13F-HR filed by INVESTMENT CENTERS OF AMERICA INC
INVESTMENT CENTERS OF AMERICA INC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 248 holding rows worth $210,362,000.
- Accession
- 0001085146-14-000601
- Filer
- CIK 1351904
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 248 entries on the cover page, a total value of $210,362,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $210,362,000 with VALUE read as thousands by filing date, 13F file number 028-14413. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPRUDENTIAL PLC028-03582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,315,440 | $12,208,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 579,220 | $7,070,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 347,344 | $5,926,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 94,721 | $4,735,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 9,722 | $4,688,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 125,340 | $4,257,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 60,460 | $4,182,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 446,426 | $3,699,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 104,773 | $3,630,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 40,317 | $3,498,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 40,159 | $3,491,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 80,303 | $3,039,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 42,088 | $2,947,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 61,761 | $2,906,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 95,247 | $2,287,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 22,512 | $2,069,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 25,329 | $2,021,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 27,049 | $2,010,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 70,055 | $1,950,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 25,012 | $1,932,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 28,892 | $1,927,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 28,736 | $1,914,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 48,718 | $1,882,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 17,633 | $1,881,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 23,454 | $1,880,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 35,502 | $1,844,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 14,299 | $1,839,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 14,825 | $1,818,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 19,816 | $1,723,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 15,317 | $1,717,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 20,121 | $1,684,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 14,768 | $1,679,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 36,189 | $1,612,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 32,138 | $1,544,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 14,580 | $1,419,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 48,474 | $1,399,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,132 | $1,390,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 11,418 | $1,369,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 58,932 | $1,354,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 22,093 | $1,342,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 18,921 | $1,328,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 19,370 | $1,289,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 45,349 | $1,255,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 27,958 | $1,198,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 28,584 | $1,179,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,807 | $1,156,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 37,700 | $1,153,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 11,795 | $1,117,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 8,243 | $1,059,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,039 | $1,021,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 15,556 | $998,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 10,619 | $997,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 30,721 | $982,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 13,717 | $965,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 46,151 | $956,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 22,634 | $942,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 20,208 | $937,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 52,687 | $927,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 6,092 | $926,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 45,927 | $922,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,886 | $916,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 58,876 | $915,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 10,574 | $900,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 15,234 | $895,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 18,283 | $881,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 9,719 | $873,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 16,947 | $859,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 18,091 | $846,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 10,071 | $841,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 20,762 | $836,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 14,359 | $829,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 64,407 | $803,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 44,721 | $788,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 19,142 | $787,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 15,747 | $781,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 17,588 | $774,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 9,607 | $760,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 13,693 | $759,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,293 | $746,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 9,278 | $732,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 56,416 | $728,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 21,638 | $717,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 41,663 | $714,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 36,596 | $702,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 6,812 | $701,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,955 | $695,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 21,865 | $694,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 20,486 | $684,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 10,691 | $683,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 26,063 | $683,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 22,933 | $679,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 10,706 | $676,000 | thousands by filing date | |
| VTI | 922908769 | COM | 7,555 | $664,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 17,648 | $644,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 6,035 | $634,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 15,404 | $630,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 44,537 | $620,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 7,556 | $620,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 6,018 | $618,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 7,721 | $603,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,922 | $602,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 12,265 | $599,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 10,096 | $597,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 7,901 | $593,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 12,341 | $586,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 27,747 | $581,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 10,502 | $572,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 8,131 | $567,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 70,295 | $567,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 52,443 | $561,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 48,091 | $560,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 7,088 | $556,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,526 | $549,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 5,228 | $547,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 128,710 | $544,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 10,136 | $541,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 12,388 | $538,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 65,035 | $533,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 24,449 | $531,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 10,193 | $530,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 46,443 | $527,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 7,624 | $496,000 | thousands by filing date | |
| 38259p508 | COM | 552 | $485,000 | thousands by filing date | ||
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 12,716 | $467,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 49,902 | $465,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 9,020 | $457,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 9,320 | $457,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 25,443 | $444,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 20,050 | $434,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,875 | $425,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 8,959 | $424,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 17,716 | $419,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 34,053 | $417,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 20,594 | $412,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 17,810 | $411,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 20,263 | $408,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,577 | $407,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,770 | $403,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 8,313 | $402,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 7,576 | $401,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 7,140 | $400,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 9,377 | $399,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 26,851 | $397,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 15,832 | $390,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 32,390 | $388,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,325 | $385,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,727 | $384,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 7,431 | $375,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,653 | $375,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,068 | $362,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 25,542 | $362,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,471 | $357,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,675 | $354,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,257 | $349,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 8,724 | $347,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 3,284 | $347,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 13,352 | $345,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,762 | $342,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,972 | $337,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,654 | $329,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 4,240 | $328,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 9,802 | $326,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 23,756 | $325,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,770 | $322,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 12,169 | $318,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 13,877 | $316,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 24,767 | $316,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,164 | $314,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,358 | $311,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 4,202 | $308,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 6,719 | $307,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,548 | $307,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,561 | $305,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 10,045 | $305,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,784 | $304,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 4,628 | $301,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,841 | $298,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 10,493 | $291,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,159 | $290,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 7,081 | $286,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 13,720 | $284,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,346 | $282,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 34,352 | $281,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 7,979 | $280,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,197 | $276,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,424 | $275,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,628 | $275,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 4,605 | $274,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 31,276 | $272,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,280 | $267,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 21,500 | $267,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 20,609 | $265,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,654 | $260,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,216 | $258,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,985 | $255,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 5,195 | $252,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,558 | $247,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 26,754 | $246,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 8,650 | $245,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,358 | $240,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,074 | $238,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 12,425 | $238,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,283 | $228,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,758 | $225,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,527 | $225,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 10,930 | $225,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,706 | $222,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,332 | $221,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 5,547 | $219,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,261 | $218,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 10,476 | $218,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 7,406 | $217,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,408 | $215,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 14,850 | $215,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,902 | $214,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 14,560 | $214,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 12,207 | $214,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 12,106 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,981 | $212,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,239 | $211,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 5,221 | $210,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 6,913 | $209,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 5,791 | $208,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 11,700 | $207,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 2,713 | $206,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 5,153 | $205,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 3,993 | $202,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 16,023 | $200,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 18,452 | $192,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 13,916 | $183,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 12,295 | $170,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 10,821 | $168,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 20,717 | $161,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 14,506 | $143,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 10,454 | $142,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 17,061 | $141,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 19,945 | $141,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 11,000 | $132,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 10,700 | $132,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 16,017 | $129,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 15,872 | $120,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 11,548 | $112,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 11,591 | $105,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 12,998 | $103,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 16,695 | $99,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 40,476 | $71,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 10,536 | $45,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 11,500 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-000601 | this filing | 2014-02-13 | acceptance time not in the bulk data set |