13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 796 holding rows worth $948,710,000.
- Accession
- 0001085146-14-001176
- Filer
- CIK 1567755
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 796 entries on the cover page, a total value of $948,710,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $948,710,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 11,392 | $379,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 7,671 | $378,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 8,523 | $378,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 6,224 | $375,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 7,909 | $373,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 21,131 | $372,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 15,270 | $370,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,457 | $369,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 11,725 | $369,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 7,749 | $364,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 3,289 | $364,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 6,878 | $363,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 6,007 | $362,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 3,397 | $360,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 12,650 | $357,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 5,496 | $357,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 13,082 | $356,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,239 | $353,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,380 | $353,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 8,317 | $353,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 10,350 | $352,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 12,250 | $352,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 9,712 | $352,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,080 | $350,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 10,814 | $349,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 8,455 | $348,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 2,672 | $347,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 5,801 | $342,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 40,080 | $342,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 5,053 | $341,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 28,043 | $341,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 6,696 | $341,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 8,754 | $338,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 18,268 | $336,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 25,542 | $335,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 16,275 | $332,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 20,060 | $328,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 29,669 | $328,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,716 | $323,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 13,862 | $321,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 4,562 | $321,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 7,261 | $320,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 6,213 | $319,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 18,570 | $319,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,993 | $318,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 11,644 | $318,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,730 | $317,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 6,786 | $317,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 3,090 | $316,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 6,742 | $316,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 25,838 | $315,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 145,194 | $315,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 23,955 | $314,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 30,960 | $313,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 3,710 | $313,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 4,099 | $308,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 12,930 | $307,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 7,691 | $307,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 32,486 | $307,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 21,950 | $306,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 7,400 | $306,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 4,440 | $305,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 4,310 | $304,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 3,718 | $303,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 6,196 | $303,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,223 | $302,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 3,641 | $302,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 17,364 | $301,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,636 | $299,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 2,767 | $299,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 7,454 | $299,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 5,517 | $299,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,496 | $298,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 6,134 | $298,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 14,356 | $297,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 27,338 | $295,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 4,268 | $294,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 5,871 | $294,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 35,062 | $294,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 9,960 | $294,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 39,460 | $292,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 91,450 | $291,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 485 | $289,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 8,347 | $289,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 13,129 | $287,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,294 | $286,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 3,300 | $286,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,285 | $283,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 14,086 | $282,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,635 | $280,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 7,806 | $280,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 87,274 | $279,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 790 | $278,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,544 | $277,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 85,890 | $277,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,536 | $275,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,561 | $273,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 36,058 | $273,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,547 | $270,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 14,336 | $270,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 7,360 | $269,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,844 | $269,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,149 | $269,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 4,778 | $269,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4,003 | $268,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,662 | $268,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 5,006 | $268,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,186 | $267,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,922 | $266,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 603 | $264,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,795 | $264,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,864 | $262,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 5,912 | $262,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 8,000 | $262,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 14,415 | $260,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,448 | $259,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 19,534 | $257,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,502 | $255,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,583 | $255,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,111 | $254,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 9,349 | $254,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 8,318 | $253,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 7,706 | $253,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 12,707 | $253,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,130 | $252,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 3,662 | $252,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 6,125 | $252,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 4,912 | $252,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 5,057 | $251,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 12,215 | $250,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 5,223 | $250,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 1,203 | $248,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 2,091 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 5,953 | $246,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 38,844 | $244,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 14,254 | $244,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 3,880 | $244,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 17,916 | $242,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 4,257 | $241,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,218 | $240,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 10,144 | $240,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,142 | $239,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 3,685 | $239,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 4,134 | $238,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 17,686 | $238,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 11,608 | $237,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 6,580 | $237,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 7,250 | $236,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 22,600 | $235,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 7,056 | $234,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 20,643 | $234,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 12,987 | $233,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 9,795 | $232,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 6,290 | $232,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,459 | $232,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 5,662 | $232,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 14,703 | $231,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 5,430 | $230,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 10,197 | $230,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 4,450 | $230,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 5,461 | $230,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 4,687 | $229,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 14,418 | $229,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 2,492 | $228,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 10,515 | $228,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 20,731 | $227,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 16,400 | $226,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 27,433 | $226,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 11,648 | $224,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 7,913 | $224,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,402 | $221,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 3,435 | $221,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 20,858 | $220,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 8,463 | $220,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 6,291 | $220,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 4,835 | $220,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,226 | $218,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,231 | $217,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,578 | $217,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 15,939 | $215,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,641 | $215,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 3,786 | $215,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 16,070 | $214,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 23,400 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,180 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 7,664 | $213,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 12,061 | $213,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,084 | $210,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,849 | $209,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 5,540 | $208,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 11,528 | $208,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,498 | $207,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,389 | $207,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,359 | $207,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 5,889 | $206,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 1,832 | $206,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 14,900 | $206,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,588 | $205,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,601 | $205,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,462 | $205,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 28,859 | $205,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,674 | $204,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 10,362 | $204,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 13,864 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 4,206 | $203,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 13,599 | $202,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 3,090 | $202,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,037 | $200,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,522 | $200,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 23,032 | $200,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 7,421 | $200,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 20,933 | $198,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 32,447 | $198,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 14,530 | $197,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 16,458 | $190,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 19,633 | $188,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 21,806 | $188,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 22,297 | $186,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,433 | $184,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 14,945 | $182,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 12,472 | $174,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 15,934 | $174,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 24,100 | $173,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 15,260 | $172,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 14,508 | $171,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 11,929 | $168,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10,762 | $168,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 12,867 | $166,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 34,817 | $165,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 20,861 | $164,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 15,879 | $161,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 17,491 | $160,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 11,180 | $159,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 11,950 | $159,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 12,308 | $157,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 16,372 | $155,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 12,636 | $154,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 31,613 | $152,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 11,450 | $149,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 34,598 | $149,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 12,131 | $148,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 12,835 | $143,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 28,389 | $143,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 17,371 | $143,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 11,616 | $141,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 11,254 | $141,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 23,241 | $141,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 11,825 | $132,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 21,822 | $128,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 10,093 | $127,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 11,848 | $127,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 52,332 | $124,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 30,274 | $124,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 15,315 | $123,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 23,317 | $123,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 11,753 | $121,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 15,783 | $121,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 12,698 | $119,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 12,375 | $118,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 10,340 | $117,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,050 | $114,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,622 | $106,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 11,074 | $105,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 16,007 | $104,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 24,405 | $96,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 16,436 | $91,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 10,865 | $85,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 12,958 | $85,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 20,000 | $80,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 16,061 | $78,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 21,500 | $75,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 12,579 | $73,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 13,100 | $73,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 16,627 | $70,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,284 | $62,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 14,700 | $60,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 16,200 | $57,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 13,093 | $57,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 15,783 | $57,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 10,787 | $52,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 12,550 | $50,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 13,500 | $50,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 25,000 | $45,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 15,050 | $45,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 13,325 | $45,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 10,325 | $43,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 20,000 | $42,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 15,717 | $37,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 11,358 | $35,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 33,267 | $35,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 13,000 | $35,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 17,150 | $31,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 13,550 | $30,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 19,500 | $27,000 | thousands by filing date | call |
| MELA SCIENCES INC | 55277R100 | COM | 20,000 | $12,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 10,000 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-001176 | this filing | 2014-05-15 | acceptance time not in the bulk data set |