13F-HR filed by CSS LLC/IL
CSS LLC/IL filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 652 holding rows worth $2,084,043,000.
- Accession
- 0001085146-14-000642
- Filer
- CIK 1103646
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 652 entries on the cover page, a total value of $2,084,043,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,084,043,000 with VALUE read as thousands by filing date, 13F file number 028-15940. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAL MTRS CO | 37045V950 | PUT | 5,230,000 | $213,749,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC | 02376R952 | PUT | 3,344,900 | $84,456,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 2,445,471 | $56,539,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 1,499,974 | $46,709,000 | thousands by filing date | |
| VIROPHARMA INC | 928241AH1 | NOTE 2.000% 3/1 | 15,031,000 | $40,170,000 | thousands by filing date | principal |
| GENCORP INC | 368682AN0 | SDCV | 19,112,000 | $38,492,000 | thousands by filing date | principal |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 508,714 | $37,634,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 5,016,164 | $31,552,000 | thousands by filing date | |
| AGCO CORP 1.250/15/36 | 001084AM4 | NOTE | 20,264,000 | $29,319,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 20,051,000 | $28,177,000 | thousands by filing date | principal |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 984,756 | $27,110,000 | thousands by filing date | |
| UNITED RENTALS INC | 911363AL3 | NOTE 4.000% | 3,660,000 | $25,710,000 | thousands by filing date | principal |
| CTRIP.COM INTERNATIONAL-ADR | 22943F950 | COM | 484,300 | $24,034,000 | thousands by filing date | put |
| COMERICA INC-CW18 | 200340115 | WTS | 1,222,755 | $23,293,000 | thousands by filing date | |
| VIROPHARMA INC | 928241958 | COM | 467,200 | $23,290,000 | thousands by filing date | put |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 8,297,000 | $21,653,000 | thousands by filing date | principal |
| SUNPOWER CORP COMMON STOCK | 867652956 | Cmn | 724,600 | $21,602,000 | thousands by filing date | put |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 14,385,000 | $18,202,000 | thousands by filing date | principal |
| TESLA INC | 88160R951 | PUT | 120,700 | $18,156,000 | thousands by filing date | put |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 7,856,000 | $18,119,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 500,388 | $17,734,000 | thousands by filing date | |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 3,365,504 | $17,231,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 437,728 | $16,362,000 | thousands by filing date | |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 12,225,000 | $16,357,000 | thousands by filing date | principal |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 386,400 | $16,329,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 11,505,000 | $15,973,000 | thousands by filing date | principal |
| RADIAN GROUP INC | 750236AK7 | BOND | 10,348,000 | $14,800,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 12,222,000 | $14,577,000 | thousands by filing date | principal |
| JINKOSOLAR HLDG CO LTD | 47759T950 | SPONSORED ADR | 490,800 | $14,378,000 | thousands by filing date | put |
| SLB LIMITED | 806857908 | CALL | 150,700 | $13,580,000 | thousands by filing date | call |
| LIONS GATE ENTERTAINMENT 3.625% CB 03/15/2025- REG | 53626YAA6 | Bond | 3,500,000 | $13,411,000 | thousands by filing date | principal |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 743,900 | $13,204,000 | thousands by filing date | |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 9,158,000 | $12,359,000 | thousands by filing date | principal |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 65,100 | $12,023,000 | thousands by filing date | put |
| STEWART ENTERPRISES INC | 860370AH8 | NOTE 3.125% 7/1 | 9,550,000 | $11,950,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 4,743,000 | $11,819,000 | thousands by filing date | principal |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 63,700 | $11,765,000 | thousands by filing date | call |
| SALESFORCE COM INC | 79466LAB0 | BOND | 4,400,000 | $11,364,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AR4 | NOTE 1.875% 8/0 | 4,868,000 | $11,214,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 10,917,000 | $11,199,000 | thousands by filing date | principal |
| FORD MTR CO | 345370950 | PUT | 723,400 | $11,163,000 | thousands by filing date | put |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 9,528,000 | $10,613,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 7,880,000 | $10,409,000 | thousands by filing date | principal |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 10,000,000 | $10,112,000 | thousands by filing date | principal |
| NAVISTAR INTERNATIONAL CORP | 63934E958 | COM | 263,500 | $10,062,000 | thousands by filing date | put |
| MOLYCORP INC DEL | 608753AH2 | BOND | 10,230,000 | $9,831,000 | thousands by filing date | principal |
| NATIONAL BK GREECE S A | 633643955 | PUT | 1,721,600 | $9,642,000 | thousands by filing date | put |
| JINKOSOLAR HLDG CO LTD | 47759TAA8 | NOTE 4.000% 5/1 | 9,000,000 | $9,567,000 | thousands by filing date | principal |
| XLF 260717P00050000 | 81369y955 | PUT | 424,000 | $9,268,000 | thousands by filing date | put |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 206,027 | $8,942,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 95,657 | $8,775,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 6,830,000 | $8,695,000 | thousands by filing date | principal |
| EXXON MOBIL CORP | 30231G902 | CALL | 85,300 | $8,632,000 | thousands by filing date | call |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 3,029,000 | $8,614,000 | thousands by filing date | principal |
| Equinix, Inc. | 29444U502 | EQIX | 46,398 | $8,233,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 159,764 | $8,156,000 | thousands by filing date | |
| SINA CORP | G81477954 | COM | 96,600 | $8,138,000 | thousands by filing date | put |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 2,430,000 | $8,031,000 | thousands by filing date | principal |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 152,093 | $7,835,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 3,220,000 | $7,821,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 6,516,000 | $7,715,000 | thousands by filing date | principal |
| UNITED STATES STEEL CORP | 912909958 | COM | 253,600 | $7,480,000 | thousands by filing date | put |
| DELTA AIR LINES INC | 247361952 | PUT | 270,400 | $7,428,000 | thousands by filing date | put |
| EQUINIX INC | 29444U952 | COM | 41,600 | $7,382,000 | thousands by filing date | put |
| METLIFE INC | 59156R958 | PUT | 135,900 | $7,328,000 | thousands by filing date | put |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 4,786,000 | $7,136,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 7,940,000 | $7,049,000 | thousands by filing date | principal |
| FORD MTR CO DEL | 345370CF5 | NOTE 4.250%12/1 | 4,000,000 | $7,023,000 | thousands by filing date | principal |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M959 | ADS | 85,100 | $6,983,000 | thousands by filing date | put |
| ENERGEN CORP | 29265N908 | COM | 98,600 | $6,976,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 72,900 | $6,933,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 3,000,000 | $6,870,000 | thousands by filing date | principal |
| TESORO CORP | 881609101 | COM | 115,973 | $6,784,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 4,500,000 | $6,727,000 | thousands by filing date | principal |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 5,209,000 | $6,280,000 | thousands by filing date | principal |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 2,679,000 | $6,224,000 | thousands by filing date | principal |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 3,000,000 | $6,161,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229201 | CLB | 42,143 | $6,155,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC | 910047959 | COM | 160,900 | $6,086,000 | thousands by filing date | put |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 235,165 | $6,063,000 | thousands by filing date | |
| KCG HLDGS INC | 48244B950 | CL A | 502,500 | $6,010,000 | thousands by filing date | put |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 1,431,950 | $5,986,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 234,400 | $5,918,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511907 | COM | 74,300 | $5,893,000 | thousands by filing date | call |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 4,300,000 | $5,855,000 | thousands by filing date | principal |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 1,800,000 | $5,839,000 | thousands by filing date | principal |
| SPRINT CORP | 85207U955 | PUT | 540,900 | $5,816,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 159,006 | $5,724,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 5,418,000 | $5,623,000 | thousands by filing date | principal |
| MOLYCORP INC | 608753959 | Cmn | 986,400 | $5,542,000 | thousands by filing date | put |
| PBF ENERGY INC | 69318G906 | CL A | 172,500 | $5,427,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 29,351 | $5,403,000 | thousands by filing date | |
| LEUCADIA NATIONAL CORP | 527288954 | COM | 189,000 | $5,357,000 | thousands by filing date | put |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 86,460 | $5,065,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 419,006 | $5,011,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953951 | PUT | 213,000 | $5,009,000 | thousands by filing date | put |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 4,900,000 | $4,890,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 4,547,000 | $4,884,000 | thousands by filing date | principal |
| ENSCO PLC | G3157S106 | SHS CLASS A | 83,706 | $4,786,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 71,865 | $4,763,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AH6 | NOTE | 3,000,000 | $4,580,000 | thousands by filing date | principal |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 55,774 | $4,559,000 | thousands by filing date | |
| TEREX CORP NEW | 880779953 | COM | 104,100 | $4,371,000 | thousands by filing date | put |
| HUDSON CITY BANCORP | 443683107 | COM | 459,559 | $4,334,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P957 | Cmn | 713,600 | $4,332,000 | thousands by filing date | put |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 4,000,000 | $4,305,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 3,160,000 | $4,302,000 | thousands by filing date | principal |
| ENSCO PLC-CL A | G3157S956 | COM | 74,700 | $4,271,000 | thousands by filing date | put |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 177,900 | $4,270,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 3,470,000 | $4,264,000 | thousands by filing date | principal |
| WHITING PETROLEUM CORPORATION | 966387952 | COM | 68,400 | $4,231,000 | thousands by filing date | put |
| MARATHON PETE CORP | 56585A902 | CALL | 45,700 | $4,192,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 233,200 | $4,111,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 3,083,000 | $4,094,000 | thousands by filing date | principal |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 40,000 | $4,003,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 172,840 | $3,977,000 | thousands by filing date | |
| CEMEX SA EURO MTN BE 144A | 151290959 | SPON ADR NEW | 341,404 | $3,871,000 | thousands by filing date | put |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 149,482 | $3,857,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 358,102 | $3,850,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N958 | COM | 108,600 | $3,836,000 | thousands by filing date | put |
| OMNICARE | 68214L201 | PFD | 50,281 | $3,718,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 107,026 | $3,703,000 | thousands by filing date | |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 3,959,000 | $3,655,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AB1 | CNV | 3,250,000 | $3,616,000 | thousands by filing date | principal |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 71,636 | $3,610,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 93,129 | $3,469,000 | thousands by filing date | |
| TWITTER INC | 90184L952 | COM | 54,400 | $3,461,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINL-A | 31620R955 | COM | 106,600 | $3,459,000 | thousands by filing date | put |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 3,400,000 | $3,445,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AC9 | BOND | 2,000,000 | $3,443,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 48,537 | $3,429,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 3,342,000 | $3,412,000 | thousands by filing date | principal |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 68,700 | $3,396,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 206,364 | $3,213,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 181,435 | $3,213,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082900 | COM | 118,200 | $3,199,000 | thousands by filing date | call |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 3,000,000 | $3,177,000 | thousands by filing date | principal |
| CBOE GLOBAL MKTS INC | 12503M958 | PUT | 60,800 | $3,159,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 33,200 | $3,157,000 | thousands by filing date | put |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 3,000,000 | $3,137,000 | thousands by filing date | principal |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 59,665 | $3,100,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 2,357,000 | $3,096,000 | thousands by filing date | principal |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 155,200 | $3,088,000 | thousands by filing date | |
| DFC GLOBAL CORP | 256664AC7 | NOTE | 3,125,000 | $3,029,000 | thousands by filing date | principal |
| JETBLUE AIRWAYS CORP | 477143AE1 | DBCV 5.500%10/1 | 1,500,000 | $2,992,000 | thousands by filing date | principal |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 2,641,000 | $2,933,000 | thousands by filing date | principal |
| ANNALY CAPITAL MANAGEMENT IN | 035710959 | COM NEW | 293,000 | $2,921,000 | thousands by filing date | put |
| MARATHON PETE CORP | 56585A952 | PUT | 31,800 | $2,917,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 30,500 | $2,901,000 | thousands by filing date | call |
| EQUINIX INC | 29444U902 | COM | 16,000 | $2,839,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 2,690,000 | $2,828,000 | thousands by filing date | principal |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 10,254 | $2,822,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112953 | PUT | 128,000 | $2,784,000 | thousands by filing date | put |
| BIO RAD LABS INC | 090572108 | CL B | 22,318 | $2,761,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 43,720 | $2,760,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 137,427 | $2,752,000 | thousands by filing date | |
| CONCHO RESOURCES INC | 20605P901 | COM | 25,400 | $2,743,000 | thousands by filing date | call |
| SPREADTRUM COMMUNICATIONS IN | 849415953 | ADR | 83,000 | $2,570,000 | thousands by filing date | put |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 171,992 | $2,563,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 20,723 | $2,540,000 | thousands by filing date | |
| COMERICA INC | 200340957 | COM | 52,800 | $2,510,000 | thousands by filing date | put |
| FORD MTR CO | 345370900 | CALL | 162,300 | $2,504,000 | thousands by filing date | call |
| RANGE RES CORP | 75281A959 | COM | 29,600 | $2,496,000 | thousands by filing date | put |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 110,846 | $2,450,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 135,126 | $2,409,000 | thousands by filing date | |
| ISHARES TR | 464287958 | RUS 1000 VAL ETF | 30,000 | $2,405,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 93,615 | $2,387,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 134,747 | $2,345,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 1,750,000 | $2,272,000 | thousands by filing date | principal |
| COOPER TIRE RUBBER | 216831957 | COM | 94,000 | $2,258,000 | thousands by filing date | put |
| CARRIZO OIL GAS INC | 144577903 | COM | 50,100 | $2,243,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503905 | UNIT LTD PARTN | 42,700 | $2,211,000 | thousands by filing date | call |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 1,570,000 | $2,200,000 | thousands by filing date | principal |
| BP PLC SPONSORED ADR | 055622104 | ADR | 45,020 | $2,188,000 | thousands by filing date | |
| GT Advanced Technologies Inc. | 36191UAB2 | CONV | 2,150,000 | $2,180,000 | thousands by filing date | principal |
| NATIONAL OILWELL VARCO INC | 637071901 | COM | 27,200 | $2,164,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 116,048 | $2,163,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 2,000,000 | $2,157,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 18,166 | $2,154,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 39,853 | $2,149,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 82,100 | $2,131,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 350,106 | $2,125,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 42,879 | $2,119,000 | thousands by filing date | |
| ISHARES TR | 464287955 | PUT | 18,000 | $2,076,000 | thousands by filing date | put |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 2,000,000 | $2,020,000 | thousands by filing date | principal |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 1,921,000 | $2,011,000 | thousands by filing date | principal |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 1,775,000 | $1,977,000 | thousands by filing date | principal |
| CONVERGYS CORP | 212485AE6 | SDCV | 1,000,000 | $1,973,000 | thousands by filing date | principal |
| STEWART ENTERPRISES INC | 860370AK1 | NOTE 3.375% 7/1 | 1,500,000 | $1,972,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 33,456 | $1,957,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 98,737 | $1,939,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 1,000,000 | $1,893,000 | thousands by filing date | principal |
| CLEAN ENERGY FUELS CORP | 184499951 | COM | 146,800 | $1,892,000 | thousands by filing date | put |
| APACHE CORP | 037411905 | COM | 22,000 | $1,891,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387102 | COM | 30,394 | $1,880,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 78,149 | $1,870,000 | thousands by filing date | |
| EQT CORP | 26884L959 | COM | 20,500 | $1,840,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X959 | UT SER 1 | 10,900 | $1,804,000 | thousands by filing date | put |
| DRYSHIPS INC COMMON STOCK | Y2109Q951 | Cmn | 383,300 | $1,801,000 | thousands by filing date | put |
| WHITING PETROLEUM CORPORATION | 966387902 | COM | 29,000 | $1,794,000 | thousands by filing date | call |
| CHEMTURA CORP | 163893209 | COM NEW | 63,724 | $1,779,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 47,600 | $1,759,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 90,619 | $1,727,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 39,680 | $1,722,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 19,842 | $1,673,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V909 | CALL | 22,000 | $1,668,000 | thousands by filing date | call |
| LEAP WIRELESS INTL INC | 521863958 | COM | 95,500 | $1,661,000 | thousands by filing date | put |
| COBALT INTERNATIONAL ENERGY | 19075F906 | COM | 100,900 | $1,660,000 | thousands by filing date | call |
| UNISYS CORP | 909214906 | COM NEW | 48,900 | $1,641,000 | thousands by filing date | call |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 84,320 | $1,623,000 | thousands by filing date | |
| Albany Molecular Research Conv | 012423AA7 | CONV | 1,750,000 | $1,623,000 | thousands by filing date | principal |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 1,000,000 | $1,621,000 | thousands by filing date | principal |
| OFFICE DEPOT INC | 676220106 | COM | 305,557 | $1,616,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 30,361 | $1,612,000 | thousands by filing date | |
| LENNAR CORP | 526057954 | CL A | 40,500 | $1,602,000 | thousands by filing date | put |
| GULFPORT ENERGY CORP COMMON STOCK | 402635904 | Cmn | 25,000 | $1,578,000 | thousands by filing date | call |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 361,665 | $1,570,000 | thousands by filing date | |
| INTEROIL CORP COMMON STOCK | 460951956 | Cmn | 30,400 | $1,563,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY CORP | 165167957 | COM | 57,500 | $1,560,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 75,740 | $1,544,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 61,464 | $1,478,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 14,500 | $1,477,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 32,022 | $1,463,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 21,449 | $1,460,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483952 | PUT | 33,200 | $1,441,000 | thousands by filing date | put |
| VOLCANO CORPORATION | 928645AA8 | NOTE 2.875% 9/0 | 1,350,000 | $1,419,000 | thousands by filing date | principal |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 44,642 | $1,405,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 43,796 | $1,400,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 37,250 | $1,394,000 | thousands by filing date | |
| FIDELITY NATIONAL FINL-A | 31620R905 | COM | 42,900 | $1,392,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 12,579 | $1,391,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X909 | CALL | 8,400 | $1,390,000 | thousands by filing date | call |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 326,198 | $1,367,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 12,400 | $1,339,000 | thousands by filing date | |
| OASIS PETROLEUM INC | 674215908 | Cmn | 28,500 | $1,339,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 25,450 | $1,326,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 32,411 | $1,320,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 55,991 | $1,317,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895101 | CLB | 144,360 | $1,311,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 72,000 | $1,308,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 27,149 | $1,304,000 | thousands by filing date | |
| PHH CORP | 693320952 | COM | 53,400 | $1,300,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742901 | COM | 31,800 | $1,295,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO | 039483902 | CALL | 29,700 | $1,289,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 96,292 | $1,276,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 32,200 | $1,266,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 35,000 | $1,260,000 | thousands by filing date | put |
| INSPERITY INC | 45778Q107 | COM | 34,198 | $1,236,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 41,965 | $1,233,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882956 | COM | 130,700 | $1,232,000 | thousands by filing date | put |
| SPRINT CORPORATION | 85207U905 | COM | 114,200 | $1,228,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 24,605 | $1,217,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 97,218 | $1,206,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 33,999 | $1,201,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AF9 | NOTE 5.500%10/0 | 654,000 | $1,200,000 | thousands by filing date | principal |
| APACHE CORP | 037411105 | COM | 13,903 | $1,195,000 | thousands by filing date | |
| STARZ | 85571Q201 | COM | 40,707 | $1,188,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 18,050 | $1,173,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 38,633 | $1,173,000 | thousands by filing date | |
| TESORO CORP | 881609951 | COM | 20,000 | $1,170,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 163,427 | $1,165,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y959 | COM | 89,000 | $1,161,000 | thousands by filing date | put |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 76,885 | $1,153,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 69,542 | $1,152,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 12,000 | $1,150,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054959 | PUT | 66,000 | $1,146,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 30,299 | $1,135,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 58,022 | $1,121,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 26,825 | $1,115,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 12,100 | $1,086,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 323,348 | $1,067,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 19,154 | $1,058,000 | thousands by filing date | |
| SOLAZYME INC | 83415T951 | Cmn | 96,600 | $1,052,000 | thousands by filing date | put |
| ROSETTA RESOURCES INC | 777779907 | COM | 21,600 | $1,038,000 | thousands by filing date | call |
| NEWFIELD EXPL CO | 651290108 | COM | 42,100 | $1,037,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 19,741 | $1,032,000 | thousands by filing date | |
| YY INC | 98426T956 | COM | 20,000 | $1,006,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537907 | CALL | 11,700 | $988,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP | 316773950 | PUT | 46,700 | $982,000 | thousands by filing date | put |
| HUBBELL INC -CL A | 443510102 | CL A | 9,988 | $979,000 | thousands by filing date | |
| JAKKS PAC INC | 47012EAD8 | NOTE 4.500%11/0 | 1,000,000 | $977,000 | thousands by filing date | principal |
| ENERGEN CORP | 29265N108 | COM | 13,800 | $976,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 49,549 | $972,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 22,800 | $967,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 54,378 | $949,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 16,800 | $943,000 | thousands by filing date | |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 17,446 | $943,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547958 | COM | 114,600 | $939,000 | thousands by filing date | put |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 19,081 | $937,000 | thousands by filing date | |
| GAIN CAP HLDGS INC | 36268WAA8 | NOTE 4.125%12/0 | 1,000,000 | $929,000 | thousands by filing date | principal |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 357,950 | $927,000 | thousands by filing date | |
| UNISYS CORP | 909214405 | CORPORATE OBLIG | 10,392 | $927,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B901 | COM | 25,700 | $925,000 | thousands by filing date | call |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 135,556 | $906,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 117,448 | $901,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 44,674 | $893,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 18,700 | $892,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,345 | $884,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 65,849 | $884,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 17,400 | $883,000 | thousands by filing date | |
| VALERO ENERGY CORP | 91913Y900 | CALL | 17,500 | $882,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 16,656 | $880,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 25,807 | $873,000 | thousands by filing date | |
| MCGRAW HILL FINANCIAL INC | 580645959 | COM | 11,000 | $861,000 | thousands by filing date | put |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 36,106 | $858,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608903 | COM | 14,300 | $853,000 | thousands by filing date | call |
| HEICO CORP NEW COM | 422806109 | Stock | 14,625 | $848,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 46,211 | $848,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 33,658 | $844,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW | 867224907 | COM | 24,000 | $841,000 | thousands by filing date | call |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 27,215 | $831,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467909 | COM | 21,000 | $826,000 | thousands by filing date | call |
| SOUFUN HLDGS LTD | 836034958 | ADR | 10,000 | $824,000 | thousands by filing date | put |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 1,000,000 | $816,000 | thousands by filing date | principal |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 63,374 | $814,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 111,406 | $812,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511957 | COM | 10,200 | $809,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 583,000 | $804,000 | thousands by filing date | principal |
| IRELAND BK | 46267Q952 | SPNSRD ADR NEW | 55,300 | $796,000 | thousands by filing date | put |
| OXFORD LANE CAP CORP | 691543102 | COM | 45,867 | $795,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 11,500 | $794,000 | thousands by filing date | |
| MGIC INVT CORP WIS | 552848953 | PUT | 92,400 | $780,000 | thousands by filing date | put |
| Biglari Holdings | 08986r101 | COM | 1,532 | $776,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 22,949 | $774,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 233,586 | $771,000 | thousands by filing date | |
| BCSB BANCORP INC | 055367106 | COM | 29,342 | $765,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 2,201,310 | $748,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 9,828 | $745,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 55,207 | $741,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 86,593 | $731,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 30,186 | $730,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 62,700 | $728,000 | thousands by filing date | |
| INTL GAME TECHNOLOGY | 459902952 | COM | 40,000 | $726,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,231 | $719,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 36,101 | $719,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 14,256 | $718,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 44,476 | $718,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS | G66721954 | PUT | 20,000 | $709,000 | thousands by filing date | put |
| ENGILITY HLDGS INC | 29285W104 | COM | 21,167 | $707,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 15,963 | $705,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 25,552 | $700,000 | thousands by filing date | |
| JAMES RIVER COAL CO COMMON STOCK | 470355957 | Cmn | 515,700 | $699,000 | thousands by filing date | put |
| GDL FD | 361570104 | COM SH BEN IT | 63,307 | $698,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 44248W208 | UNIT 99/99/9999 | 21,871 | $698,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 12,727 | $693,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 32,774 | $682,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 99,981 | $680,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 68,716 | $677,000 | thousands by filing date | |
| MATADOR RES CO | 576485955 | COM | 36,000 | $671,000 | thousands by filing date | put |
| GIVEN IMAGING LTD | M52020950 | Cmn | 22,200 | $668,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 8,467 | $666,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 5,000 | $664,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 28,500 | $657,000 | thousands by filing date | |
| LEAR CORP | 521865904 | CALL | 8,100 | $656,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW | 171871106 | COM | 184,298 | $656,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 45,196 | $651,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 26,704 | $649,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 8,276 | $647,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 165,982 | $647,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 125,922 | $647,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 49,926 | $638,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 21,746 | $636,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 44,860 | $625,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 7,051 | $622,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,307 | $616,000 | thousands by filing date | |
| NEWFIELD EXPLORATION CO | 651290908 | COM | 25,000 | $616,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U958 | ADR REPSTG CL A | 41,900 | $616,000 | thousands by filing date | put |
| CENTRAL SECURITIES CORP | 155123102 | COM | 28,224 | $613,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 7,245 | $602,000 | thousands by filing date | |
| ISHARES TR | 464287905 | CALL | 5,200 | $600,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 15,681 | $599,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 15,108 | $597,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 165,002 | $586,000 | thousands by filing date | |
| KODIAK OIL GAS CORP | 50015Q900 | COM | 52,000 | $583,000 | thousands by filing date | call |
| RADIAN GROUP INC | 750236951 | COM | 40,900 | $578,000 | thousands by filing date | put |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 30,100 | $574,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M955 | Cmn | 32,400 | $573,000 | thousands by filing date | put |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 71,561 | $568,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684958 | COM | 13,500 | $565,000 | thousands by filing date | put |
| ASSOCIATED BANC CORP | 045487113 | WTS | 226,720 | $555,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 7,292 | $548,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 95,301 | $548,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 4,630 | $544,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 16,697 | $544,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 29,824 | $541,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 12,397 | $538,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 19,100 | $534,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,000 | $531,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 6,462 | $530,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 12,850 | $529,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354905 | SHS | 27,500 | $529,000 | thousands by filing date | call |
| DANA INC | 235825905 | COM | 26,900 | $528,000 | thousands by filing date | call |
| LIFE TECHNOLOGIES CORP | 53217V959 | COM | 6,900 | $523,000 | thousands by filing date | put |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 9,000 | $518,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 13,500 | $517,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 37,042 | $517,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 19,313 | $514,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 310,211 | $512,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TER | 136385901 | CALL | 15,000 | $508,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 8,151 | $502,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772AQ6 | NOTE 5.500% 7/1 | 494,000 | $499,000 | thousands by filing date | principal |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 40,000 | $495,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 49,652 | $494,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 17,816 | $493,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 8,196 | $488,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 20,429 | $485,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,825 | $482,000 | thousands by filing date | |
| CIENA CORP | 171779959 | PUT | 20,000 | $479,000 | thousands by filing date | put |
| LINKEDIN CORP | 53578A108 | COM | 2,200 | $477,000 | thousands by filing date | |
| QUANTUM CORP | 747906AG0 | NOTE 3.500%11/1 | 500,000 | $475,000 | thousands by filing date | principal |
| Pfizer Inc. | 717081103 | COM | 15,485 | $474,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 4,900 | $473,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 3,200 | $471,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,109 | $468,000 | thousands by filing date | |
| JOHNSON & JOHNSON | 478160954 | Option | 5,100 | $467,000 | thousands by filing date | put |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 24,300 | $465,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 8,071 | $462,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y950 | COM | 29,800 | $453,000 | thousands by filing date | put |
| CROWN HLDGS INC | 228368906 | COM | 10,100 | $450,000 | thousands by filing date | call |
| LinnCo, LLC | 535782106 | LTD | 14,494 | $447,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 18,302 | $446,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 42,659 | $443,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 39,300 | $441,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901958 | COM | 25,000 | $441,000 | thousands by filing date | put |
| THAI FUND INC | 882904105 | CMN | 24,115 | $438,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284958 | SHS CLASS A | 10,000 | $432,000 | thousands by filing date | put |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 31,325 | $432,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 21,258 | $431,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 800 | $426,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 8,055 | $425,000 | thousands by filing date | |
| BARCLAYS PLC | 06738E954 | PUT | 23,300 | $422,000 | thousands by filing date | put |
| OSI SYSTEMS INC | 671044905 | COM | 7,900 | $420,000 | thousands by filing date | call |
| ALPHA NATURAL RESOURCES INC | 02076X952 | COM | 58,500 | $418,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 14,481 | $416,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354955 | SHS | 21,300 | $410,000 | thousands by filing date | put |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 160,000 | $402,000 | thousands by filing date | principal |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,800 | $401,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 15,228 | $393,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 69,248 | $389,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 22,967 | $388,000 | thousands by filing date | |
| CHEMTURA CORP | 163893909 | Cmn | 13,800 | $385,000 | thousands by filing date | call |
| COGNEX CORP | 192422103 | COM | 10,000 | $382,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909908 | COM | 12,900 | $381,000 | thousands by filing date | call |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 25,311 | $377,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 2,330 | $375,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC | 21036P908 | CL A | 5,300 | $373,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 7,146 | $373,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 314,000 | $373,000 | thousands by filing date | principal |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 13,864 | $371,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G951 | COM SHS | 4,700 | $370,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V134 | WAR | 66,668 | $367,000 | thousands by filing date | |
| INTL GAME TECHNOLOGY | 459902902 | COM | 20,000 | $364,000 | thousands by filing date | call |
| TELUS CORPORATION COM | 87971M103 | Stock | 10,452 | $360,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 9,274 | $360,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 8,837 | $358,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,000 | $356,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 11,205 | $356,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 33,500 | $356,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 3,671 | $355,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC CMN STOCK | 84763A958 | Cmn | 40,000 | $354,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 24,000 | $353,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 7,000 | $352,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 13,000 | $349,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 22,271 | $345,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 12,317 | $345,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 9,304 | $342,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 10,533 | $341,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 2,758 | $339,000 | thousands by filing date | |
| MOLYCORP INC $0.055 PFD | 608753208 | PREFERRED | 27,168 | $337,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 3,850 | $336,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 14,528 | $333,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 40,985 | $330,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT CORP | 127686953 | Cmn | 15,200 | $329,000 | thousands by filing date | put |
| PVH CORPORATION COM | 693656100 | Stock | 2,410 | $328,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 14,200 | $327,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 8,447 | $326,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 5,247 | $326,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 45,281 | $323,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 5,200 | $322,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 49,407 | $321,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 500,000 | $316,000 | thousands by filing date | principal |
| GORDMANS STORES INC | 38269P100 | COM | 41,260 | $316,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 17,010 | $307,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 17,428 | $300,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 6,412 | $298,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,750 | $297,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355AK4 | NOTE 10.000% 6/0 DELETED | 924,000 | $297,000 | thousands by filing date | principal |
| NETAPP INC COM | 64110D104 | Stock | 7,186 | $296,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 57,912 | $295,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 19,517 | $294,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 24,000 | $293,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 35,381 | $293,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 16,100 | $289,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643905 | CALL | 51,500 | $289,000 | thousands by filing date | call |
| CSX CORP | 126408903 | CALL | 10,000 | $288,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 38,900 | $287,000 | thousands by filing date | |
| 38259p508 | COM | 256 | $287,000 | thousands by filing date | ||
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 3,390 | $286,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 1,700 | $286,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 81,100 | $283,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-000642 | this filing | 2014-02-14 | acceptance time not in the bulk data set |