13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-12, with 1,375 holding rows worth $3,126,328,000.
- Accession
- 0001085146-14-000472
- Filer
- CIK 822581
- Filed
- 2014-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 1,375 entries on the cover page, a total value of $3,126,328,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,126,328,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares MBS ETF | 464288588 | SHS | 11,726 | $1,226,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 35,047 | $1,225,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 39,489 | $1,222,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 34,461 | $1,209,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 48,501 | $1,204,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 28,785 | $1,200,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 19,412 | $1,200,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 11,157 | $1,198,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 101,950 | $1,193,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 17,224 | $1,190,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 70,083 | $1,187,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 11,190 | $1,183,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 38,273 | $1,181,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 68,917 | $1,161,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 7,716 | $1,159,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 75,491 | $1,155,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 17,774 | $1,146,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 21,000 | $1,139,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 67,800 | $1,135,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 25,773 | $1,132,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 129,076 | $1,126,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 10,225 | $1,125,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 16,242 | $1,119,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 32,674 | $1,117,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 68,390 | $1,111,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 25,000 | $1,103,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 49,150 | $1,097,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 19,335 | $1,097,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 14,487 | $1,091,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 21,924 | $1,089,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 78,218 | $1,086,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 102,056 | $1,084,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 37,645 | $1,079,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 30,320 | $1,072,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 21,847 | $1,071,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 51,766 | $1,066,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 17,580 | $1,063,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 16,217 | $1,062,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 46,839 | $1,060,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 6,566 | $1,059,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 11,200 | $1,055,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 13,521 | $1,054,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 20,849 | $1,052,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 32,234 | $1,050,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 25,740 | $1,045,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 19,393 | $1,040,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 109,132 | $1,035,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 93,698 | $1,034,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 47,497 | $1,033,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 17,236 | $1,033,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 78,117 | $1,033,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 38,035 | $1,031,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 39,320 | $1,031,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 24,457 | $1,029,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 11,277 | $1,023,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 69,489 | $1,022,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 30,233 | $1,020,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 102,650 | $1,016,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 84,029 | $1,010,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 45,802 | $1,010,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 17,422 | $1,008,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 22,180 | $1,007,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 17,125 | $1,005,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 14,116 | $1,005,000 | thousands by filing date | |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 10,000 | $1,004,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 23,110 | $1,003,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 39,215 | $1,002,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 20,053 | $997,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 28,984 | $993,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 62,603 | $982,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 23,173 | $979,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 19,032 | $976,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 8,045 | $966,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 106,650 | $965,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 73,318 | $960,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 20,570 | $959,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 13,876 | $957,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 20,008 | $957,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 109,400 | $953,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 33,682 | $950,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 17,779 | $949,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 107,874 | $949,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 16,324 | $946,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 15,773 | $944,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 32,720 | $939,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,451 | $936,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 54,291 | $936,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 65,072 | $935,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 18,820 | $933,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 13,070 | $929,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 25,259 | $924,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 13,541 | $923,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 27,060 | $922,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 4,839 | $918,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 68,218 | $909,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 27,422 | $909,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 60,125 | $904,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 35,272 | $901,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 24,052 | $898,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 9,339 | $892,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 26,097 | $889,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 92,988 | $889,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 5,509 | $882,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 144,100 | $875,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 63,248 | $872,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 187,191 | $871,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 11,745 | $863,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 48,441 | $862,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 16,601 | $861,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 50,500 | $861,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 9,392 | $859,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 26,600 | $858,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 24,137 | $857,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 42,960 | $857,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 3,177 | $856,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,148 | $852,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 5,930 | $851,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 11,281 | $850,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 12,936 | $850,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 38,369 | $850,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 30,943 | $848,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 7,351 | $846,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 33,129 | $843,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 194,759 | $841,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 7,443 | $838,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 19,733 | $833,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 25,628 | $832,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 26,200 | $829,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 15,233 | $828,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 22,861 | $827,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 34,371 | $823,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,461 | $819,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 38,500 | $819,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 24,779 | $818,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 7,661 | $814,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 10,484 | $813,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 13,066 | $813,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 14,375 | $813,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 20,301 | $807,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 25,037 | $807,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 32,275 | $802,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 18,391 | $798,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 17,737 | $797,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 22,921 | $796,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 19,710 | $794,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 32,151 | $791,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 30,492 | $790,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 14,674 | $787,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 10,113 | $785,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 21,617 | $783,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 5,180 | $783,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 14,927 | $782,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 87,927 | $780,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 28,370 | $779,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 21,536 | $778,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 11,250 | $778,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 18,000 | $776,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 9,326 | $771,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 27,099 | $770,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 14,719 | $769,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 41,243 | $767,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 42,800 | $764,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 93,581 | $764,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 15,144 | $762,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 23,893 | $762,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 14,351 | $762,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 13,738 | $757,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 6,384 | $757,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 29,193 | $756,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 21,744 | $755,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 18,273 | $750,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 6,683 | $748,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 11,714 | $746,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 20,316 | $746,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 43,575 | $740,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 19,476 | $737,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 35,174 | $735,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 15,242 | $735,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,998 | $734,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 20,180 | $734,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 12,060 | $732,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 12,796 | $732,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 38,000 | $731,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 13,342 | $730,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 14,687 | $729,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 32,700 | $728,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 16,312 | $720,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 72,200 | $720,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 21,855 | $719,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 9,577 | $719,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 29,500 | $718,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 8,379 | $715,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 33,988 | $713,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 4,880 | $710,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 36,848 | $707,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 6,434 | $704,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 17,721 | $703,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 26,356 | $701,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 48,229 | $696,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,809 | $695,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 6,336 | $693,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 13,108 | $693,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 53,816 | $690,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 17,070 | $688,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 18,931 | $687,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 17,030 | $685,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 13,828 | $685,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 10,669 | $679,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 24,500 | $678,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 19,900 | $675,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 23,000 | $673,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 9,799 | $669,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 37,594 | $669,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 10,561 | $666,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 7,665 | $655,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 28,234 | $654,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 6,775 | $649,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 19,964 | $647,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 13,636 | $647,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 13,101 | $645,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 48,407 | $644,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 18,812 | $642,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 8,586 | $641,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 85,407 | $641,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 18,150 | $636,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 23,580 | $636,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 17,999 | $634,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 119,340 | $634,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 108,649 | $632,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 17,506 | $624,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 39,751 | $619,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 13,174 | $618,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 9,789 | $616,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 10,703 | $615,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 31,500 | $615,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 23,650 | $614,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 24,886 | $613,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 47,619 | $612,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 10,319 | $611,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 8,076 | $611,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 8,457 | $603,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 12,102 | $603,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 10,882 | $603,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 16,890 | $602,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 15,821 | $601,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 7,318 | $598,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 28,310 | $595,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 132,869 | $594,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 13,757 | $593,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 23,879 | $592,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 9,894 | $592,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 32,548 | $591,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 19,350 | $590,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 63,300 | $590,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 21,633 | $588,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 30,225 | $588,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,302 | $587,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 62,113 | $586,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 19,000 | $580,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 53,770 | $578,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,231 | $576,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 12,893 | $576,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 13,850 | $575,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 66,621 | $574,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 54,161 | $573,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 57,643 | $572,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 9,344 | $571,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 35,026 | $569,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 15,447 | $569,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 18,304 | $569,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 32,928 | $567,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 93,300 | $564,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 18,113 | $563,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 33,322 | $559,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,673 | $558,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 8,272 | $558,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 6,618 | $556,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 19,459 | $552,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 21,050 | $552,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 5,322 | $550,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 13,250 | $547,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 5,195 | $546,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 6,617 | $544,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 6,231 | $544,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 23,157 | $542,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 9,141 | $540,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 9,227 | $540,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 6,000 | $539,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 27,510 | $538,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 4,350 | $532,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 14,668 | $530,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 94,195 | $530,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 29,913 | $529,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 10,030 | $528,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 37,940 | $527,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 27,650 | $527,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 31,048 | $526,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 39,000 | $523,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 42,600 | $520,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 14,033 | $519,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 40,000 | $519,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 10,000 | $518,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 6,188 | $515,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 7,067 | $514,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 6,279 | $510,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 27,806 | $509,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 42,096 | $502,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 6,202 | $501,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 3,340 | $497,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 5,000 | $496,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 7,215 | $495,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 29,167 | $495,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 45,393 | $494,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 10,803 | $492,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 4,192 | $492,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 126,730 | $490,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 8,812 | $488,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 120,000 | $488,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 5,427 | $487,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 30,653 | $487,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5,419 | $485,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 4,159 | $485,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 103,100 | $485,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 31,975 | $484,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 13,532 | $483,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 18,938 | $483,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 2,723 | $480,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 12,350 | $479,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 6,489 | $478,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 2,000 | $476,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 818 | $475,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 5,461 | $475,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 11,673 | $474,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 5,382 | $471,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 52,100 | $471,000 | thousands by filing date | |
| GIVEN IMAGING LTD | M52020100 | ORD | 15,574 | $468,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 26,830 | $466,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 45,956 | $463,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 27,775 | $462,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 6,611 | $461,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 27,107 | $461,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 17,223 | $461,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 4,929 | $460,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 11,350 | $459,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 8,099 | $457,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 49,910 | $457,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 12,962 | $456,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 13,999 | $454,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 12,510 | $452,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 5,978 | $452,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 7,500 | $450,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 25,664 | $449,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 15,700 | $449,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 3,166 | $447,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 56,000 | $447,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 15,701 | $446,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 39,769 | $446,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 24,635 | $446,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 12,700 | $444,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 54,639 | $444,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 5,010 | $443,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 7,650 | $443,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 62,400 | $442,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 16,437 | $442,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 13,044 | $441,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 14,713 | $439,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 5,828 | $438,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 12,985 | $437,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 10,000 | $436,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 12,285 | $435,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 13,689 | $434,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 60,532 | $433,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 13,994 | $431,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 16,525 | $430,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 7,200 | $429,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 9,111 | $427,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,963 | $426,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 32,622 | $426,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 8,064 | $426,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 26,015 | $425,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 84,800 | $421,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,616 | $420,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 57,750 | $420,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 46,511 | $420,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 23,672 | $419,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 20,526 | $419,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 4,174 | $418,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 7,480 | $416,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 4,021 | $415,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 16,104 | $414,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 6,137 | $413,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 5,143 | $411,000 | thousands by filing date | |
| SUNGY MOBILE LTD | 86737M100 | ADR | 20,001 | $411,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 12,183 | $410,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 36,091 | $410,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 4,491 | $409,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 17,833 | $409,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 20,302 | $407,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,197 | $405,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 8,169 | $404,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 22,540 | $404,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 11,535 | $401,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 8,902 | $401,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 5,801 | $400,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 26,457 | $398,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 86,370 | $398,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,209 | $396,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 8,159 | $396,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 19,500 | $396,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,812 | $395,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 14,635 | $395,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 5,300 | $394,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 20,227 | $393,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 5,967 | $392,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 21,906 | $391,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 4,151 | $391,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 16,916 | $391,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 14,830 | $389,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 10,884 | $388,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,800 | $387,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 15,648 | $387,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 74,207 | $386,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 14,758 | $383,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,766 | $382,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 6,539 | $382,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 25,009 | $382,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 61,446 | $381,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 21,785 | $380,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 19,644 | $380,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 28,000 | $379,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 7,054 | $378,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 9,606 | $376,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 360 | $376,000 | thousands by filing date | principal |
| Targa Resources Partners, LP | 87611X105 | LTD | 7,181 | $376,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 12,844 | $374,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 15,731 | $371,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 21,372 | $370,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 8,870 | $369,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 8,058 | $369,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 4,693 | $368,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 22,500 | $368,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 37,490 | $367,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,860 | $365,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 6,291 | $364,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 9,097 | $362,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 40,000 | $361,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,800 | $360,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 6,608 | $359,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 62,167 | $358,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 3,345 | $355,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 9,620 | $355,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 5,213 | $353,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 5,373 | $351,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 49,257 | $351,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 7,351 | $350,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 58,240 | $350,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 78,098 | $347,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,407 | $345,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 8,982 | $345,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 9,357 | $344,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 21,360 | $343,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 7,082 | $342,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 16,915 | $340,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 6,224 | $339,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 5,609 | $339,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,675 | $338,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 7,925 | $338,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 27,603 | $336,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 28,111 | $335,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 4,083 | $333,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 19,583 | $331,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 2,431 | $330,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 20,056 | $330,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 21,788 | $330,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 12,762 | $330,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 8,346 | $329,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 5,173 | $328,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 12,306 | $327,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 110,000 | $327,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 5,768 | $323,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 14,803 | $322,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,020 | $321,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 12,331 | $321,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 9,100 | $319,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 22,300 | $319,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 6,009 | $318,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 12,925 | $318,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 24,128 | $318,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 4,181 | $315,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 5,688 | $315,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 21,076 | $315,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 23,800 | $315,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,703 | $314,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 15,520 | $313,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 6,500 | $312,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 37,250 | $312,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 6,714 | $311,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 17,315 | $310,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 3,500 | $309,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 10,190 | $309,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-000472 | this filing | 2014-02-12 | acceptance time not in the bulk data set |