13F-HR filed by MacKay Shields LLC
MacKay Shields LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-07-22, with 115 holding rows worth $1,814,587,000.
- Accession
- 0001085146-14-001372
- Filer
- CIK 61227
- Filed
- 2014-07-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 121 entries on the cover page, a total value of $1,814,587,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,814,587,000 with VALUE read as thousands by filing date, 13F file number 028-00046. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNEW YORK LIFE INVESTMENT MANAGEMENT LLC028-06325
- included managerUBS GLOBAL ASSET MANAGEMENT AMERICAS INC028-02682
- included managerFIRST TRUST ADVISORS LP028-06487
- included managerMercer Trust Co028-14465
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 24,013,000 | $87,568,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 41,643,000 | $64,309,000 | thousands by filing date | principal |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 27,163,000 | $62,198,000 | thousands by filing date | principal |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 31,471,000 | $61,916,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 41,286,000 | $52,954,000 | thousands by filing date | principal |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 1,602,166 | $51,206,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 27,968,000 | $49,157,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 22,968,000 | $46,584,000 | thousands by filing date | principal |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 25,736,000 | $42,749,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,169,154 | $42,440,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 30,504,000 | $42,156,000 | thousands by filing date | principal |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 17,970,000 | $39,469,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 19,736,000 | $37,796,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 26,558,000 | $37,209,000 | thousands by filing date | principal |
| OMNICARE | 681904AQ1 | NOTE3 | 31,419,000 | $35,693,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 26,370,000 | $35,647,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 28,211,000 | $35,198,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 29,203,000 | $34,382,000 | thousands by filing date | principal |
| WABASH NATL CORP | 929566AH0 | CNV | 24,147,000 | $33,860,000 | thousands by filing date | principal |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 28,136,000 | $32,415,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 19,144,000 | $29,422,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 19,317,000 | $29,087,000 | thousands by filing date | principal |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 23,863,000 | $28,255,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 24,457,000 | $25,390,000 | thousands by filing date | principal |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 6,785,000 | $25,350,000 | thousands by filing date | principal |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 17,191,000 | $25,271,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 20,991,000 | $24,887,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 22,590,000 | $22,644,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 18,012,000 | $22,447,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 21,954,000 | $22,134,000 | thousands by filing date | principal |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 11,018,000 | $22,052,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 14,451,000 | $20,536,000 | thousands by filing date | principal |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 907,200 | $20,403,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 6,734,000 | $20,299,000 | thousands by filing date | principal |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 10,771,000 | $20,077,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 18,042,000 | $19,757,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 16,033,000 | $19,418,000 | thousands by filing date | principal |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 19,159,000 | $19,267,000 | thousands by filing date | principal |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 9,025,000 | $19,156,000 | thousands by filing date | principal |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 221,090 | $18,028,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 7,540,000 | $17,536,000 | thousands by filing date | principal |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 12,279,000 | $17,075,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 16,188,000 | $16,340,000 | thousands by filing date | principal |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 13,841 | $16,206,000 | thousands by filing date | |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 11,784,000 | $15,592,000 | thousands by filing date | principal |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 12,380,000 | $15,467,000 | thousands by filing date | principal |
| BAKER HUGHES INC | 057224107 | COM | 200,500 | $14,927,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 10,792,000 | $14,852,000 | thousands by filing date | principal |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 4,148,000 | $12,728,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 11,377,000 | $12,131,000 | thousands by filing date | principal |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 7,934,000 | $11,450,000 | thousands by filing date | principal |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 10,677,000 | $11,344,000 | thousands by filing date | principal |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 8,364,000 | $11,233,000 | thousands by filing date | principal |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 7,420,000 | $11,158,000 | thousands by filing date | principal |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 7,692,000 | $9,576,000 | thousands by filing date | principal |
| JANUS CAPITAL GROUP INC | 47102XAG0 | CNV | 9,029,000 | $9,108,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 66,736 | $8,782,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 7,109,000 | $8,726,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 9,097,000 | $8,640,000 | thousands by filing date | principal |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 2,531,000 | $8,470,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 6,818,000 | $7,555,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 544,256 | $7,554,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 5,276,000 | $7,212,000 | thousands by filing date | principal |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 611,794 | $6,944,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 450,000 | $6,917,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 6,005,000 | $6,365,000 | thousands by filing date | principal |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 418,660 | $6,138,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 93,257 | $6,079,000 | thousands by filing date | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 1,561,000 | $6,060,000 | thousands by filing date | principal |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 97,900 | $5,687,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 4,654 | $5,653,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 5,182,000 | $5,483,000 | thousands by filing date | principal |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 80,000 | $5,417,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 5,189,000 | $5,303,000 | thousands by filing date | principal |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 48,300 | $5,138,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 344,852 | $5,080,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 4,357,000 | $4,994,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 88,000 | $4,954,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 362,501 | $4,848,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 4,522,000 | $4,595,000 | thousands by filing date | principal |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 4,534,000 | $4,378,000 | thousands by filing date | principal |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 294,225 | $4,296,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 295,808 | $4,094,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 3,512,000 | $3,705,000 | thousands by filing date | principal |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 264,187 | $3,672,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 181,948 | $3,670,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 255,050 | $3,652,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 275,738 | $3,538,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 2,508,000 | $3,174,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 219,502 | $2,900,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 47,000 | $2,612,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 2,593,000 | $2,593,000 | thousands by filing date | principal |
| CIENA CORP | 171779AE1 | NOTE | 2,600,000 | $2,578,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 2,371,000 | $2,519,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 4,452,000 | $2,457,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 144,553 | $2,184,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 129,903 | $2,108,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 116,357 | $1,798,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 154,530 | $1,728,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 105,041 | $1,512,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 100,036 | $1,397,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 15,491 | $1,007,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 32,490 | $980,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 61,140 | $821,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 50,000 | $728,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 13,120 | $457,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 371,000 | $368,000 | thousands by filing date | principal |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 22,040 | $316,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 242,000 | $297,000 | thousands by filing date | principal |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 176,000 | $183,000 | thousands by filing date | principal |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 12,886 | $177,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 168,000 | $170,000 | thousands by filing date | principal |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 160,000 | $162,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 136,000 | $144,000 | thousands by filing date | principal |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 88,000 | $109,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-001372 | this filing | 2014-07-22 | acceptance time not in the bulk data set |