13F-HR filed by PATHSTONE FAMILY OFFICE, LLC
PATHSTONE FAMILY OFFICE, LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-07, with 187 holding rows worth $38,389,000.
- Accession
- 0001085146-14-000981
- Filer
- CIK 1511137
- Filed
- 2014-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A combination report, 187 entries on the cover page, a total value of $38,389,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $38,389,000 with VALUE read as thousands by filing date, 13F file number 028-14122. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerSAWGRASS ASSET MANAGEMENT LLC028-05505
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASGN INC | 682159108 | COM | 291,874 | $11,263,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 314,572 | $10,314,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 73,484 | $8,603,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 761,299 | $1,142,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,664 | $878,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 5,619 | $587,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 6,554 | $532,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 863 | $463,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,083 | $410,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,268 | $285,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 20,967 | $233,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,941 | $207,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,000 | $114,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 609 | $114,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,144 | $112,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 5,322 | $103,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,008 | $99,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 2,339 | $96,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 7,341 | $91,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 277,000 | $91,000 | thousands by filing date | |
| 38259p508 | COM | 78 | $87,000 | thousands by filing date | ||
| ENERGEN CORP | 29265N108 | COM | 1,000 | $81,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 672 | $79,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 407 | $78,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,724 | $71,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 524 | $71,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 630 | $69,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,000 | $69,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 192 | $65,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 960 | $62,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 1,000 | $62,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 862 | $58,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 3,314 | $58,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,274 | $57,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 56,465 | $57,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,000 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 634 | $55,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 3,141 | $54,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,000 | $41,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 4,086 | $37,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 454 | $35,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 477 | $31,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 406 | $30,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 2,606 | $30,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 440 | $29,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,070 | $29,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 324 | $28,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 350 | $26,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,000 | $25,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 300 | $24,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,350 | $24,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 877 | $22,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 239 | $21,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 142 | $21,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,003 | $21,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 400 | $20,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 400 | $20,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 286 | $19,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 150 | $19,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 473 | $19,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 704 | $19,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 396 | $19,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 400 | $18,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 237 | $18,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 278 | $18,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,400 | $18,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,000 | $18,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 906 | $18,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 143 | $17,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 472 | $17,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 300 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 381 | $16,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,394 | $16,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 125 | $16,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 606 | $16,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 4,000 | $16,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,896 | $16,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 2,000 | $15,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 840 | $15,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 200 | $14,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 492 | $14,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 484 | $14,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 219 | $13,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 250 | $13,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 231 | $13,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 1,310 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 112 | $12,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 400 | $12,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 800 | $12,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 1,500 | $12,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 189 | $11,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 154 | $11,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 190 | $11,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 368 | $11,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 1,000 | $11,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 102 | $10,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 126 | $10,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 100 | $9,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 80 | $9,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 80 | $9,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 89 | $9,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 160 | $9,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 64 | $9,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 105 | $9,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 1,000 | $9,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 2,000 | $9,000 | thousands by filing date | call |
| BAZAARVOICE INC | 073271108 | COM | 1,250 | $9,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 2,782 | $9,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 145 | $9,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 1,600 | $9,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 100 | $8,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 80 | $8,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 320 | $8,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 47 | $6,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 100 | $6,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 130 | $6,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 25 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 44 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 37 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 54 | $6,000 | thousands by filing date | |
| CHINA HOUSING & LAND DEV INC | 16939V103 | COM | 2,264 | $6,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760129 | SHS | 3,332 | $6,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 42 | $5,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 71 | $5,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 67 | $5,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 69 | $5,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 23 | $5,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 210 | $5,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 200 | $5,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 1,700 | $5,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 2,600 | $5,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,000 | $4,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 12 | $4,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 103 | $4,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 77 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 55 | $4,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 8,720 | $4,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 100 | $3,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 24 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 41 | $3,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 103 | $3,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100 | $3,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 45 | $3,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 68 | $3,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 35 | $3,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 52 | $3,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 110 | $3,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 114 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 30 | $2,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3 | $2,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 37 | $2,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 9 | $2,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 230 | $2,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 200 | $2,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 42 | $2,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 18 | $2,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 16 | $2,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 54 | $2,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 25 | $2,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 12 | $2,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 62 | $2,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 23 | $2,000 | thousands by filing date | |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 2,000 | $2,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 20 | $2,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 72 | $1,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 20 | $1,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 13 | $1,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 25 | $1,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 17 | $1,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 26 | $1,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 100 | $1,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 66 | $1,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 26 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 100 | $1,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 13 | $1,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 25 | $1,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 31 | $1,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 16 | $1,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 23 | $1,000 | thousands by filing date | |
| SONDE RES CORP COM NPV | 835426206 | Stock | 2,700 | $1,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 20 | $1,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME WARNER CABLE INC | 88732J207 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892102 | SPONSORED ADR | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-000981 | this filing | 2014-05-07 | acceptance time not in the bulk data set |