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13F-HR filed by OPPENHEIMER & CO INC

OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-09, with 1,400 holding rows worth $3,335,307,000.

Accession
0001085146-14-001028
Filed
2014-05-09
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2014

A holdings report, 1,400 entries on the cover page, a total value of $3,335,307,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,335,307,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
ALBERTSONS CO SHS CL A CLASS CLASS A039380100COM68,728$331,000thousands by filing date
Targa Resources Partners, LP87611X105LTD5,836$329,000thousands by filing date
TERADYNE INC COM880770102Stock16,500$328,000thousands by filing date
FUSION-IO INC36112J107COMMON STOCK31,224$328,000thousands by filing date
THERAVANCE INC88338T104COMMON STOCK10,584$328,000thousands by filing date
THORATEC CORP885175307COM9,136$327,000thousands by filing date
ALLSTATE CORP COM020002101Stock5,767$326,000thousands by filing date
PRUDENTIAL FINL INC COM744320102Stock3,847$326,000thousands by filing date
COMPUWARE CORP205638109COM31,033$326,000thousands by filing date
PARTNERRE LTDG6852T105COM3,152$326,000thousands by filing date
FIREEYE INC31816Q101COM5,274$324,000thousands by filing date
TEEKAY LNG PARTNERS L PY8564M105PRTNRSP UNITS7,807$323,000thousands by filing date
Vanguard Energy ETF92204A306SHS2,505$322,000thousands by filing date
UNUM GROUP COM91529Y106Stock9,100$321,000thousands by filing date
NEUBERGER BERMAN MLP AND ENERG64129H104COM17,793$321,000thousands by filing date
SPECTRUM BRANDS HLDGS INC84763R101COM4,031$321,000thousands by filing date
CALUMET SPECIALTY PRODS PART131476103COM12,371$320,000thousands by filing date
T-Mobile US,Inc.872590104COM9,599$317,000thousands by filing date
ABERCROMBIE & FITCH CO CL A002896207Stock8,215$316,000thousands by filing date
STELLUS CAP INVT CORP858568108COM21,927$316,000thousands by filing date
NEBIUS GROUP N.V.N97284108SHS CLASS A10,408$314,000thousands by filing date
MID-CON ENERGY PARTNERS LP59560V109COMMON STOCK14,526$314,000thousands by filing date
GLIMCHER RLTY TR379302102SH BEN INT31,225$313,000thousands by filing date
RIVERBED TECHNOLOGY INC768573107COM15,846$313,000thousands by filing date
TEMPLETON EMERGING MKTS INCO880192109COM22,032$309,000thousands by filing date
AVG TECHNOLOGIESN07831105SHS14,700$309,000thousands by filing date
LXP INDUSTRIAL TRUST529043101COM28,217$308,000thousands by filing date
SEATTLE GENETICS INC812578102COM6,746$308,000thousands by filing date
MANNKIND CORP56400P201COM76,537$308,000thousands by filing date
INSPIREMD INC45779A309COM101,100$308,000thousands by filing date
NEWFIELD EXPL CO651290108COM9,766$307,000thousands by filing date
HSBC HLDGS PLC404280604ADR A 1/40PF A12,003$306,000thousands by filing date
Vanguard Consumer Staples ETF92204A207SHS2,757$305,000thousands by filing date
Broadcom IncY0486S104Common4,743$305,000thousands by filing date
DDR CORP23317H102COM18,538$305,000thousands by filing date
NUVEEN TX ADV TOTAL RET STRG67090H102COM21,690$301,000thousands by filing date
THE CENTRAL AND EASTERN EU I153436100COM11,456$301,000thousands by filing date
APTARGROUP INC COM038336103Stock4,508$298,000thousands by filing date
AMERICAN FINANCIAL GROUP INC COM025932104Stock5,120$295,000thousands by filing date
ELLIE MAE INC28849P100COM10,237$295,000thousands by filing date
PROSHARES TR74347R701PSHS SHORT DOW3011,310$294,000thousands by filing date
ELECTRONIC ARTS INC COM285512109Stock10,100$293,000thousands by filing date
TUPPERWARE BRANDS CORP899896104COM3,500$293,000thousands by filing date
UNIVERSAL HEALTH RLTY INCOME91359E105REIT6,938$293,000thousands by filing date
ISHARES TR464287192US TRSPRTION2,148$291,000thousands by filing date
FLOWSERVE CORP34354P105COM3,705$290,000thousands by filing date
MAG SILVER CORP55903Q104COMMON STOCK-FO42,005$290,000thousands by filing date
CURIS INC231269101COM102,998$290,000thousands by filing date
FISERV INC337738108COM5,100$289,000thousands by filing date
ISHARES TR464288844US OIL EQ&SV ETF4,212$288,000thousands by filing date
iShares Msci Singapore464286673MSCI SINGAPORE22,077$288,000thousands by filing date
EATON VANCE TAX-MANAGED BUY-27828Y108COM20,250$287,000thousands by filing date
VANGUARD WORLD FD92204A405FINANCIALS ETF6,300$287,000thousands by filing date
PERMIAN BASIN RTY TR714236106UNIT BEN INT21,707$287,000thousands by filing date
BLACKROCK CAP INVT CORP092533108COM31,300$287,000thousands by filing date
NASDAQ PREM INCM & GRW FD IN63110R105COM15,746$287,000thousands by filing date
KAYNE ANDERSON ENERGY DEV CO48660Q102COM9,297$287,000thousands by filing date
SAP SE SPON ADR803054204ADR3,525$286,000thousands by filing date
MEAD JOHNSON NUTRITION CO582839106COM3,438$286,000thousands by filing date
HOME PROPERTIES INC437306103COM4,760$286,000thousands by filing date
WILEY JOHN & SONS INC968223206CL A4,950$285,000thousands by filing date
EATON VANCE TAX-MANAGED GLOB27829F108COM28,139$284,000thousands by filing date
CALAMOS CONVERTIBLE OPPORTUNIT128117108SH BEN INT20,501$284,000thousands by filing date
KAISER ALUMINUM CORP483007704COM PAR $0.013,964$283,000thousands by filing date
PACKAGING CORP AMER COM695156109Stock3,997$281,000thousands by filing date
WESCO INTL INC COM95082P105Stock3,361$280,000thousands by filing date
DOUGLAS EMMETT INC25960P109COM10,300$280,000thousands by filing date
CABLEVISION SYS CORP12686C109CL A NY CABLVS16,615$280,000thousands by filing date
SOUTH JERSEY INDUSTRIES INC838518108COM4,975$279,000thousands by filing date
SIGNATURE BANK82669G104COM2,211$278,000thousands by filing date
AIR METHODS CORP009128307COM PAR $.065,210$278,000thousands by filing date
CALAMOS CONV & HIGH INCOME F12811P108COM SHS20,531$277,000thousands by filing date
SYMANTEC CORP871503108COM13,882$277,000thousands by filing date
MULTIMEDIA GAMES HOLDING CO625453105COM9,500$276,000thousands by filing date
SPRINT CORP85207U105COM SER 130,019$275,000thousands by filing date
STARWOOD HOTELS&RESORTS WRLD85590A401COM3,466$275,000thousands by filing date
NEW YORK TIMES CO MTN BE CL A650111107Stock16,000$274,000thousands by filing date
U HAUL HOLDING COMPANY023586100COM1,181$274,000thousands by filing date
BLACKROCK CORPORATE HIGH YIELD09255P107COM22,414$274,000thousands by filing date
KAYNE ANDERSON ENERGY486606106COM7,443$273,000thousands by filing date
MOLYCORP INC DEL608753109COM57,950$272,000thousands by filing date
STRATEGIC GLOBAL INCOME FD862719101COM29,630$272,000thousands by filing date
TCW CONV SECS FD INC872340104COM49,500$270,000thousands by filing date
POWERSHARES73936Q793EXCHANGE TRADED10,600$270,000thousands by filing date
CVR Partners, LP126633106LTD12,650$269,000thousands by filing date
WUXI PHARMATECH CAYMAN INC929352102SPONS ADR SHS7,310$269,000thousands by filing date
SOUTHWEST GAS HLDGS INC COM844895102Stock5,007$268,000thousands by filing date
MATTEL INC577081102COM6,661$267,000thousands by filing date
U S SILICA HLDGS INC90346E103COM7,004$267,000thousands by filing date
PENNEY J C INC708160106COM30,960$267,000thousands by filing date
DIGITAL RLTY TR INC COM253868103REIT5,015$266,000thousands by filing date
iShares S&P Small-Cap 600 Value ETF464287879SHS2,332$265,000thousands by filing date
STRATEGIC HOTEL & RESORTS86272T106COM26,000$265,000thousands by filing date
SEARS HOLDINGS CORP XXX812350106COM5,523$264,000thousands by filing date
ARES CAPITAL CORP04010L103COM14,895$263,000thousands by filing date
INTERNATIONAL GAME TECHNOLOG459902102COM18,673$263,000thousands by filing date
Rentech Nitrogen Partners, LP760113100LTD14,150$263,000thousands by filing date
POSCO HOLDINGS INC SPONSORED ADR693483109ADR3,775$262,000thousands by filing date
MS INDIA INVESTMENT (CL END)61745C105IFD13,408$262,000thousands by filing date
ASTORIA FINANCIAL CORP046265104COMMON STOCK19,000$262,000thousands by filing date
SILICON LABORATORIES INC COM826919102Stock5,000$261,000thousands by filing date
NORTHWESTERN ENERGY GROUP INC COM NEW668074305Stock5,500$261,000thousands by filing date
BANK MONTREAL MEDIUM COM063671101Stock3,875$260,000thousands by filing date
GROUPE CGI INC39945C109CL A SUB VTG8,400$260,000thousands by filing date
DEVRY INC DEL251893103COM6,137$260,000thousands by filing date
Chesapeake Energy Corp PFD Conv165167842Pfd Stk2,830$259,000thousands by filing date
NEW SOURCE ENERGY PARTNERS L64881E109CMN11,175$259,000thousands by filing date
WISDOMTREE TR97717W604US SMALLCAP DIVD3,778$258,000thousands by filing date
Hubbell Inc Class B443510201COM2,149$258,000thousands by filing date
SENIOR HSG PPTYS TR81721M109SH BEN INT11,441$257,000thousands by filing date
FIDELITY NATIONAL FINANCIAL31620R105CL A8,164$257,000thousands by filing date
ROPER TECHNOLOGIES INC COM776696106Stock1,917$256,000thousands by filing date
JACK IN THE BOX INC466367109COM4,343$256,000thousands by filing date
COPART INC COM217204106Stock7,000$255,000thousands by filing date
SPDR SERIES TRUST78464A730S&P OILGAS EXP3,553$255,000thousands by filing date
ENSCO PLCG3157S106SHS CLASS A4,821$255,000thousands by filing date
PIMCO ETF TR72201R833ENHAN SHRT MA AC2,507$254,000thousands by filing date
CHARLES RIV LABS INTL INC159864107COM4,209$254,000thousands by filing date
ISHARES TR464287713US TELECOM ETF8,473$254,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33734X200DJ GLBL DIVID9,112$254,000thousands by filing date
REVENUESHARES761396308EXCHANGE TRADED4,621$253,000thousands by filing date
NUVEEN CR STRATEGIES INCOME67073D102COM SHS26,529$252,000thousands by filing date
CONSTELLIUM NV-CLASS AN22035104CL A8,617$252,000thousands by filing date
QTS RLTY TR INC74736A103COM CL A10,000$251,000thousands by filing date
BLACKROCK MUNIHLDNGS CALI09254L107COM17,956$250,000thousands by filing date
TESORO CORP881609101COM4,954$250,000thousands by filing date
ANWORTH MORTGAGE ASSET CP037347101COM50,315$250,000thousands by filing date
REGAL ENTMT GROUP758766109CL A13,325$249,000thousands by filing date
NAVISTAR INTERNATIONAL63934E108COMMON STOCK7,323$248,000thousands by filing date
VIRNETX HLDG CORP92823T108COM17,500$248,000thousands by filing date
FERRELLGAS PARTNERS L.P.315293100UNIT LTD PART10,700$248,000thousands by filing date
AAR CORP000361105COM9,533$247,000thousands by filing date
FRANKLIN LTD DURATION INCOME35472T101COM18,960$247,000thousands by filing date
Invesco Global Listed Private Equity ETF73935X195ETF20,359$247,000thousands by filing date
IRON MTN INC NEW REIT462846106COM8,958$247,000thousands by filing date
POST PPTYS INC737464107COM4,993$245,000thousands by filing date
SPDR SER TR78464A862S&P SEMICNDCTR3,539$244,000thousands by filing date
ION GEOPHYSICAL CORP462044108COM58,000$244,000thousands by filing date
QUEST DIAGNOSTICS INC COM74834L100Stock4,201$243,000thousands by filing date
COCA COLA ENTERPRISES INC NE19122T109COM5,100$243,000thousands by filing date
NOODLES & CO65540B105COM CL A6,139$242,000thousands by filing date
STONEMOR PARTNERS LP86183Q100COMMON STOCK9,620$242,000thousands by filing date
POWERSHARES ETF TRUST73935X856DYN BIOT & GEN5,821$242,000thousands by filing date
KRANESHARES TRUST CSI CHI INTERNET500767306CSI CHI INTERNET6,700$241,000thousands by filing date
NEUBERGER BERMAN HIGH YIELD ST64128C106COM17,661$241,000thousands by filing date
NUSTAR ENERGY LP67058H102UNIT COM4,400$241,000thousands by filing date
MEMORIAL PRODUCTION PARTNERS586048100COMMON STOCK10,664$241,000thousands by filing date
APCO OIL & GAS INTERNATIONALg0471f109SHS16,695$241,000thousands by filing date
POWERSHARES ETF TRUST II73936Q744DWA SC TECHLDR6,139$241,000thousands by filing date
MUELLER INDS INC COM624756102Stock8,000$240,000thousands by filing date
GENTHERM INC37253A103COM6,918$240,000thousands by filing date
NAVIGATOR HLDGS LTD SHSY62132108Stock9,175$239,000thousands by filing date
TELEPHONE & DATA SYS INC879433829COM NEW9,102$239,000thousands by filing date
PANERA BREAD CO69840W108CL A1,356$239,000thousands by filing date
LIBERTY ALL-STAR EQUITY FUND530158104SH BEN INT40,538$238,000thousands by filing date
HECLA MNG CO422704106COM77,278$237,000thousands by filing date
WSTRN AST GLBL CORP OPP FD I95790C107COM13,010$237,000thousands by filing date
CLAYMORE GUGGENHEIM18383Q739GUGGENHEIM SOLAR5,329$236,000thousands by filing date
SPDR SERIES TRUST78464A722ST STR SP PHARMA2,511$235,000thousands by filing date
TATA MTRS LTD876568502SPONSORED ADR6,642$235,000thousands by filing date
REYNOLDS AMERICAN INC761713106COMMON STOCK4,408$235,000thousands by filing date
BOARDWALK PIPELINE PARTNERS096627104UT LTD PARTNER17,460$234,000thousands by filing date
ANTARES PHARMA INC036642106COM66,728$234,000thousands by filing date
DANA INC235825205COM10,000$233,000thousands by filing date
ISHARES INC MSCI GERMANY ETF464286806MSCI GERMANY ETF7,403$232,000thousands by filing date
FREIGHTCAR AMER INC357023100COM10,000$232,000thousands by filing date
ENSTAR GROUP LIMITEDG3075P101SHS1,700$232,000thousands by filing date
POWERSHARES ETF TR II73937B407TXBLE MUN PRTFLO8,068$232,000thousands by filing date
KAPSTONE PAPER AND PACKAGING C48562P103COM8,046$232,000thousands by filing date
HEICO CORP NEW COM422806109Stock3,819$230,000thousands by filing date
ARRAY DIGITAL INFRASTRUCTURE911684108COM5,600$230,000thousands by filing date
GOLD FIELDS LTD SPONSORED ADR38059T106ADR61,783$228,000thousands by filing date
CLEAN ENERGY FUELS CORP184499101COMMON STOCK25,500$228,000thousands by filing date
BP PRUDHOE BAY RTY TR055630107TRUS2,705$228,000thousands by filing date
INGREDION INC COM457187102Stock3,334$227,000thousands by filing date
TERNIUM SA880890108SPONSORED ADS7,665$227,000thousands by filing date
CANON INC-ADR138006309SPONSORED ADR7,324$227,000thousands by filing date
OMNICARE INC681904108COM3,811$227,000thousands by filing date
WESTERN GAS PARTNERS LP958254104COM UNIT LP IN3,410$226,000thousands by filing date
NORTHERN TIER ENERGY LP665826103COM UN REPR PART8,775$226,000thousands by filing date
CALAMOS ASSET MANAGEMENT A12811R104COM17,383$225,000thousands by filing date
WISDOMTREE TR DREYFUS CMM FD97717X859COM11,129$224,000thousands by filing date
DWS HIGH INCOME OPPORT FD IN23339M204COM NEW15,347$224,000thousands by filing date
MESA LABS INC COM59064R109Stock2,475$223,000thousands by filing date
VANGUARD SCOTTSDALE FDS92206C680COM2,500$222,000thousands by filing date
WADDELL & REED FINL INC930059100CL A3,007$221,000thousands by filing date
CM FIN INC COM12574Q103COM14,200$221,000thousands by filing date
FIRST MAJESTIC SILVER CORP32076V103COM22,938$221,000thousands by filing date
VERIFONE SYS INC92342Y109COM6,551$221,000thousands by filing date
CARDINAL HEALTH INC14149Y108COM3,140$220,000thousands by filing date
ACTVISION BLIZZARD INC00507V109COM10,750$220,000thousands by filing date
IROBOT CORP462726100COM5,362$220,000thousands by filing date
UPBOUND GROUP INC COM76009N100Stock8,230$219,000thousands by filing date
BIOMARIN PHARMACEUTICAL INC09061G101COM3,214$219,000thousands by filing date
CONTAINER STORE GROUP INC210751103COMMON STOCK6,402$218,000thousands by filing date
ALERE INC01449J105COM6,360$218,000thousands by filing date
VERIS RESIDENTIAL INC554489104COM10,443$217,000thousands by filing date
MEDASSETS INC584045108COM8,795$217,000thousands by filing date
ALLIANCE HOLDINGS GP LP01861G100COM UNITS LP3,494$217,000thousands by filing date
BALLY TECHNOLOGIES05874B107COMMON STOCK3,264$216,000thousands by filing date
INTERCONTINENTAL HOTELS45857P400COMMON STOCK-FO6,673$216,000thousands by filing date
NASDAQ INC COM631103108Stock5,826$215,000thousands by filing date
MFA FINL INC55272X102COM27,825$215,000thousands by filing date
GOODRICH PETE CORP382410405COM NEW13,539$215,000thousands by filing date
iShares Floating Rate Bond ETF46429B655SHS4,228$214,000thousands by filing date
COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR20441A102ADR23,079$214,000thousands by filing date
ALLSPRING MULTI SECTOR INCOM94987D101COM14,768$214,000thousands by filing date
SPDR INDEX SHS FDS78463X863ST DOW INTL ETF5,191$214,000thousands by filing date
TEREX CORP NEW COM880779103Stock4,800$213,000thousands by filing date
ARRAY BIOPHARMA INC COM04269X105Stock45,400$213,000thousands by filing date
DR REDDYS LABS LTD ADR256135203ADR4,835$212,000thousands by filing date
DIAMONDROCK HOSPITALITY CO252784301COM18,000$212,000thousands by filing date
Vanguard Intermediate-Term Bond ETF921937819SHS2,520$210,000thousands by filing date
DYCOM INDS INC COM267475101Stock6,633$210,000thousands by filing date
BEST BUY INC COM086516101Stock7,937$210,000thousands by filing date
STARWOOD PPTY TR INC COM85571B105REIT8,901$210,000thousands by filing date
INVESCO DYNAMIC CR OPPORTUNI46132R104COM16,189$210,000thousands by filing date
SUNEDISON INC86732Y109COM11,150$210,000thousands by filing date
TICC CAPITAL CORP87244T109COM21,560$210,000thousands by filing date
BLACKROCK FLOATING RATE INCO09255X100COM14,333$209,000thousands by filing date
ARQULE INC04269E107COM102,050$209,000thousands by filing date
NETGEAR INC64111Q104COM6,175$208,000thousands by filing date
NUVEEN QUALITY PFD INCOME FD67071S101COM25,775$208,000thousands by filing date
ISHARES TR464287101S&P 100 ETF2,500$207,000thousands by filing date
BLACKROCK CREDIT ALLOCATION IN092508100COM15,298$207,000thousands by filing date
CALAMOS GBL DYN INCOME FUND12811L107COM22,813$206,000thousands by filing date
QUINSTREET INC74874Q100COM31,000$206,000thousands by filing date
APOLLO TACTICAL INCOME FD INC037638103COM11,500$205,000thousands by filing date
GENERAL AMERICAN INVESTORS CO368802104COM5,803$204,000thousands by filing date
SPROTT ASSET MANAGEMENT LP85207Q104PHYSICAL PLATINU21,238$204,000thousands by filing date
ADVENT CLAY CONV SEC INC FD007639107COM26,983$204,000thousands by filing date
PAYCHEX INC704326107COM4,738$202,000thousands by filing date
BUCKLE INC COM118440106Stock4,421$202,000thousands by filing date
NABORS INDUSTRIES LTDG6359F103SHS8,200$202,000thousands by filing date
BABSON CAP GLB SHT DURHGH YL05617T100COM8,419$202,000thousands by filing date
SIZMEK INC83013P105COM19,000$202,000thousands by filing date
SAIA INC78709Y105COM5,250$201,000thousands by filing date
WORTHINGTON ENTERPRISES INC981811102COM5,261$201,000thousands by filing date
FIDUS INVESTMENT GROUP316500107COM10,400$201,000thousands by filing date
INVESCO AEROSPACE & DEFENSE ETF73935X690COM6,206$201,000thousands by filing date
NRG ENERGY INC COM NEW629377508Stock6,314$200,000thousands by filing date
NICE LTD SPONSORED ADR653656108ADR4,479$200,000thousands by filing date
NEW MTN FIN CORP647551100COM13,759$200,000thousands by filing date
INOGEN INC45780L104COM12,000$198,000thousands by filing date
WESTERN ASSET EMERGING MARKETS95766A101COM11,403$198,000thousands by filing date
HANCOCK JOHN INVT TR41013P749TAX ADV GLB SH15,350$198,000thousands by filing date
KOSMOS ENERGY LTDG5315B107SHS18,000$198,000thousands by filing date
BLACKSTONE SENIOR FLOATING RAT09256U105COM10,500$197,000thousands by filing date
BLACKROCK CORE BD TR09249E101SHS BEN INT14,620$196,000thousands by filing date
FIFTH STREET FIN CORP COM31678A103COM20,665$196,000thousands by filing date
EMPIRE RESORTS INC292052206COM27,600$195,000thousands by filing date
NUVEEN MUN CR INCOME FD67070X101COM SH BEN INT14,819$194,000thousands by filing date
NOAH HLDGS LTD65487X102SPON ADS CL A13,364$193,000thousands by filing date
BLACKROCK MUN INCOME INVT TR09248H105SHS BEN INT14,500$193,000thousands by filing date
Galena Biopharma Inc363256108COM76,699$192,000thousands by filing date
PENN WEST PETE LTD NEW707887105COM22,687$190,000thousands by filing date
HUNTINGTON BANCSHARES INC COM446150104Stock18,917$189,000thousands by filing date
ZYNGA INC.98986T108CL A43,985$189,000thousands by filing date
REAL GOODS SOLAR INC75601N104CL A46,316$189,000thousands by filing date
GUGGENHEIM EQUAL40167M106COM SH BEN INT10,000$188,000thousands by filing date
CEVA INC157210105COMMON STOCK10,600$186,000thousands by filing date
PROTALIX BIOTHERAPEUTICS INC74365A101COM40,500$186,000thousands by filing date
GENPACT LIMITED SHSG3922B107Stock10,612$185,000thousands by filing date
VALLEY NATL BANCORP919794107COM17,589$183,000thousands by filing date
WESTERN ASSET EMRG MKT INCM95766E103COM14,664$181,000thousands by filing date
BLACKROCK MUNIHOLDINGS QUALITY09254C107COM14,143$180,000thousands by filing date
WESTERN UN CO COM959802109Stock10,950$179,000thousands by filing date
GROUPON INC399473107COMMON STOCK22,736$178,000thousands by filing date
ING INFRASTRUCTURE INDLS & M45685U100COM10,150$178,000thousands by filing date
NUVEEN CA DIV ADV MUNI FD 367070Y109COM SH BEN INT14,439$176,000thousands by filing date
LIVEPERSON, INC.538146101COM14,350$173,000thousands by filing date
Walter Energy Inc93317Q105COM22,905$173,000thousands by filing date
ALLOT LTDM0854Q105SHS12,640$170,000thousands by filing date
BLACKROCK MUNICIPAL INCOME QUA092479104COM12,425$169,000thousands by filing date
STAPLES INC855030102COM14,932$169,000thousands by filing date
TCF FINL CORP872275102COM10,138$169,000thousands by filing date
BLACKROCK MUNIYIELD INVT F09254R104COM11,900$169,000thousands by filing date
PIMCO HIGH INCOME FD722014107COM SHS13,008$163,000thousands by filing date
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EXCO RESOURCES INC269279402COMMON STOCK24,500$137,000thousands by filing date
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GERON CORP374163103COM10,000$21,000thousands by filing date
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POLYMET MINING CORP731916102COM10,000$14,000thousands by filing date
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SANOFI80105N113COMMON STOCK-FO29,569$9,000thousands by filing date
ENTREE GOLD INC29383G100COM22,000$8,000thousands by filing date
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Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001085146-14-001028this filing2014-05-09acceptance time not in the bulk data set