13F-HR filed by Alpha Cubed Investments, LLC
Alpha Cubed Investments, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-03-07, with 203 holding rows worth $279,601,000.
- Accession
- 0001085146-14-000767
- Filer
- CIK 1580830
- Filed
- 2014-03-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 203 entries on the cover page, a total value of $279,601,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $279,601,000 with VALUE read as thousands by filing date, 13F file number 028-16098. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JPMorgan Chase & Co | 46625H100 | COM | 113,272 | $6,624,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 84,382 | $6,337,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,015 | $5,619,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 48,303 | $5,511,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 316,803 | $4,933,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 48,163 | $4,874,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 122,306 | $4,680,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 85,897 | $4,632,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 121,972 | $4,419,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 93,377 | $4,239,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 45,739 | $4,189,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 79,748 | $4,155,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 173,603 | $3,894,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 102,638 | $3,840,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 194,459 | $3,531,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 61,951 | $3,495,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 43,944 | $3,309,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 90,537 | $3,183,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 179,357 | $2,983,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 70,752 | $2,906,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 36,590 | $2,839,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 34,153 | $2,812,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 37,592 | $2,792,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 32,809 | $2,638,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 48,857 | $2,580,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 45,952 | $2,511,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 28,406 | $2,485,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 26,891 | $2,480,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 80,334 | $2,475,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 50,347 | $2,448,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 33,900 | $2,379,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 84,274 | $2,362,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 18,725 | $2,339,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 38,392 | $2,321,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 89,188 | $2,314,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 46,600 | $2,303,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 45,846 | $2,272,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 11,961 | $2,244,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 15,965 | $2,239,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 27,262 | $2,189,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 52,632 | $2,151,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 37,230 | $2,138,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 37,228 | $2,128,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 58,135 | $2,093,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 52,050 | $2,086,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 99,330 | $2,029,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 46,750 | $2,029,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 33,900 | $2,020,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 46,900 | $1,934,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 22,592 | $1,899,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 29,360 | $1,896,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 20,958 | $1,881,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 48,281 | $1,850,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 59,891 | $1,834,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 24,128 | $1,813,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 47,477 | $1,792,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 29,725 | $1,784,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 22,630 | $1,781,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 30,890 | $1,773,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 24,867 | $1,757,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 49,984 | $1,746,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 40,576 | $1,676,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 31,509 | $1,666,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 46,872 | $1,656,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 18,085 | $1,655,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 174,756 | $1,630,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 53,798 | $1,588,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 17,241 | $1,575,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 64,625 | $1,551,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 29,197 | $1,527,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 29,563 | $1,509,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 85,706 | $1,497,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 58,220 | $1,464,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 35,405 | $1,453,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 70,070 | $1,368,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 49,192 | $1,335,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 164,276 | $1,332,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 25,740 | $1,329,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 28,300 | $1,312,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 16,650 | $1,302,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 26,121 | $1,284,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 16,679 | $1,275,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 24,996 | $1,270,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 22,310 | $1,266,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 8,177 | $1,230,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 6,869 | $1,218,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 21,773 | $1,194,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 68,182 | $1,179,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 52,011 | $1,176,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 12,853 | $1,166,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 17,300 | $1,156,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 15,756 | $1,123,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 70,026 | $1,068,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 55,000 | $1,052,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 20,500 | $1,044,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 24,851 | $1,027,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 12,876 | $1,020,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 64,965 | $1,003,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 26,092 | $1,002,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 4,026 | $939,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 56,200 | $927,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,708 | $886,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 29,250 | $880,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 10,805 | $873,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 44,817 | $858,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 49,115 | $853,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 9,376 | $851,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 11,028 | $845,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 20,835 | $837,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8,731 | $830,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 71,657 | $816,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 22,057 | $813,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 5,250 | $794,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 44,097 | $786,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 67,244 | $785,000 | thousands by filing date | |
| DIREXION GOLD MINERS BULL 3X | 25459W250 | CMN | 28,624 | $785,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 37,200 | $780,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 16,850 | $777,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 13,700 | $776,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 18,575 | $764,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 26,863 | $751,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 15,551 | $734,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 7,560 | $731,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 29,173 | $726,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 6,850 | $709,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,826 | $702,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 21,195 | $697,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 76,177 | $697,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 10,949 | $693,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 10,334 | $669,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 10,298 | $651,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 30,849 | $629,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 4,085 | $615,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,768 | $608,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,237 | $606,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 27,552 | $593,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 11,698 | $592,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 7,047 | $590,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 7,322 | $581,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 12,963 | $569,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 19,137 | $567,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,370 | $564,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,391 | $552,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 13,634 | $551,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 48,366 | $548,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 34,450 | $535,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 13,400 | $532,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 13,450 | $529,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 34,527 | $525,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 10,300 | $522,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 20,429 | $521,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,394 | $510,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 6,683 | $503,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 9,051 | $494,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 8,920 | $493,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 19,750 | $486,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 6,469 | $459,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 13,650 | $454,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,885 | $452,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 7,829 | $432,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 37,547 | $422,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 31,187 | $412,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 17,725 | $395,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,750 | $362,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 4,009 | $360,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,107 | $355,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 10,000 | $350,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 16,900 | $327,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 10,790 | $327,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 9,201 | $327,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 15,450 | $325,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 7,666 | $325,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,647 | $315,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,181 | $314,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,840 | $312,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,920 | $306,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 9,250 | $296,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 6,090 | $294,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 50,038 | $293,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 16,430 | $290,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 44,476 | $282,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 48,993 | $275,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,200 | $265,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 3,698 | $258,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 10,000 | $247,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 24,250 | $240,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 3,701 | $240,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 11,600 | $234,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 4,322 | $231,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 19,000 | $228,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 4,786 | $228,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,266 | $225,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 3,800 | $225,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,877 | $223,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 12,048 | $221,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 4,971 | $221,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,683 | $218,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,300 | $218,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 21,300 | $206,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 12,500 | $203,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 11,143 | $192,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 11,000 | $129,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 10,800 | $91,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-000767 | this filing | 2014-03-07 | acceptance time not in the bulk data set |