13F-HR filed by Pinnacle Summer Investments, Inc.
Pinnacle Summer Investments, Inc. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-12, with 987 holding rows worth $732,218,000.
- Accession
- 0001085146-14-000517
- Filer
- CIK 1071341
- Filed
- 2014-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 1,240 entries on the cover page, a total value of $732,218,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $732,218,000 with VALUE read as thousands by filing date, 13F file number 028-13429. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEdelman Financial Services, LLC028-12214
- reports for this filerLeonetti & Associates, LLC028-13075
- reports for this filerGFS Advisors, LLC028-13054
- included managerSANDERS MORRIS HARRIS INC.028-12760
- included managerSMH CAPITAL ADVISORS INC028-10258
- included managerRikoon Group, LLC028-15479
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 410 | $38,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 1,544 | $38,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,327 | $37,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,580 | $37,000 | thousands by filing date | |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 395 | $37,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 320 | $35,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 700 | $35,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,215 | $35,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 559 | $35,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 671 | $35,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 500 | $35,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 706 | $34,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 1,052 | $34,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 600 | $34,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 2,000 | $34,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 750 | $34,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 610 | $33,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 234 | $33,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 658 | $33,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 1,778 | $33,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 250 | $32,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 271 | $32,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 740 | $32,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 775 | $32,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 377 | $31,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 142 | $31,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 850 | $31,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 2,560 | $31,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 350 | $31,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 375 | $31,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 628 | $31,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 5,250 | $31,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 500 | $30,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,000 | $30,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 475 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 596 | $30,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 829 | $30,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 300 | $30,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 600 | $30,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 1,111 | $30,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 1,186 | $30,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 590 | $30,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 3,077 | $29,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 1,473 | $29,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 975 | $29,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 25,000 | $29,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 500 | $28,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 2,000 | $28,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 8,200 | $28,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,000 | $28,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 1,480 | $28,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 320 | $27,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 550 | $27,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 504 | $27,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,140 | $27,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 160 | $26,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 500 | $26,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 3,000 | $26,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,000 | $26,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 500 | $26,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 615 | $25,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 202 | $25,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 1,092 | $25,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 3,450 | $25,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 2,371 | $25,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 496 | $24,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 300 | $24,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 858 | $24,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 1,200 | $24,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 780 | $24,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 960 | $24,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,200 | $23,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 300 | $23,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 487 | $23,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 525 | $23,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 400 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 245 | $23,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 510 | $23,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 400 | $23,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 2,250 | $22,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 659 | $22,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 407 | $21,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,008 | $21,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,847 | $21,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 225 | $21,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,500 | $21,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 1,810 | $21,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 500 | $21,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 775 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 237 | $20,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 770 | $20,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 484 | $20,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 400 | $20,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 240 | $20,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 220 | $20,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 375 | $20,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 247 | $20,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 150 | $20,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 443 | $20,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 477 | $20,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 645 | $20,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 1,720 | $20,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,110 | $19,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 381 | $19,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 222 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 228 | $19,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,259 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 400 | $19,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 866 | $19,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 167 | $19,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 1,624 | $19,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 147 | $19,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 1,449 | $19,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 1,495 | $19,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 350 | $18,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,000 | $18,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 2,051 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 1,739 | $18,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,000 | $18,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 686 | $18,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 500 | $18,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 1,930 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 563 | $18,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 215 | $17,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 500 | $17,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 304 | $17,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 302 | $17,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 423 | $17,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 440 | $17,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 56 | $17,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 90 | $17,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 220 | $17,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 10,000 | $17,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 400 | $17,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,569 | $17,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 392 | $17,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 144 | $17,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 5,000 | $17,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,033 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 273 | $17,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 132 | $16,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 30 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 172 | $16,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 450 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 600 | $16,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 500 | $16,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,250 | $16,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 248 | $16,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 1,234 | $16,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 588 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 410 | $15,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 304 | $15,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 250 | $15,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 780 | $15,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 284 | $15,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 87 | $15,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 222 | $15,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 226 | $15,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 200 | $15,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 149 | $15,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 273 | $15,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 481 | $15,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,250 | $15,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 2,000 | $15,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 400 | $15,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 1,300 | $15,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 100 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 455 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 60 | $14,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 175 | $14,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 252 | $14,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,466 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 330 | $14,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 173 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 106 | $14,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 400 | $14,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,000 | $14,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 360 | $14,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 150 | $14,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,698 | $14,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 84 | $14,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 183 | $14,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 850 | $14,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 145 | $14,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 1,099 | $14,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 1,536 | $14,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 600 | $14,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 2,000 | $14,000 | thousands by filing date | |
| ING INTERNATIONAL | 45684Q100 | COM | 1,534 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E234 | GBX PUREGOLD NEW | 1,435 | $14,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 204 | $13,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 347 | $13,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1,620 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 205 | $13,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 165 | $13,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 200 | $13,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 700 | $13,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 415 | $13,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 200 | $13,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 168 | $13,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 400 | $13,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,600 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 350 | $13,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 105 | $12,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 225 | $12,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 247 | $12,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 225 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 202 | $12,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 500 | $12,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 600 | $12,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 746 | $12,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 123 | $11,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 165 | $11,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 240 | $11,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 142 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 356 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 242 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 354 | $11,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 145 | $11,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 1,100 | $11,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 119 | $11,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 300 | $11,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 133 | $11,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 111 | $11,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 94 | $10,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 269 | $10,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 283 | $10,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 400 | $10,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 534 | $10,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 300 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 150 | $10,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 366 | $10,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 200 | $10,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 170 | $10,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 100 | $10,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 1,180 | $10,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 75 | $10,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 10,000 | $10,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 150 | $9,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 250 | $9,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 150 | $9,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 200 | $9,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 228 | $9,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 234 | $9,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,361 | $9,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 170 | $9,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 75 | $9,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 550 | $9,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 291 | $9,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 806 | $9,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 62 | $8,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 100 | $8,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 82 | $8,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 239 | $8,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 59 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 65 | $8,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 147 | $8,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 206 | $8,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 360 | $8,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 115 | $8,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 653 | $8,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 158 | $8,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 146 | $8,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 200 | $8,000 | thousands by filing date | |
| POWERSHARES LUX | 73935X633 | LX NANOTCH PTF | 1,130 | $8,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 153 | $7,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 44 | $7,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 670 | $7,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 148 | $7,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 80 | $7,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 295 | $7,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 57 | $7,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 80 | $7,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 263 | $7,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 5,105 | $7,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,300 | $7,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,100 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 437 | $7,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 225 | $7,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 123 | $6,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 166 | $6,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 668 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 50 | $6,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 191 | $6,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 138 | $6,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 355 | $6,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 320 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 50 | $6,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 126 | $6,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 949 | $6,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 423 | $6,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 83 | $6,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 136 | $6,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,486 | $6,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 150 | $6,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 690 | $6,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 164 | $6,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 12 | $5,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 49 | $5,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 96 | $5,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 49 | $5,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 45 | $5,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 85 | $5,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $5,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 153 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 93 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 67 | $5,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 93 | $5,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 183 | $5,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 335 | $5,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 164 | $5,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 219 | $5,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 190 | $5,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 122 | $5,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 378 | $5,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 460 | $5,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 75 | $5,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 1,271 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 150 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 96 | $4,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 125 | $4,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 59 | $4,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 455 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 58 | $4,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 250 | $4,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 39 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 107 | $4,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 238 | $4,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 103 | $4,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 375 | $4,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 59 | $4,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 242 | $4,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 230 | $4,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 50 | $4,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 107 | $4,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 370 | $4,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 521 | $4,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 212 | $4,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 200 | $4,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 216 | $4,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461837 | EGS CHIN INF ETF | 212 | $4,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 53 | $4,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 274 | $4,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 41 | $3,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 57 | $3,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 39 | $3,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 12 | $3,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 90 | $3,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 88 | $3,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 50 | $3,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 69 | $3,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 40 | $3,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 228 | $3,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 51 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 107 | $3,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 44 | $3,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 36 | $3,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 280 | $3,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 47 | $3,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 100 | $3,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 77 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 83 | $3,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 100 | $3,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 160 | $3,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 95 | $3,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 300 | $3,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 140 | $3,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 36 | $3,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 570 | $3,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 69 | $3,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 200 | $3,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 166 | $3,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 32 | $2,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 192 | $2,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 22 | $2,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 70 | $2,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 47 | $2,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 24 | $2,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 18 | $2,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 90 | $2,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 233 | $2,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 20 | $2,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 25 | $2,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 66 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 74 | $2,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 65 | $2,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 63 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 94 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 48 | $2,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 60 | $2,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 46 | $2,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 57 | $2,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 4,500 | $2,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 52 | $2,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 148 | $2,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 400 | $2,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 23 | $2,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 103 | $2,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 50 | $2,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 419 | $2,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 250 | $2,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 78 | $2,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 90 | $2,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 86 | $2,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 31 | $2,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 53 | $2,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 2,000 | $2,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 200 | $2,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 24 | $2,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 42 | $2,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 75 | $1,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 25 | $1,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 21 | $1,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 48 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 311 | $1,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 56 | $1,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 13 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 49 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 24 | $1,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 22 | $1,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 60 | $1,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 5 | $1,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 160 | $1,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 21 | $1,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 63 | $1,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 4 | $1,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 5 | $1,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 26 | $1,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 55 | $1,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 84 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 50 | $1,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 48 | $1,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 70 | $1,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 104 | $1,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 42 | $1,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 167 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 70 | $1,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 331 | $1,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 39 | $1,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 66 | $1,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 47 | $1,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 150 | $1,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 500 | $1,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 56 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 361 | $1,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 18 | $1,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 130 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 28 | $1,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 1,000 | $1,000 | thousands by filing date | principal |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 40 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 28 | $1,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 42 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 412 | $1,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 37 | $1,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 76 | $1,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 60 | $1,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 39 | $1,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 286 | $1,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIENA CORP COM NEW | 171779309 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRINKER INTL INC COM | 109641100 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| M.D.C. HOLDINGS INC | 552676108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKECHERS U S A INC | 830566105 | CL A | 1,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC NEW DEL | 26817R108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERVALU INC | 868536103 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSD MEDICAL CORP | 055662100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOTHYREON INC | 682324108 | COM | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TICC CAPITAL CORP | 87244T109 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-000517 | this filing | 2014-02-12 | acceptance time not in the bulk data set |