13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-16, with 1,984 holding rows worth $10,292,636,000.
- Accession
- 0001085146-14-001241
- Filer
- CIK 1084580
- Filed
- 2014-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 1,984 entries on the cover page, a total value of $10,292,636,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,292,636,000 with VALUE read as thousands by filing date, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerJefferies Investment Advisers, LLC028-13965
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DAUCH CORP | 024061103 | COM | 17,259 | $319,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 49,115 | $319,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 125,000 | $319,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 9,045 | $317,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 13,365 | $317,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 10,132 | $317,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 7,000 | $316,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 14,314 | $315,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 5,000 | $314,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q102 | COM | 21,104 | $313,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 4,699 | $312,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,286 | $311,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 16,069 | $311,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 5,452 | $310,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,882 | $309,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,639 | $308,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 9,267 | $308,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 25,306 | $307,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 9,288 | $305,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,000 | $303,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 11,952 | $303,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 11,371 | $301,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 65,500 | $301,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,701 | $300,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,730 | $300,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 6,127 | $298,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 12,661 | $297,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 4,199 | $296,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 62,730 | $296,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 6,656 | $296,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 4,500 | $295,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 5,808 | $295,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 7,414 | $294,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4,360 | $292,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 23,242 | $292,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 8,635 | $292,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 92,871 | $292,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 38,851 | $291,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 20,002 | $289,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 13,000 | $289,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 7,317 | $288,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 6,269 | $287,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 39,811 | $287,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 11,075 | $286,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 12,035 | $285,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 22,589 | $284,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 10,000 | $284,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 13,900 | $284,000 | thousands by filing date | put |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 6,722 | $283,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 4,606 | $283,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 7,500 | $283,000 | thousands by filing date | call |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 8,055 | $283,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 4,700 | $282,000 | thousands by filing date | call |
| OGE ENERGY CORP | 670837103 | COM | 7,655 | $281,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,532 | $280,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 2,838 | $280,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 7,438 | $279,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 5,956 | $279,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 4,603 | $279,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 5,328 | $278,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,544 | $277,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 50,000 | $277,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 3,949 | $277,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 12,584 | $277,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 36,827 | $275,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 5,810 | $274,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 12,600 | $274,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,254 | $272,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 12,374 | $272,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 5,000 | $270,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 24,568 | $270,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 4,300 | $270,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 15,000 | $269,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,235 | $269,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 7,960 | $269,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 9,242 | $269,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 21,578 | $268,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 5,327 | $268,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 33,298 | $268,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 17,982 | $267,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,827 | $267,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 8,447 | $267,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 6,462 | $266,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 4,477 | $265,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 5,066 | $265,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 4,863 | $265,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 5,206 | $265,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 4,000 | $264,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 2,189 | $262,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 3,958 | $261,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 65,000 | $261,000 | thousands by filing date | call |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 4,849 | $261,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 9,047 | $260,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 5,670 | $259,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 10,000 | $258,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 7,033 | $257,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,525 | $256,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 90,000 | $256,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 2,849 | $256,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,351 | $255,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 3,518 | $255,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 10,421 | $255,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 5,892 | $255,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 3,049 | $254,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 12,218 | $254,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 2,231 | $254,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 7,456 | $254,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,538 | $253,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 2,254 | $253,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 4,668 | $252,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 8,394 | $251,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,403 | $251,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 22,828 | $251,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 25,000 | $250,000 | thousands by filing date | call |
| MTR GAMING GROUP INC | 553769100 | COM | 48,750 | $250,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,600 | $249,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 15,510 | $249,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 3,014 | $249,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 7,290 | $249,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 23,700 | $249,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 7,412 | $249,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 3,750 | $248,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 7,880 | $248,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 9,809 | $248,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,766 | $245,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 3,159 | $245,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 8,063 | $245,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 24,700 | $245,000 | thousands by filing date | call |
| AVX CORP NEW | 002444107 | COM | 18,572 | $245,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 10,400 | $244,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,292 | $243,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 4,225 | $243,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 3,499 | $242,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 8,950 | $242,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 10,000 | $242,000 | thousands by filing date | call |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 10,094 | $241,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,079 | $240,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,800 | $240,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 6,423 | $240,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 3,694 | $239,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 8,050 | $238,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 3,820 | $237,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 12,599 | $237,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,055 | $236,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 9,686 | $236,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 29,309 | $235,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 2,720 | $235,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 4,496 | $234,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 14,072 | $234,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 16,634 | $234,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 3,959 | $233,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 8,679 | $233,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 20,000 | $233,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 17,700 | $232,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,911 | $232,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,000 | $232,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 14,533 | $232,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 22,663 | $232,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 128,100 | $232,000 | thousands by filing date | call |
| PARKERVISION INC | 701354102 | COM | 48,314 | $232,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 3,007 | $231,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 13,102 | $231,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 10,000 | $230,000 | thousands by filing date | call |
| HEXCEL CORP NEW | 428291108 | COM | 5,272 | $230,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 2,745 | $230,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 6,333 | $230,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,054 | $229,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 4,363 | $229,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,917 | $229,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 8,602 | $229,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 7,072 | $229,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 3,846 | $229,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 9,452 | $228,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 9,998 | $228,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 10,390 | $228,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 7,170 | $228,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 8,034 | $227,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,276 | $226,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 5,232 | $225,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 15,086 | $225,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 2,116 | $225,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,600 | $224,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 21,479 | $224,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 2,153 | $224,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 21,002 | $223,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,861 | $222,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 52,698 | $222,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 4,000 | $221,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 5,155 | $221,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 9,993 | $221,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 15,096 | $220,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 15,000 | $220,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 5,745 | $219,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 10,000 | $218,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,606 | $217,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 8,500 | $217,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 5,150 | $217,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,483 | $216,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2,250 | $216,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 7,114 | $216,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 5,292 | $215,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 11,343 | $214,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 5,482 | $213,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 14,666 | $213,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 3,100 | $213,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 5,682 | $212,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 4,900 | $212,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 6,166 | $211,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 8,080 | $211,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 7,770 | $211,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 32,398 | $211,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 6,500 | $210,000 | thousands by filing date | call |
| ICONIX BRAND GROUP INC | 451055107 | COM | 5,354 | $210,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 63,700 | $210,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 10,500 | $209,000 | thousands by filing date | call |
| THOR INDS INC | 885160101 | COM | 3,428 | $209,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 5,097 | $209,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 4,114 | $208,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,121 | $208,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 12,435 | $208,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 2,224 | $208,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 5,234 | $207,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,900 | $207,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,822 | $205,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 3,000 | $205,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 11,330 | $204,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 12,018 | $204,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 10,231 | $203,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 4,081 | $203,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 2,083 | $203,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 7,860 | $203,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 5,935 | $202,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 24,370 | $201,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 11,285 | $201,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 4,698 | $201,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 4,881 | $200,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 5,445 | $200,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 9,474 | $200,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 3,700 | $200,000 | thousands by filing date | put |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 200,000 | $200,000 | thousands by filing date | principal |
| FLOWERS FOODS INC COM | 343498101 | Stock | 9,293 | $199,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 10,806 | $196,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 11,233 | $195,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 17,161 | $195,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 16,750 | $195,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 29,074 | $192,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 2,600 | $191,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 11,100 | $190,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 13,769 | $189,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 3,769 | $187,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 18,196 | $187,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 77,200 | $185,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,850 | $184,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 25,000 | $184,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 20,000 | $183,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 14,818 | $183,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 5,500 | $179,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 2,933 | $179,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 3,600 | $177,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,838 | $176,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 25,106 | $176,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 3,572 | $174,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 2,570 | $173,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 19,003 | $173,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 16,500 | $173,000 | thousands by filing date | put |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 10,179 | $172,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,774 | $170,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 5,600 | $170,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 20,000 | $169,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 11,352 | $169,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 6,200 | $168,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 17,466 | $168,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 4,028 | $168,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 50,000 | $168,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 9,426 | $167,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 13,224 | $166,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 22,675 | $164,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 90,500 | $164,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 2,584 | $161,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 14,860 | $161,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 6,121 | $161,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 484,447 | $160,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 10,799 | $158,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,100 | $157,000 | thousands by filing date | call |
| ROUNDY'S INC | 779268101 | COM | 22,844 | $157,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,129 | $156,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 10,759 | $156,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 3,805 | $155,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 13,400 | $155,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 18,037 | $154,000 | thousands by filing date | |
| OI S.A. | 670851104 | SPONSORED ADR | 106,543 | $153,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 8,853 | $152,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 1,889 | $151,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,153 | $150,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,000 | $149,000 | thousands by filing date | call |
| REGIS CORP | 758932107 | COM | 10,600 | $145,000 | thousands by filing date | put |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 19,976 | $144,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 10,003 | $143,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 18,700 | $143,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 141,000 | $142,000 | thousands by filing date | principal |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 18,745 | $141,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,538 | $140,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 20,909 | $140,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 12,200 | $137,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 13,133 | $136,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 19,300 | $135,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 4,982 | $132,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 10,650 | $129,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 14,775 | $129,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,300 | $127,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 3,853 | $125,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 26,927 | $124,000 | thousands by filing date | |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 91,000 | $123,000 | thousands by filing date | principal |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 28,687 | $122,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 20,000 | $121,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,500 | $118,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 2,683 | $118,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,820 | $117,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 18,400 | $115,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 2,025 | $115,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 1,551 | $114,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 4,100 | $113,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 12,082 | $110,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 83,000 | $110,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 6,900 | $109,000 | thousands by filing date | call |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 20,311 | $109,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 19,600 | $107,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 13,651 | $107,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 859 | $106,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 5,528 | $105,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 24,461 | $102,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 2,272 | $102,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 100,000 | $102,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 807 | $101,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,300 | $101,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 4,750 | $99,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 11,837 | $98,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 20,000 | $97,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 23,897 | $96,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 7,929 | $96,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,778 | $96,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 95,000 | $96,000 | thousands by filing date | principal |
| DOVER CORP COM | 260003108 | Stock | 1,152 | $94,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 8,700 | $92,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 25,548 | $91,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 65,000 | $88,000 | thousands by filing date | principal |
| RF MICRO DEVICES INC | 749941AJ9 | NOTE | 84,000 | $86,000 | thousands by filing date | principal |
| SONUS NETWORKS INC | 835916107 | COM | 24,950 | $84,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 1,907 | $83,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 14,779 | $82,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 10,858 | $82,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 5,000 | $81,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329YAE4 | CNV | 52,000 | $80,000 | thousands by filing date | principal |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 14,400 | $79,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 655 | $78,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 2,616 | $78,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 5,907 | $78,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 3,290 | $77,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 75,000 | $75,000 | thousands by filing date | principal |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 20,000 | $75,000 | thousands by filing date | call |
| AVG TECHNOLOGIES | N07831105 | SHS | 3,500 | $73,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 20,000 | $71,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,053 | $71,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 10,058 | $71,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 16,500 | $71,000 | thousands by filing date | put |
| SFX ENTMT INC | 784178303 | COM | 10,000 | $71,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 14,000 | $68,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,462 | $67,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 21,700 | $67,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 2,000 | $67,000 | thousands by filing date | put |
| INTERMUNE INC | 45884X103 | COM | 2,001 | $67,000 | thousands by filing date | |
| JAKKS PAC INC | 47012EAD8 | NOTE 4.500%11/0 | 65,000 | $67,000 | thousands by filing date | principal |
| Microsoft Corp | 594918104 | COM | 1,611 | $66,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 4,000 | $65,000 | thousands by filing date | call |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 1,154 | $65,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 21,098 | $64,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 36,600 | $64,000 | thousands by filing date | call |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 20,000 | $63,000 | thousands by filing date | call |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 904 | $62,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 514 | $62,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 12,411 | $62,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 433 | $62,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 41,403 | $62,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 17,000 | $62,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,000 | $61,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 1,500 | $58,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 10,753 | $58,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 15,766 | $58,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,172 | $57,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 3,000 | $57,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 9,000 | $56,000 | thousands by filing date | call |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 11,200 | $56,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,700 | $54,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 18,118 | $54,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 881 | $53,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 48,000 | $53,000 | thousands by filing date | principal |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 11,738 | $53,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 50,000 | $51,000 | thousands by filing date | principal |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,008 | $50,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 996 | $49,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 2,000 | $49,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 40,000 | $46,000 | thousands by filing date | principal |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 2,900 | $45,000 | thousands by filing date | put |
| DTE ENERGY CO COM | 233331107 | Stock | 593 | $44,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,161 | $44,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 670 | $44,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 26,000 | $43,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 338 | $42,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,400 | $42,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 450 | $37,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 1,000 | $36,000 | thousands by filing date | call |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 16,000 | $36,000 | thousands by filing date | principal |
| EXELIXIS INC COM | 30161Q104 | Stock | 9,500 | $34,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 25,000 | $34,000 | thousands by filing date | principal |
| GROUPON INC | 399473107 | COMMON STOCK | 4,234 | $33,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 450 | $33,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAA8 | NOTE | 27,000 | $33,000 | thousands by filing date | principal |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 450 | $32,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 13,242 | $32,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 18,000 | $32,000 | thousands by filing date | principal |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 4,000 | $32,000 | thousands by filing date | put |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 10,669 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 707 | $29,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 517 | $29,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 11,244 | $28,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,600 | $27,000 | thousands by filing date | call |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 17,000 | $26,000 | thousands by filing date | principal |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 748 | $25,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 10,000 | $24,000 | thousands by filing date | principal |
| D.R. HORTON INC | 23331ABB4 | NOTE | 14,000 | $23,000 | thousands by filing date | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 250 | $22,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 6,300 | $22,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 648 | $22,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 500 | $22,000 | thousands by filing date | put |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 16,000 | $22,000 | thousands by filing date | principal |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 16,864 | $22,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 294 | $20,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 478 | $19,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 85 | $19,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 631 | $17,000 | thousands by filing date | |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 18,000 | $17,000 | thousands by filing date | principal |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 17,000 | $17,000 | thousands by filing date | principal |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 300 | $16,000 | thousands by filing date | put |
| BARNES GROUP INC | 067806109 | COM | 393 | $15,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 545 | $15,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 491 | $13,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 200 | $11,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 836 | $10,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 50 | $9,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 300 | $9,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 155 | $8,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 313 | $8,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 400 | $8,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 101 | $7,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 46 | $7,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 143 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 61 | $6,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 460 | $6,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 119 | $6,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 100 | $6,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 64 | $5,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 117 | $5,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 100 | $4,000 | thousands by filing date | put |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 50 | $4,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 220 | $4,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 77 | $3,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 190 | $3,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 13 | $2,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 30 | $2,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 118 | $2,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 24 | $2,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 148 | $2,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 135 | $2,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 23 | $2,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 44 | $1,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 42 | $1,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 35 | $1,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 93 | $1,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 47 | $1,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 82 | $1,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 74 | $1,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 93 | $1,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 500 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 11,400 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-001241 | this filing | 2014-05-16 | acceptance time not in the bulk data set |