13F-HR filed by WealthTrust Axiom LLC
WealthTrust Axiom LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-04-30, with 209 holding rows worth $277,712,000.
- Accession
- 0001085146-14-000931
- Filer
- CIK 1425949
- Filed
- 2014-04-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 209 entries on the cover page, a total value of $277,712,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $277,712,000 with VALUE read as thousands by filing date, 13F file number 028-12715. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,665,513 | $12,541,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 437,202 | $11,187,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 189,639 | $9,851,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,562,749 | $8,915,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 426,315 | $8,875,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 122,001 | $8,186,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 621,171 | $8,044,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 275,520 | $7,133,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 256,251 | $6,006,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 186,396 | $5,987,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 161,377 | $5,415,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 551,376 | $5,414,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 237,339 | $5,319,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 624,115 | $5,111,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 197,969 | $5,110,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 453,748 | $4,873,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 79,215 | $4,662,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 164,666 | $4,646,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 749,309 | $4,638,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 127,352 | $4,466,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 93,510 | $4,448,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 74,249 | $4,215,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 132,742 | $4,043,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 220,698 | $3,701,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 30,221 | $3,593,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 339,300 | $3,338,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 174,060 | $3,307,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 46,654 | $3,282,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 92,702 | $3,212,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 25,300 | $2,471,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 90,406 | $2,444,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 51,751 | $2,429,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 188,932 | $2,405,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 97,200 | $2,231,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 165,408 | $2,117,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 126,575 | $2,063,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 41,576 | $2,020,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 171,585 | $1,938,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 160,575 | $1,896,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 226,787 | $1,893,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,520 | $1,889,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 32,368 | $1,736,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 267,086 | $1,631,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 39,234 | $1,608,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 24,425 | $1,595,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 1,271,457 | $1,589,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 23,392 | $1,544,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 17,749 | $1,509,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 189,801 | $1,507,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 14,833 | $1,446,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 51,949 | $1,414,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 56,500 | $1,359,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,292 | $1,305,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 27,840 | $1,304,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 43,875 | $1,284,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 329,394 | $1,248,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 16,862 | $1,200,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 27,692 | $1,169,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 121,953 | $1,126,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 36,501 | $1,108,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,801 | $1,099,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 95,853 | $1,051,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 21,109 | $1,049,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 31,900 | $1,024,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 33,802 | $995,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 15,600 | $921,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 23,012 | $903,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 16,171 | $888,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 25,050 | $880,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 11,700 | $878,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 65,510 | $871,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 23,440 | $848,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 21,660 | $836,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,886 | $796,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 120,550 | $769,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 39,100 | $759,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 10,170 | $743,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 20,865 | $741,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 14,967 | $719,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 9,900 | $711,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 52,967 | $681,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 24,782 | $679,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 9,603 | $666,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 6,536 | $648,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,565 | $631,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 22,796 | $629,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,997 | $627,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 9,402 | $616,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 11,455 | $612,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 47,500 | $567,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,838 | $546,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,947 | $545,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,632 | $531,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 16,096 | $526,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 102,153 | $512,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 16,596 | $480,000 | thousands by filing date | |
| BLUEPHOENIX SOLUTIONS LTD | M20157117 | SHS NEW | 102,079 | $444,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 39,868 | $443,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 46,001 | $440,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 9,904 | $429,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 13,550 | $429,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 55,060 | $427,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 15,200 | $422,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 28,693 | $421,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 24,388 | $419,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 34,544 | $419,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 16,500 | $419,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 4,557 | $414,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 37,169 | $408,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 26,200 | $399,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 5,420 | $397,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,633 | $381,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 46,500 | $376,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 9,085 | $373,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 46,500 | $364,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 6,037 | $363,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 37,500 | $357,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 36,441 | $356,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,723 | $355,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 11,091 | $353,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,700 | $352,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,525 | $345,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,311 | $344,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 10,576 | $340,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 5,593 | $333,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 16,900 | $332,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 13,000 | $321,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,131 | $318,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 9,477 | $314,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 25,000 | $312,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 44,615 | $307,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,258 | $306,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 40,664 | $298,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,653 | $297,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 6,078 | $297,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,122 | $291,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,588 | $289,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 18,200 | $287,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 22,500 | $283,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 920 | $281,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,495 | $279,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 24,616 | $279,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 5,750 | $278,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 24,000 | $274,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 9,125 | $272,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 21,162 | $267,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 31,950 | $267,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 26,237 | $266,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,676 | $264,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 4,001 | $262,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 36,226 | $262,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,986 | $259,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 5,000 | $258,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 11,000 | $255,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 6,728 | $248,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 5,172 | $246,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 13,850 | $243,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 6,902 | $242,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 78,700 | $240,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 10,295 | $235,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,503 | $229,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 11,000 | $229,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 17,207 | $229,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 53,855 | $226,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,649 | $221,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 5,000 | $221,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 2,896 | $221,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 4,098 | $220,000 | thousands by filing date | |
| BTU INTERNATIONAL INC | 056032105 | COM | 70,435 | $219,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 3,500 | $218,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,804 | $217,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 12,550 | $215,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 12,545 | $215,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,665 | $214,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 13,756 | $214,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,698 | $211,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 7,000 | $208,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 8,000 | $206,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 8,000 | $205,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 8,000 | $205,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,000 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,710 | $203,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 26,180 | $203,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,075 | $201,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,800 | $201,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 51,700 | $200,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 16,500 | $194,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 10,550 | $190,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 17,500 | $189,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 23,000 | $172,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 18,995 | $166,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 29,000 | $149,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 11,168 | $146,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 31,500 | $121,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 17,900 | $103,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 11,900 | $95,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 13,500 | $88,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 10,700 | $73,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 42,522 | $73,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 11,000 | $71,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,000 | $63,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 16,750 | $40,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 31,135 | $38,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,594 | $37,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 21,354 | $35,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 10,000 | $33,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760129 | SHS | 16,264 | $28,000 | thousands by filing date | |
| NTS INC NEV COM | 62943b105 | COM | 13,000 | $25,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 18,300 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-000931 | this filing | 2014-04-30 | acceptance time not in the bulk data set |