13F-HR filed by COWEN INC.
COWEN INC. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 215 holding rows worth $594,922,000.
- Accession
- 0001085146-14-000606
- Filer
- CIK 1466538
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 226 entries on the cover page, a total value of $594,922,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $594,922,000 with VALUE read as thousands by filing date, 13F file number 028-14571. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRAMIUS ADVISORS LLC028-10674
- included managerRamius Alternative Solutions LLC028-14361
- included managerCOWEN & COMPANY, LLC028-04125
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 519,000 | $59,872,000 | thousands by filing date | put |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 446,989 | $33,882,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 171,000 | $31,582,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 910,000 | $23,915,000 | thousands by filing date | call |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 344,500 | $18,001,000 | thousands by filing date | call |
| OMNICOM GROUP INC COM | 681919106 | Stock | 234,006 | $17,403,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 4,316,490 | $16,877,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 296,800 | $15,508,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 441,700 | $14,333,000 | thousands by filing date | call |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 530,803 | $13,211,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 669,900 | $11,656,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 123,700 | $9,930,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 157,500 | $7,993,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 416,200 | $7,358,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 67,900 | $6,091,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 150,400 | $5,429,000 | thousands by filing date | call |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 68,800 | $5,215,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 104,700 | $5,174,000 | thousands by filing date | call |
| Ashland | 044209104 | Common | 51,900 | $5,036,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 44,700 | $4,996,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 159,100 | $4,899,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 246,157 | $4,778,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 279,701 | $4,735,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 47,968 | $4,655,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 140,900 | $4,589,000 | thousands by filing date | put |
| OIL STS INTL INC | 678026105 | COM | 43,747 | $4,450,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 55,000 | $4,158,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 50,000 | $3,935,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 170,000 | $3,813,000 | thousands by filing date | put |
| LORAL SPACE & COM INC | 543881106 | COM | 47,000 | $3,806,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 68,645 | $3,587,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 158,709 | $3,330,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 696,075 | $3,299,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 81,100 | $3,184,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 81,100 | $3,128,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 272,208 | $3,051,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 70,000 | $3,038,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 88,694 | $3,021,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 190,827 | $2,901,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 256,800 | $2,879,000 | thousands by filing date | call |
| Equinix, Inc. | 29444U502 | EQIX | 16,080 | $2,853,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 307,500 | $2,814,000 | thousands by filing date | call |
| THE ADT CORPORATION | 00101J106 | COM | 68,300 | $2,764,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 33,700 | $2,627,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 22,100 | $2,595,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 23,300 | $2,594,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 42,100 | $2,593,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 43,100 | $2,581,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 40,300 | $2,569,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 112,400 | $2,569,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 39,400 | $2,560,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 51,200 | $2,552,000 | thousands by filing date | put |
| O-I GLASS, INC. | 690768403 | COM | 71,200 | $2,548,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 280,000 | $2,543,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 22,700 | $2,537,000 | thousands by filing date | put |
| SPX CORP | 784635104 | COMMON STOCK | 25,300 | $2,520,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 29,900 | $2,514,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 53,000 | $2,501,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 92,523 | $2,482,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 44,900 | $2,481,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 38,100 | $2,477,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 279,400 | $2,477,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 36,500 | $2,464,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 281,400 | $2,454,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 46,100 | $2,453,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 87,300 | $2,443,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 69,100 | $2,439,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 104,478 | $2,436,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 32,900 | $2,432,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 32,900 | $2,409,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 31,900 | $2,400,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 29,300 | $2,398,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 35,000 | $2,382,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 135,430 | $2,378,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 15,700 | $2,376,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 126,100 | $2,376,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 29,300 | $2,372,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 28,500 | $2,364,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 62,600 | $2,342,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 17,200 | $2,331,000 | thousands by filing date | put |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 114,300 | $2,294,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 106,859 | $2,119,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 44,900 | $2,093,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 50,000 | $2,024,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 25,000 | $2,007,000 | thousands by filing date | put |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 79,958 | $1,979,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 77,985 | $1,969,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 26,000 | $1,962,000 | thousands by filing date | call |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 51,820 | $1,957,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 25,000 | $1,858,000 | thousands by filing date | put |
| Cole Real Estate Investments | 19329V105 | COM | 131,100 | $1,841,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 20,000 | $1,832,000 | thousands by filing date | put |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 27,960 | $1,769,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 95,479 | $1,731,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 21,175 | $1,731,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 54,700 | $1,685,000 | thousands by filing date | put |
| BOB EVANS FARMS | 096761101 | COM | 31,643 | $1,601,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 99,700 | $1,515,000 | thousands by filing date | call |
| 38259p508 | COM | 1,300 | $1,457,000 | thousands by filing date | ||
| VIVUS INC | 928551100 | COM | 157,738 | $1,432,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 40,005 | $1,426,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 55,500 | $1,401,000 | thousands by filing date | call |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 106,200 | $1,391,000 | thousands by filing date | put |
| SUNEDISON INC | 86732Y109 | COM | 103,900 | $1,355,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 90,000 | $1,320,000 | thousands by filing date | put |
| Charles Schwab Corp | 808513105 | COM | 50,150 | $1,304,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 37,500 | $1,277,000 | thousands by filing date | call |
| SUNEDISON INC | 86732Y109 | COM | 96,000 | $1,253,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 16,259 | $1,227,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 17,250 | $1,225,000 | thousands by filing date | |
| EDWARDS GROUP LTD | 281736108 | SPONSORED ADR | 115,344 | $1,174,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 21,200 | $1,143,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 21,200 | $1,143,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 76,658 | $1,125,000 | thousands by filing date | |
| FORTRESS PAPER LTD-CL A | 34958R101 | CS | 280,328 | $1,114,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 21,070 | $1,091,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 26,750 | $1,085,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 35,000 | $1,010,000 | thousands by filing date | call |
| SEATTLE GENETICS INC | 812578102 | COM | 25,300 | $1,009,000 | thousands by filing date | put |
| OUTERWALL INC | 690070107 | COM | 14,922 | $1,004,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 20,000 | $997,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 14,875 | $986,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 19,659 | $972,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 25,787 | $964,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 10,400 | $943,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 10,400 | $943,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 4,900 | $905,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 15,875 | $874,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 15,916 | $873,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 10,500 | $850,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 4,500 | $844,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 10,575 | $832,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 25,000 | $814,000 | thousands by filing date | call |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 32,624 | $812,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 288,278 | $792,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 11,000 | $780,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 5,612 | $760,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 19,299 | $758,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 102,500 | $718,000 | thousands by filing date | put |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 28,100 | $717,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 77,800 | $712,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 9,500 | $706,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 51,960 | $695,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 209,654 | $686,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 39,968 | $679,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 14,297 | $671,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 45,708 | $670,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 20,000 | $661,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 18,900 | $654,000 | thousands by filing date | call |
| FAMILY DLR STORES INC | 307000109 | COM | 10,000 | $650,000 | thousands by filing date | put |
| FAMILY DLR STORES INC | 307000109 | COM | 10,000 | $650,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 8,125 | $639,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 20,000 | $639,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 56,500 | $634,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 38,200 | $629,000 | thousands by filing date | call |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 11,815 | $622,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 350,000 | $616,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 12,000 | $612,000 | thousands by filing date | call |
| POLYCOM | 73172K104 | COMMON STOCK | 52,500 | $590,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 59,000 | $584,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 52,500 | $551,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 50,989 | $548,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 16,119 | $542,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 6,600 | $535,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 22,499 | $503,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 8,800 | $479,000 | thousands by filing date | call |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 17,092 | $472,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 25,558 | $462,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 35,300 | $462,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 20,383 | $457,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 25,000 | $441,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 20,000 | $420,000 | thousands by filing date | put |
| NUPATHE INC | 67059M100 | COM | 128,492 | $420,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 11,335 | $401,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 7,500 | $394,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 37,000 | $393,000 | thousands by filing date | call |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 140,900 | $388,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 7,000 | $386,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,000 | $383,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 5,000 | $372,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 100,000 | $332,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 25,000 | $310,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,971 | $301,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 23,000 | $301,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 22,900 | $294,000 | thousands by filing date | call |
| ISHARES INC | 464286509 | MSCI CDA ETF | 10,000 | $292,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,800 | $286,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,800 | $286,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 5,000 | $276,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 3,800 | $273,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 10,857 | $266,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 25,000 | $263,000 | thousands by filing date | put |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 10,000 | $263,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 20,000 | $248,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,500 | $242,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 10,000 | $240,000 | thousands by filing date | put |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 3,000 | $207,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 15,000 | $203,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,800 | $165,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 12,994 | $143,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 24,000 | $125,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 15,000 | $102,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 10,000 | $93,000 | thousands by filing date | call |
| PARKERVISION INC | 701354102 | COM | 20,000 | $91,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,000 | $88,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 2,000 | $80,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 15,000 | $67,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 13,503 | $65,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 3,000 | $63,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 12,500 | $59,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 10,000 | $59,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 15,000 | $50,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 38,000 | $10,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 200 | $6,000 | thousands by filing date | put |
| LinnCo, LLC | 535782106 | LTD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-000606 | this filing | 2014-02-13 | acceptance time not in the bulk data set |