13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-04-30, with 149 holding rows worth $167,335,000.
- Accession
- 0001085146-14-000934
- Filer
- CIK 1416692
- Filed
- 2014-04-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A combination report, 150 entries on the cover page, a total value of $167,335,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,335,000 with VALUE read as thousands by filing date, 13F file number 028-12762. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerDT Investments
- reports for this filerFederated Strategic Value
- reports for this filerGood Harbor Tactical Core
- reports for this filerGracor Global
- reports for this filerHillman Capital Diversified Equity
- reports for this filerJP Morgan Mid Cap Value
- reports for this filerKayne-Anderson SMID
- reports for this filerNavellier Large Cap Growth
- reports for this filerNeuberger Berman All Cap Core
- reports for this filerSanta Barbara Dividend Grwoth
- reports for this filerUS Trust NY Value Equity
- reports for this filerWindhaven Investments
- reports for this filerACR LCG
- reports for this filerDelaware Capital Large Cap Value
- reports for this filerF-Squared All Weather Premium
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 100,416 | $12,394,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 163,797 | $11,956,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 183,778 | $9,446,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 64,457 | $7,099,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 127,575 | $5,787,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 204,870 | $5,304,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 192,807 | $4,731,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 34,164 | $4,269,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,734 | $4,151,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 39,687 | $3,898,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 45,206 | $3,315,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 32,458 | $3,171,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 56,804 | $2,451,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 50,264 | $2,432,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 49,616 | $2,360,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 24,161 | $2,054,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 43,243 | $2,013,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 44,186 | $1,725,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 19,836 | $1,656,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 45,485 | $1,653,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 10,600 | $1,640,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 9,562 | $1,570,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 32,351 | $1,556,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 11,000 | $1,499,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 39,583 | $1,388,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 12,807 | $1,364,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 14,363 | $1,336,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 45,801 | $1,282,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 10,327 | $1,228,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,356 | $1,189,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 11,979 | $1,174,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 27,758 | $1,151,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 15,766 | $1,123,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 14,501 | $1,120,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 19,245 | $1,119,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 11,910 | $1,085,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 16,419 | $1,077,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 18,960 | $1,076,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 1,783 | $1,063,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 13,466 | $1,062,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,428 | $1,045,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 14,841 | $1,044,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 20,298 | $1,016,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,200 | $1,014,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 23,590 | $967,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 15,936 | $960,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 50,327 | $889,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 14,191 | $862,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 19,113 | $823,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 17,378 | $816,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 14,192 | $813,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 24,718 | $803,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 45,420 | $781,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 29,838 | $770,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 29,595 | $764,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 23,444 | $753,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 13,854 | $749,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 10,813 | $727,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 24,260 | $704,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 9,550 | $703,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,138 | $696,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 39,050 | $695,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 7,205 | $689,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 13,646 | $679,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 29,289 | $654,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 14,493 | $638,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 21,982 | $637,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,872 | $617,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6,207 | $599,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 6,830 | $599,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 11,571 | $595,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 2,500 | $589,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 6,464 | $587,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 7,746 | $580,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 10,190 | $572,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 22,140 | $555,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 13,549 | $550,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,710 | $541,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 6,149 | $535,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 13,905 | $530,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 8,000 | $515,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,097 | $510,000 | thousands by filing date | |
| 38259p508 | COM | 453 | $505,000 | thousands by filing date | ||
| PHARMACYCLICS INC | 716933106 | COM | 5,000 | $501,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,071 | $497,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,199 | $489,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,955 | $477,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 8,992 | $475,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,390 | $466,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 6,554 | $463,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,752 | $453,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,836 | $440,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 9,177 | $434,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 4,084 | $411,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 5,973 | $411,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 13,250 | $410,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,304 | $408,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,816 | $405,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 18,000 | $401,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 5,700 | $380,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 17,175 | $375,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 7,117 | $372,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 8,140 | $370,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,680 | $363,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,887 | $360,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,990 | $354,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,475 | $336,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,291 | $326,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 9,500 | $316,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 13,840 | $310,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 9,072 | $304,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,000 | $298,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,133 | $296,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,456 | $287,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,755 | $282,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 836 | $281,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 3,321 | $275,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,000 | $272,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 17,437 | $272,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 3,754 | $260,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,090 | $259,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,164 | $255,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,168 | $253,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,005 | $246,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,420 | $245,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,120 | $241,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,278 | $240,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 5,800 | $235,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,049 | $234,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 5,576 | $230,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 4,675 | $228,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,750 | $226,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 6,760 | $224,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 8,000 | $223,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,498 | $222,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,004 | $220,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 7,470 | $213,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,953 | $210,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 2,875 | $207,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 12,754 | $207,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,033 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,024 | $204,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,714 | $202,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 10,000 | $163,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 47,591 | $157,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 30,000 | $97,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 10,000 | $90,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 30,000 | $68,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 10,000 | $65,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-000934 | this filing | 2014-04-30 | acceptance time not in the bulk data set |