13F-HR filed by Moors & Cabot, Inc.
Moors & Cabot, Inc. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-08, with 382 holding rows worth $395,338,000.
- Accession
- 0001085146-14-001025
- Filer
- CIK 1607239
- Filed
- 2014-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 382 entries on the cover page, a total value of $395,338,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $395,338,000 with VALUE read as thousands by filing date, 13F file number 028-16128. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 168,143 | $11,662,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 108,817 | $10,689,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 377,071 | $9,762,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 99,239 | $9,694,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 91,595 | $7,383,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 133,924 | $6,371,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 72,756 | $6,075,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 163,263 | $5,726,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 80,976 | $5,647,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 103,522 | $5,569,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 45,287 | $5,385,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 165,357 | $5,311,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 9,603 | $5,154,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 68,198 | $4,576,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 171,047 | $4,415,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 73,264 | $4,159,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 78,146 | $3,981,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 60,108 | $3,899,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 50,533 | $3,796,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 90,954 | $3,728,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 19,336 | $3,722,000 | thousands by filing date | |
| 38259p508 | COM | 3,181 | $3,545,000 | thousands by filing date | ||
| WILLIAMS COS INC COM | 969457100 | Stock | 86,837 | $3,524,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 88,213 | $3,410,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 45,209 | $3,327,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 117,268 | $3,214,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 47,084 | $3,145,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 84,221 | $3,111,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 31,838 | $3,104,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 50,689 | $3,077,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 41,472 | $3,067,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 26,031 | $3,041,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 25,622 | $2,915,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 37,602 | $2,822,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 75,207 | $2,768,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 38,715 | $2,724,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 19,885 | $2,698,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 29,957 | $2,547,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 32,719 | $2,449,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 44,262 | $2,432,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 56,468 | $2,416,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 44,924 | $2,406,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 68,122 | $2,354,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 51,562 | $2,337,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 44,884 | $2,332,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 25,551 | $2,300,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 36,251 | $2,231,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 30,921 | $2,202,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 127,884 | $2,200,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 29,480 | $2,154,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 36,201 | $1,995,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 50,162 | $1,932,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 34,278 | $1,923,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 17,427 | $1,921,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 81,941 | $1,904,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 44,393 | $1,868,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 30,283 | $1,837,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 18,167 | $1,805,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 22,778 | $1,802,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 19,293 | $1,790,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 25,418 | $1,768,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 720,800 | $1,759,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 68,251 | $1,704,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 79,693 | $1,704,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 17,302 | $1,685,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 184,977 | $1,615,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 12,528 | $1,545,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 31,667 | $1,539,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 20,660 | $1,526,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 25,303 | $1,500,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 42,060 | $1,479,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 41,350 | $1,459,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 7,700 | $1,445,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 29,306 | $1,410,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 28,770 | $1,409,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 58,410 | $1,395,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 42,911 | $1,394,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 27,990 | $1,392,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 13,790 | $1,352,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 25,894 | $1,331,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 25,354 | $1,305,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 28,054 | $1,287,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 48,400 | $1,248,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 15,435 | $1,236,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 18,686 | $1,221,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 15,783 | $1,206,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 43,038 | $1,180,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 9,534 | $1,179,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,425 | $1,178,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 56,412 | $1,174,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 68,568 | $1,126,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 24,799 | $1,113,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 25,238 | $1,109,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 23,242 | $1,100,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,836 | $1,091,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 12,450 | $1,085,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 14,351 | $1,078,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 10,234 | $1,068,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 13,377 | $1,064,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 20,119 | $1,063,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 19,816 | $1,059,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 12,109 | $1,053,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 8,386 | $1,052,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 39,200 | $1,041,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 17,281 | $1,017,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 12,018 | $997,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 14,826 | $979,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 14,499 | $970,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 29,315 | $969,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 21,161 | $963,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 13,437 | $952,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 33,808 | $933,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 11,338 | $928,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 15,575 | $917,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 20,211 | $908,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 39,351 | $882,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 23,486 | $879,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 7,471 | $875,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 24,625 | $875,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 25,401 | $854,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 9,520 | $850,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 8,500 | $840,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 10,245 | $835,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 55,906 | $831,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 14,500 | $815,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 52,201 | $814,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 10,402 | $813,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 18,892 | $810,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 8,371 | $800,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 45,307 | $777,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 8,950 | $756,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,785 | $746,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 78,338 | $738,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 29,882 | $732,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 16,325 | $729,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 15,454 | $726,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 56,171 | $723,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 16,650 | $720,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 11,005 | $719,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 36,197 | $715,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 20,696 | $710,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 8,597 | $699,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 17,100 | $699,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 34,840 | $696,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 19,875 | $695,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 6,100 | $693,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 72,108 | $691,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 19,057 | $690,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 19,055 | $688,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 9,085 | $685,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,434 | $677,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 14,150 | $676,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 32,325 | $676,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 13,023 | $675,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 11,505 | $668,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,124 | $641,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 8,648 | $635,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 62,960 | $620,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 11,434 | $611,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 14,420 | $590,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 7,167 | $582,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,653 | $581,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 52,330 | $574,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,078 | $569,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 11,971 | $567,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 47,650 | $567,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 45,551 | $567,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 23,654 | $554,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 11,583 | $551,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 7,350 | $549,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 22,713 | $547,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 4,750 | $545,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 10,848 | $543,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 96,358 | $540,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 27,974 | $535,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 6,186 | $533,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 15,004 | $528,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 12,789 | $526,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 15,659 | $521,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 10,236 | $520,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 3,840 | $519,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,150 | $514,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 18,200 | $514,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 8,170 | $512,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 900 | $511,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 13,938 | $510,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 19,532 | $505,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 15,218 | $504,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 13,928 | $504,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,178 | $503,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 9,717 | $488,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,716 | $486,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 9,211 | $483,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 16,636 | $482,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 37,800 | $481,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 16,350 | $473,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,206 | $470,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,094 | $470,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 27,350 | $470,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,857 | $468,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 15,913 | $457,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 19,330 | $456,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,307 | $455,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 9,925 | $452,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,912 | $445,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 5,286 | $443,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 33,596 | $443,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 19,300 | $442,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 15,962 | $441,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 7,100 | $437,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,135 | $436,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 6,300 | $427,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 5,633 | $427,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 5,980 | $419,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 7,350 | $417,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 17,498 | $415,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,359 | $414,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 4,148 | $413,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 16,471 | $413,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 23,050 | $400,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 28,003 | $399,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 7,802 | $397,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 4,346 | $395,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 9,262 | $393,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 36,750 | $390,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 3,151 | $388,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 8,243 | $386,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 6,690 | $386,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 29,858 | $381,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 13,017 | $377,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 66,100 | $377,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 9,400 | $370,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 7,385 | $369,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 10,650 | $369,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,246 | $367,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 60,004 | $365,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 12,671 | $364,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 14,975 | $364,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 11,707 | $363,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,525 | $361,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 4,226 | $358,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,082 | $355,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,450 | $354,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 13,200 | $352,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,651 | $351,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,800 | $349,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,891 | $347,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 8,633 | $344,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 12,861 | $343,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 18,000 | $343,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 6,332 | $338,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 6,620 | $338,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,805 | $333,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 6,900 | $330,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 2,649 | $329,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 9,100 | $327,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 34,400 | $325,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,930 | $323,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 8,100 | $323,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 9,466 | $322,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 15,024 | $322,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 9,825 | $321,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 19,091 | $321,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,850 | $318,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 6,800 | $318,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 73,000 | $316,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 6,900 | $315,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 16,500 | $314,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 3,288 | $311,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 17,252 | $308,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 9,382 | $308,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 18,625 | $305,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 4,850 | $304,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 4,850 | $303,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,336 | $302,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,949 | $302,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 4,583 | $300,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,485 | $296,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 7,200 | $296,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 3,200 | $293,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 9,544 | $290,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 5,830 | $287,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 6,816 | $287,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,862 | $283,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 6,800 | $283,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 5,400 | $282,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 3,000 | $280,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,394 | $278,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 4,575 | $278,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 8,447 | $276,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,902 | $274,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 3,500 | $273,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,568 | $271,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 3,707 | $271,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 44,826 | $271,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 9,812 | $267,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 13,996 | $266,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 4,550 | $266,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,913 | $263,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,700 | $261,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,601 | $259,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,835 | $258,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 20,350 | $257,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,750 | $251,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 4,749 | $249,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,040 | $248,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 57,350 | $247,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,900 | $243,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 17,875 | $242,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 3,056 | $240,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 8,700 | $240,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 3,058 | $238,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 6,300 | $237,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,243 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 6,387 | $236,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,200 | $235,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 3,555 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 7,295 | $234,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 2,218 | $234,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 7,711 | $233,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,411 | $230,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 8,400 | $230,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 7,047 | $228,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 8,307 | $225,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 6,582 | $225,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 8,250 | $221,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 14,800 | $220,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,605 | $213,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,024 | $213,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 690 | $211,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 23,750 | $210,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 12,600 | $208,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 14,370 | $208,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 4,200 | $207,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 11,744 | $207,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 16,398 | $206,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 6,000 | $204,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,300 | $201,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 4,200 | $200,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 17,666 | $196,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 12,500 | $185,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 13,917 | $182,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 10,500 | $180,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 19,150 | $178,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 15,814 | $171,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 19,424 | $171,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 26,700 | $167,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 12,500 | $165,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 22,488 | $161,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 27,965 | $160,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 10,900 | $153,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 37,868 | $152,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 10,250 | $152,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 24,300 | $143,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 26,600 | $142,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 10,750 | $137,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 23,437 | $130,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 13,800 | $120,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 10,874 | $85,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 17,000 | $83,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 16,592 | $71,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 14,000 | $70,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 11,990 | $67,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 10,000 | $62,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 14,860 | $59,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 10,700 | $52,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 10,000 | $52,000 | thousands by filing date | |
| ENTREMED INC | 29382F202 | COM | 25,314 | $46,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 23,753 | $42,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 14,000 | $42,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 10,827 | $41,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 11,100 | $34,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 10,000 | $33,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 16,000 | $30,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 10,845 | $19,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 10,250 | $17,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 11,700 | $16,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 11,000 | $12,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 14,607 | $11,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 12,000 | $10,000 | thousands by filing date | call |
| EMC INS GROUP INC | 268664109 | COM | 28,000 | $10,000 | thousands by filing date | call |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 12,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-001025 | this filing | 2014-05-08 | acceptance time not in the bulk data set |