396 | $20,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 400 | $19,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 150 | $19,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 606 | $19,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 914 | $19,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 400 | $18,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 237 | $18,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 143 | $18,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,000 | $18,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 1,500 | $18,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 800 | $17,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 484 | $17,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,896 | $17,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 344 | $16,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 472 | $16,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 635 | $16,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 321 | $15,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 150 | $15,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 200 | $14,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 2,000 | $14,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 231 | $14,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 191 | $14,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 190 | $13,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 85 | $13,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,000 | $13,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 368 | $13,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 201 | $12,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 52 | $12,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 818 | $12,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 503 | $12,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 170 | $11,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 105 | $11,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 103 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 250 | $10,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 1,250 | $10,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 135 | $9,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 100 | $9,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 125 | $9,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 80 | $9,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 160 | $9,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 1,000 | $9,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 400 | $9,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 1,000 | $9,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 145 | $9,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 100 | $8,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 100 | $8,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 320 | $8,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 2,782 | $8,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 100 | $7,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 60 | $7,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 60 | $7,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 35 | $5,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 210 | $5,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 400 | $5,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760129 | SHS | 3,332 | $5,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,000 | $4,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100 | $4,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 77 | $4,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 200 | $4,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 1,700 | $4,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 2,600 | $4,000 | thousands by filing date | |
| CHINA HOUSING & LAND DEV INC | 16939V103 | COM | 2,264 | $4,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 100 | $3,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 104 | $3,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 8,720 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 30 | $2,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 25 | $2,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 77 | $2,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 25 | $1,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 200 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 100 | $1,000 | thousands by filing date | |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 2,000 | $1,000 | thousands by filing date | |
| SONDE RES CORP COM NPV | 835426206 | Stock | 2,700 | $1,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892102 | SPONSORED ADR | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-001447 | this filing | 2014-07-29 | acceptance time not in the bulk data set |