13F-HR/A filed by SHUFRO ROSE & CO LLC
SHUFRO ROSE & CO LLC filed this 13F-HR/A for the quarter ended 2012-09-30, filed 2014-06-24, with 279 holding rows worth $768,325,000.
- Accession
- 0001085146-14-001274
- Filer
- CIK 908195
- Filed
- 2014-06-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2012
A holdings report, amendment of type restatement, 279 entries on the cover page, a total value of $768,325,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $768,325,000 with VALUE read as thousands by filing date, 13F file number 028-04541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAL ELEC CO | 369604103 | COM | 1,486,993 | $33,769,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 368,062 | $33,659,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,270,250 | $28,777,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 914,629 | $25,202,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 429,385 | $17,780,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 396,148 | $17,081,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 421,503 | $17,062,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 439,271 | $15,629,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 479,130 | $15,245,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 166,360 | $14,022,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 486,895 | $13,874,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 500,851 | $13,723,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 437,376 | $13,554,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 447,415 | $13,315,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 240,465 | $12,088,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 205,242 | $12,074,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 423,721 | $10,529,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 100,910 | $10,465,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 112,440 | $10,391,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 297,940 | $10,097,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 285,290 | $9,831,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 651,350 | $9,718,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 160,235 | $9,529,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 61,430 | $8,799,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 209,285 | $8,461,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 232,138 | $8,431,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 179,845 | $8,170,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 423,126 | $8,079,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 116,368 | $7,978,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 226,350 | $7,922,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 387,990 | $7,914,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 473,050 | $7,899,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 123,065 | $7,806,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 416,630 | $7,411,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 406,675 | $7,364,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 639,475 | $7,072,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 338,390 | $6,947,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 490,724 | $6,860,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 394,248 | $6,725,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 92,148 | $6,607,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 144,295 | $6,526,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 474,233 | $6,236,000 | thousands by filing date | |
| CERADYNE INC | 156710105 | COMMON STOCK | 254,085 | $6,207,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 395,500 | $6,078,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 308,700 | $6,053,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 475,250 | $5,988,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 230,400 | $5,988,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 614,740 | $5,895,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 663,650 | $5,876,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 136,723 | $5,791,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 334,794 | $5,587,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 259,748 | $5,233,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 57,998 | $5,115,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 133,225 | $4,761,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 68,946 | $4,751,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 164,535 | $4,708,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 135,600 | $4,630,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 92,110 | $4,459,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 21,163 | $4,390,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 37,616 | $4,384,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 204,770 | $4,316,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 363,080 | $4,287,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 424,425 | $4,182,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 59,927 | $4,156,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 659,612 | $3,957,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 414,125 | $3,791,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 315,064 | $3,393,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 207,310 | $2,947,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 22 | $2,919,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 274,751 | $2,840,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 44,800 | $2,798,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 131,435 | $2,792,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 514,250 | $2,617,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 74,825 | $2,460,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 66,490 | $2,428,000 | thousands by filing date | |
| CASCADE CORP COM | 147195101 | COM | 42,100 | $2,304,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 44,555 | $2,282,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 126,215 | $2,157,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 41,565 | $2,147,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 559,300 | $2,119,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 118,371 | $2,102,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 39,400 | $2,060,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 41,561 | $2,006,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 43,795 | $1,974,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 64,200 | $1,928,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 166,500 | $1,918,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 111,895 | $1,901,000 | thousands by filing date | |
| WASHINGTON POST CO | 939640108 | CL B | 5,016 | $1,820,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 56,750 | $1,795,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 29,291 | $1,768,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 53,380 | $1,746,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 157,600 | $1,612,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 218,932 | $1,578,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 16,559 | $1,575,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 43,300 | $1,292,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 149,865 | $1,288,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 50,425 | $1,260,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 80,900 | $1,219,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 43,226 | $1,198,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 177,780 | $1,141,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 164,900 | $1,131,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 16,997 | $1,078,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 15,800 | $1,048,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 19,601 | $1,024,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 53,423 | $958,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,050 | $943,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 121,000 | $930,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 56,060 | $929,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 20,454 | $927,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 7,666 | $909,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 67,500 | $891,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 23,082 | $870,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 15,000 | $859,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 21,700 | $858,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 49,400 | $838,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 14,613 | $835,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 27,400 | $821,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 11,375 | $814,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 91,766 | $810,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 10,200 | $808,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,775 | $762,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 74,400 | $762,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 29,990 | $754,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 19,316 | $732,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 31,975 | $730,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 64,100 | $723,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,042 | $695,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 55,400 | $694,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 61,804 | $690,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 54,200 | $687,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 36,350 | $679,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 9,100 | $671,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 18,200 | $663,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 15,400 | $663,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 9,504 | $659,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 15,500 | $649,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 24,800 | $635,000 | thousands by filing date | |
| BERKSHIRE BANCORP INC | 084597202 | COMMON STOCK | 75,256 | $619,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 14,235 | $618,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 15,250 | $607,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 14,700 | $606,000 | thousands by filing date | |
| GREATER CHINA FD INC COM | 39167B102 | MUTUAL | 51,333 | $585,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,234 | $581,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 45,500 | $568,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 42,450 | $561,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 17,400 | $551,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,800 | $541,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 5,688 | $540,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 37,600 | $532,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 21,200 | $523,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 55,775 | $518,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,800 | $497,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,816 | $492,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 16,400 | $492,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 210 | $474,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 13,967 | $471,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 17,943 | $455,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 7,400 | $434,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 9,278 | $430,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 9,651 | $424,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 39,100 | $423,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 43,350 | $419,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 18,365 | $415,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 13,204 | $412,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,738 | $400,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 6,500 | $400,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 6,275 | $394,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 15,400 | $389,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 40,000 | $382,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 63,697 | $378,000 | thousands by filing date | |
| WARWICK VALLEY TEL CO | 936750108 | Com | 28,700 | $373,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 37,963 | $366,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 22,400 | $364,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 37,450 | $364,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 31,300 | $357,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,870 | $352,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 19,044 | $346,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 59,500 | $346,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 19,753 | $345,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 5,850 | $332,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 23,030 | $323,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 37,400 | $320,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 23,600 | $320,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 40,800 | $317,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 20,984 | $317,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 6,525 | $315,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 41,266 | $311,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 29,500 | $310,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 5,500 | $308,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 12,485 | $307,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 24,000 | $305,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 9,000 | $301,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,200 | $292,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,250 | $292,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 7,885 | $287,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 7,987 | $283,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 13,660 | $281,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 86,000 | $279,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,515 | $276,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 16,203 | $268,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,100 | $266,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 14,431 | $266,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 11,269 | $264,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 92,000 | $264,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 13,900 | $262,000 | thousands by filing date | |
| HJ HEINZ CO | 423074103 | COM | 4,700 | $262,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 96,923 | $262,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 50,963 | $260,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 16,500 | $259,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,300 | $257,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,810 | $256,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 22,500 | $251,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,450 | $248,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 25,000 | $245,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 4,544 | $243,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,935 | $242,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 9,770 | $238,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 8,500 | $237,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,438 | $235,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 17,100 | $229,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 4,800 | $221,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 5,748 | $219,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 7,760 | $217,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 13,200 | $217,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,400 | $214,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 13,500 | $213,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 21,502 | $212,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,910 | $211,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,529 | $210,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 46,950 | $208,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 75,300 | $206,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,600 | $205,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 5,500 | $203,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,700 | $202,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 23,050 | $188,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 11,000 | $183,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319102 | COMMON STOCK | 12,900 | $176,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 349,400 | $164,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 18,300 | $163,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 16,300 | $158,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 16,850 | $157,000 | thousands by filing date | |
| TITANIUM METALS CORP | 888339207 | COMMON STOCK | 12,000 | $153,000 | thousands by filing date | |
| SYMMETRICOM INC | 871543104 | COM | 22,000 | $153,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 26,416 | $151,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 14,500 | $150,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 30,137 | $144,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 93,072 | $137,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 67,300 | $127,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 10,375 | $126,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 10,000 | $117,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 41,340 | $111,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,000 | $108,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 16,300 | $103,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,000 | $95,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 10,800 | $94,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 53,900 | $92,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 10,004 | $86,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 23,500 | $84,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 17,775 | $77,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 40,000 | $77,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 10,100 | $73,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 14,500 | $60,000 | thousands by filing date | |
| GUARANTY BANCORP DEL | 40075T102 | COM | 26,200 | $52,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 20,379 | $44,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 19,629 | $40,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 20,000 | $40,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 33,975 | $35,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 10,000 | $33,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 12,000 | $30,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 27,500 | $28,000 | thousands by filing date | |
| YM BIOSCIENCES INC | 984238105 | COM | 15,000 | $27,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 22,000 | $23,000 | thousands by filing date | |
| CHINA SHENGDA PACKAGING GROU | 16950V107 | COM | 24,500 | $22,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 14,800 | $15,000 | thousands by filing date | |
| ATC Venture Group Inc | 00213J101 | Common / Ordinary Stock | 46,500 | $7,000 | thousands by filing date | |
| ZALICUS INC | 98887C105 | COM | 10,000 | $7,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 40,000 | $2,000 | thousands by filing date | |
| CARDIUM THERAPEUTICS INC | 141916106 | COM | 12,500 | $2,000 | thousands by filing date | |
| GeoGlobal Resources Inc. | 37249T109 | COM | 20,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0001085146-14-001274 | this filing | 2014-06-24 | acceptance time not in the bulk data set |