13F-HR filed by Forty4 Asset Management LLC
Forty4 Asset Management LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-08, with 83 holding rows worth $124,979,000.
- Accession
- 0001085146-14-001002
- Filer
- CIK 1561322
- Filed
- 2014-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 83 entries on the cover page, a total value of $124,979,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $124,979,000 with VALUE read as thousands by filing date, 13F file number 028-15463. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 4,235,784 | $58,284,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 255,056 | $9,993,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 2,166,222 | $9,206,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 1,735,500 | $6,540,000 | thousands by filing date | put |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 3,909,200 | $6,237,000 | thousands by filing date | put |
| Walter Energy Inc | 93317Q105 | COM | 653,807 | $4,943,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 23,250 | $4,348,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 262,048 | $3,446,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 671,283 | $3,236,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 252,000 | $2,785,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 63,900 | $1,992,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 70,293 | $1,571,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 5,160,500 | $1,338,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 245,000 | $1,194,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 24,515 | $1,038,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 105,800 | $912,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 30,000 | $871,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 707,700 | $649,000 | thousands by filing date | call |
| Walter Energy Inc | 93317Q105 | COM | 408,400 | $628,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 15,118 | $620,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,215 | $607,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 400,000 | $452,000 | thousands by filing date | put |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 500,000 | $411,000 | thousands by filing date | principal |
| PEABODY ENERGY CORP | 704549104 | COM | 22,950 | $375,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 9,373 | $345,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 6,900 | $283,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 8,917 | $276,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 8,800 | $195,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,799 | $176,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 12,800 | $175,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 23,500 | $147,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 37,800 | $140,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 7,467 | $137,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 5,298 | $130,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 46,166 | $98,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 700 | $97,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 42,400 | $89,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 31,300 | $87,000 | thousands by filing date | put |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 20,000 | $87,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 443,200 | $61,000 | thousands by filing date | put |
| COACH INC | 189754104 | COM | 1,200 | $60,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 2,700 | $54,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 3,300 | $51,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 89,700 | $48,000 | thousands by filing date | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 900 | $41,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 40,000 | $39,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 4,100 | $36,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 100,000 | $35,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 260,700 | $31,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956409 | COM | 64,500 | $31,000 | thousands by filing date | put |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 798,300 | $31,000 | thousands by filing date | call |
| POLYCOM | 73172K104 | COMMON STOCK | 50,000 | $28,000 | thousands by filing date | call |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 100,000 | $25,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956409 | COM | 24,900 | $24,000 | thousands by filing date | call |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 1,600 | $22,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 12,300 | $22,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 6,000 | $21,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 15,200 | $20,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 10,000 | $20,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 16,400 | $18,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 26,200 | $17,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 200,000 | $15,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 3,500 | $15,000 | thousands by filing date | call |
| COACH INC | 189754104 | COM | 10,000 | $13,000 | thousands by filing date | put |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 76,400 | $9,000 | thousands by filing date | put |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 119,700 | $8,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 14,700 | $7,000 | thousands by filing date | call |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 56,800 | $7,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 46,600 | $5,000 | thousands by filing date | put |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 400 | $4,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 25,200 | $3,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 12,000 | $3,000 | thousands by filing date | call |
| HEWLETT PACKARD CO | 428236103 | COM | 100 | $3,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 50,000 | $3,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 18,300 | $2,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 86,300 | $2,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 40,000 | $2,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 29,000 | $2,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 38,100 | $1,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 10,800 | $1,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 110,900 | $1,000 | thousands by filing date | put |
| HEWLETT PACKARD CO | 428236103 | COM | 14,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 50,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-001002 | this filing | 2014-05-08 | acceptance time not in the bulk data set |