13F-HR filed by MAPLE SECURITIES USA INC
MAPLE SECURITIES USA INC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-04-24, with 166 holding rows worth $1,135,326,000.
- Accession
- 0001085146-14-000904
- Filer
- CIK 1277275
- Filed
- 2014-04-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 166 entries on the cover page, a total value of $1,135,326,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,135,326,000 with VALUE read as thousands by filing date, 13F file number 028-10660. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 4,078,759 | $762,769,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 578,225 | $51,497,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,079,300 | $46,452,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 569,900 | $40,936,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 256,200 | $17,337,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 183,434 | $15,590,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 419,806 | $14,504,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 341,210 | $14,147,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 130,411 | $10,987,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 281,420 | $9,039,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 75,600 | $8,841,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 104,700 | $7,704,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 148,063 | $7,692,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 115,200 | $5,447,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 109,800 | $5,008,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 117,886 | $4,878,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 125,201 | $3,981,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 36,500 | $3,939,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 80,129 | $3,893,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 82,900 | $3,459,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 14,300 | $2,674,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 14,300 | $2,674,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 37,400 | $2,421,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 38,699 | $2,191,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 96,229 | $2,137,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 17,547 | $1,978,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 32,747 | $1,906,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 37,274 | $1,884,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 18,959 | $1,862,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 14,106 | $1,852,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 29,800 | $1,755,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 18,936 | $1,581,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 11,477 | $1,557,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 74,659 | $1,511,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 25,900 | $1,506,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 90,208 | $1,474,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 24,383 | $1,380,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 28,900 | $1,376,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 28,125 | $1,375,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 40,100 | $1,365,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 42,183 | $1,281,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 17,400 | $1,270,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 73,600 | $1,266,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 25,290 | $1,266,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 20,045 | $1,234,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 15,553 | $1,231,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 70,200 | $1,207,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 16,146 | $1,185,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 12,728 | $1,181,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 31,458 | $1,075,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 15,696 | $1,025,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 15,309 | $1,023,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 21,000 | $1,000,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 13,896 | $929,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 13,243 | $889,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 22,856 | $856,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 23,946 | $845,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 10,536 | $820,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 40,800 | $774,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,390 | $746,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 11,910 | $701,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 11,700 | $636,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,840 | $619,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 23,855 | $616,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 12,820 | $610,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 15,520 | $598,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 32,870 | $565,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 13,758 | $560,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,552 | $546,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 7,600 | $537,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 7,486 | $535,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,122 | $533,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 6,341 | $531,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,803 | $531,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,409 | $530,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 10,371 | $525,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 26,244 | $524,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 27,638 | $521,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 17,220 | $520,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,573 | $519,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,415 | $517,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 5,155 | $517,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 13,891 | $513,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 8,700 | $512,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 9,520 | $503,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 12,240 | $503,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 7,198 | $502,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 5,701 | $502,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,402 | $501,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 29,308 | $500,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 6,020 | $499,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 10,571 | $493,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 3,281 | $490,000 | thousands by filing date | |
| 38259p508 | COM | 437 | $487,000 | thousands by filing date | ||
| HOLLYFRONTIER CORP | 436106108 | COM | 9,615 | $457,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 52,928 | $456,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 4,689 | $438,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 10,440 | $434,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 15,826 | $434,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 13,173 | $426,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 13,559 | $423,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,316 | $422,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 26,275 | $410,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 6,696 | $405,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,571 | $399,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 7,073 | $390,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 7,060 | $382,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 9,018 | $373,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 4,676 | $363,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 4,869 | $353,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,671 | $350,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,748 | $349,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,760 | $345,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 17,971 | $342,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,300 | $341,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 7,132 | $339,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 2,722 | $338,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,930 | $337,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,119 | $337,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 9,921 | $328,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 9,900 | $327,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 3,080 | $306,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,561 | $305,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 8,653 | $300,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 6,096 | $298,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,330 | $296,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 3,855 | $295,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,859 | $290,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,066 | $286,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 5,184 | $285,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,562 | $279,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,646 | $272,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,660 | $271,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 3,509 | $270,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,831 | $269,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 2,929 | $265,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 9,955 | $265,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 4,544 | $255,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 6,046 | $255,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 3,305 | $252,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 9,703 | $251,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 799 | $251,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 9,738 | $251,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,265 | $245,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,763 | $233,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 4,043 | $232,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 425 | $228,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 6,841 | $227,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,958 | $226,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 3,652 | $226,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 6,513 | $226,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 5,206 | $225,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,810 | $224,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 27,586 | $223,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,170 | $220,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 387 | $220,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,069 | $215,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,773 | $213,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,153 | $211,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,849 | $210,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 3,557 | $208,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,583 | $207,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,246 | $204,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,833 | $202,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 11,093 | $193,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 10,348 | $185,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-000904 | this filing | 2014-04-24 | acceptance time not in the bulk data set |