13F-HR filed by COWEN INC.
COWEN INC. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-16, with 192 holding rows worth $811,142,000.
- Accession
- 0001085146-14-001244
- Filer
- CIK 1466538
- Filed
- 2014-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 208 entries on the cover page, a total value of $811,142,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $811,142,000 with VALUE read as thousands by filing date, 13F file number 028-14571. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRAMIUS ADVISORS LLC028-10674
- included managerRamius Alternative Solutions LLC028-14361
- included managerCOWEN & COMPANY, LLC028-04125
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 544,000 | $101,731,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,661,061 | $79,016,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 518,784 | $47,868,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 946,785 | $47,377,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 288,266 | $39,544,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 866,691 | $28,098,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 254,080 | $21,164,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 4,317,321 | $19,039,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 162,800 | $18,940,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 299,510 | $15,153,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 140,642 | $13,353,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 530,803 | $13,201,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 372,796 | $11,721,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 420,400 | $9,424,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 179,398 | $9,149,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 756,605 | $8,754,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 350,800 | $8,587,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 64,618 | $8,518,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 71,900 | $7,766,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 250,043 | $7,361,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 173,400 | $7,126,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 84,100 | $5,947,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,697,096 | $5,431,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 409,400 | $5,425,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 72,185 | $5,241,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 45,811 | $4,517,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 130,000 | $4,256,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 107,300 | $4,203,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 106,596 | $4,115,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 216,900 | $4,086,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 89,500 | $4,006,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 96,693 | $3,963,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 149,881 | $3,942,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 192,800 | $3,936,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 284,803 | $3,910,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 95,497 | $3,875,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 273,257 | $3,875,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 358,515 | $3,804,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 77,243 | $3,788,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 109,462 | $3,782,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 102,888 | $3,761,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 116,238 | $3,761,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 103,900 | $3,754,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 25,594 | $3,653,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 43,673 | $3,647,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 345,979 | $3,633,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 55,859 | $3,632,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 43,069 | $3,606,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 62,211 | $3,563,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 82,333 | $3,541,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 139,551 | $3,532,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 90,203 | $3,531,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 102,804 | $3,478,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 29,145 | $3,469,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 58,602 | $3,469,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 201,624 | $3,462,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 58,831 | $3,458,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 32,364 | $3,444,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 55,690 | $3,440,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 129,581 | $3,440,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 53,140 | $3,416,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 155,232 | $3,415,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 28,124 | $3,382,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 51,232 | $3,368,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 42,231 | $3,365,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 22,021 | $3,313,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 44,651 | $3,295,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 204,795 | $3,283,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 55,578 | $3,235,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 32,568 | $3,202,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 89,861 | $3,184,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 64,900 | $3,174,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 72,472 | $3,156,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 345,976 | $3,155,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 96,135 | $2,827,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 893,100 | $2,412,000 | thousands by filing date | put |
| BLUEBIRD BIO INC | 09609G100 | COM | 104,226 | $2,370,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 85,967 | $2,290,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 258,587 | $2,131,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 29,960 | $2,089,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 23,800 | $2,072,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 25,000 | $2,036,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 43,350 | $2,027,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 40,508 | $2,027,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 54,320 | $1,964,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 59,500 | $1,782,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 37,525 | $1,766,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 3,200 | $1,719,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 21,643 | $1,569,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 128,500 | $1,556,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 206,513 | $1,545,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 27,276 | $1,507,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 15,759 | $1,432,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 67,700 | $1,407,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 19,875 | $1,379,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 36,190 | $1,332,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 19,500 | $1,319,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 16,140 | $1,273,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 58,893 | $1,231,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 12,213 | $1,215,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 42,350 | $1,157,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 15,400 | $1,110,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 20,070 | $1,106,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 26,250 | $1,085,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 118,631 | $1,084,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 14,250 | $1,069,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 18,140 | $1,060,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 110,494 | $990,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 73,834 | $989,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 21,100 | $966,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,000 | $962,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 40,000 | $944,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 47,469 | $936,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 8,901 | $866,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 37,624 | $848,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 30,000 | $839,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 4,500 | $832,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 11,350 | $795,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 14,315 | $767,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,400 | $751,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 49,108 | $732,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 28,262 | $728,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 36,462 | $725,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 51,960 | $658,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 209,654 | $650,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 13,000 | $631,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 82,440 | $627,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 13,400 | $611,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 20,000 | $567,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,540 | $561,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 7,625 | $558,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 7,075 | $548,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,500 | $532,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 14,000 | $517,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 74,660 | $492,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 11,797 | $490,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 30,000 | $488,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 32,300 | $488,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,425 | $475,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,545 | $464,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 8,500 | $461,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 9,500 | $433,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,330 | $411,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 28,434 | $394,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 12,500 | $389,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,000 | $386,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 17,711 | $381,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 15,237 | $376,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 18,400 | $344,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 11,335 | $338,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 270,571 | $322,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 10,857 | $322,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,063 | $311,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 27,702 | $307,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 9,211 | $304,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 10,000 | $296,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,971 | $290,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 5,000 | $277,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,511 | $272,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 10,000 | $272,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 17,660 | $270,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 23,100 | $267,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,500 | $265,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 5,000 | $245,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 23,300 | $229,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 40,100 | $226,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 1,825 | $226,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 10,160 | $224,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,500 | $223,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 20,000 | $222,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 3,725 | $214,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 55,000 | $213,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,900 | $209,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 15,600 | $209,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 15,800 | $201,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 18,400 | $200,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 12,784 | $187,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 15,000 | $173,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 10,000 | $169,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 10,000 | $164,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 31,800 | $128,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 14,050 | $102,000 | thousands by filing date | put |
| PARKERVISION INC | 701354102 | COM | 20,000 | $96,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 17,400 | $80,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 12,200 | $67,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 13,503 | $60,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 10,100 | $54,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 15,000 | $53,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 10,000 | $41,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 11,400 | $32,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 38,000 | $21,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 25,100 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-001244 | this filing | 2014-05-16 | acceptance time not in the bulk data set |