13F-HR filed by WESTPORT RESOURCES MANAGEMENT INC
WESTPORT RESOURCES MANAGEMENT INC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-07, with 1,138 holding rows worth $342,731,000.
- Accession
- 0001085146-14-000274
- Filer
- CIK 878313
- Filed
- 2014-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 1,138 entries on the cover page, a total value of $342,731,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $342,731,000 with VALUE read as thousands by filing date, 13F file number 028-02946. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 886 | $66,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 3,800 | $66,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 4,250 | $65,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 2,480 | $65,000 | thousands by filing date | |
| NEWCASTLE INVT CORP - PFD B | 65105M207 | EQPFD | 2,480 | $65,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 1,352 | $64,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 600 | $64,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 347 | $64,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,000 | $63,000 | thousands by filing date | call |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 5,800 | $63,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 5,000 | $63,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 5,375 | $63,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 8,435 | $63,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530322106 | COMMON STOCK | 434 | $63,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 4,000 | $63,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 3,400 | $62,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 2,100 | $62,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 3,600 | $62,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 3,875 | $62,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 229 | $62,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 2,500 | $62,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 3,200 | $62,000 | thousands by filing date | |
| InterContinental Hotels Group PLC | 45857P301 | SPONS ADR NEW | 1,866 | $62,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 650 | $61,000 | thousands by filing date | |
| DYNEX CAP - PFD SER B | 26817Q803 | EQPFD | 3,000 | $61,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,300 | $60,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 1,080 | $60,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,445 | $60,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 1,175 | $60,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,401 | $60,000 | thousands by filing date | |
| ACQUA AMERICA INC | 03838W103 | EQUS | 2,539 | $60,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 1,023 | $59,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 2,381 | $59,000 | thousands by filing date | |
| Annaly Cap Mgmt Inc PFD STK C | 035710706 | PRD | 2,650 | $59,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,400 | $58,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS LTD | G96655108 | COMMON STOCK | 1,300 | $58,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 2,850 | $58,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 450 | $58,000 | thousands by filing date | |
| MORGAN STANLEY 6.6% C11 | 61750K208 | PRF | 2,392 | $58,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 2,500 | $57,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 1,950 | $57,000 | thousands by filing date | |
| HOMEOWNERS CHOICE INC | 43741E103 | COM | 1,057 | $57,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 100 | $56,000 | thousands by filing date | call |
| CENCORA INC COM | 03073E105 | Stock | 800 | $56,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 4,050 | $56,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 200 | $55,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 1,759 | $55,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 2,825 | $55,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1,950 | $55,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,489 | $54,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,670 | $54,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 515 | $54,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 3,200 | $54,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,050 | $54,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 1,454 | $54,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,500 | $53,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 3,000 | $53,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 3,100 | $53,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 936 | $52,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 835 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 510 | $52,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 640 | $52,000 | thousands by filing date | |
| ING PRM RT TRUST | 72146W103 | EQUS | 8,900 | $52,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 434 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 590 | $51,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,500 | $51,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 4,650 | $51,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,090 | $51,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 8,525 | $51,000 | thousands by filing date | |
| INVESCO SENIOR INC TRUST | 46121H107 | EQUS | 10,100 | $51,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 6,200 | $50,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 4,200 | $50,000 | thousands by filing date | |
| Weatherford International Ltd. | G95089101 | Equities | 3,200 | $50,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 4,185 | $49,000 | thousands by filing date | |
| MERRILL LYNCH 6.45% | 590199204 | PRF | 2,000 | $49,000 | thousands by filing date | |
| LASALLE HOTEL 7.50% H | 517942702 | PREFERR | 2,000 | $49,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 540 | $48,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 420 | $47,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 624 | $47,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 835 | $47,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 6,175 | $47,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,000 | $47,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 6,710 | $47,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 2,000 | $47,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 4,000 | $47,000 | thousands by filing date | |
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 2,000 | $47,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 510 | $46,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,400 | $46,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 405 | $46,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,500 | $46,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 800 | $46,000 | thousands by filing date | call |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 395 | $45,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 403 | $45,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 788 | $45,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 2,500 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 464 | $44,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 3,000 | $44,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 3,400 | $44,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 765 | $44,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 473 | $44,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 500 | $44,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 2,250 | $44,000 | thousands by filing date | |
| CORP PPTY ASSOC 16 GLOBAL INC | 22003A959 | EQUS | 5,000 | $44,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 370 | $43,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,207 | $43,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 372 | $43,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 934 | $43,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 647 | $43,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 450 | $43,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 396 | $42,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,600 | $42,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 628 | $42,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 2,500 | $42,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 1,000 | $42,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 4,000 | $42,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 450 | $41,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 3,084 | $41,000 | thousands by filing date | |
| FIRST HORIZON NAT'L CORP | 320517204 | EQPFD | 2,000 | $41,000 | thousands by filing date | |
| EGAIN COMM CORP | 28225c103 | EQUS | 4,005 | $41,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 3,404 | $40,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 582 | $40,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 325 | $40,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 210 | $40,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 975 | $40,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,100 | $39,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 499 | $39,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 2,000 | $39,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 500 | $39,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 8,361 | $39,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,000 | $38,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 376 | $38,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 1,635 | $38,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 5,900 | $38,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,200 | $37,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 408 | $36,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 559 | $36,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 240 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 950 | $35,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,560 | $35,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 500 | $35,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 300 | $35,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,275 | $35,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 600 | $35,000 | thousands by filing date | call |
| CANADIAN PACIFIC LTD | 135923100 | EQUS | 230 | $35,000 | thousands by filing date | |
| MC CORMICK | 569790108 | EQUS | 515 | $35,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 613 | $34,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 155 | $34,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,200 | $34,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 1,400 | $34,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 1,649 | $34,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,000 | $34,000 | thousands by filing date | |
| Gulf Keystone Pete Ord | G4209G108 | COM | 11,750 | $34,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,000 | $33,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 2,500 | $33,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 400 | $33,000 | thousands by filing date | |
| C.H. ROBINSON WORLDWIDE INC | 12541W100 | EQUS | 559 | $33,000 | thousands by filing date | |
| STTRKS SER TR SPDR HOMEBLDRS | 86330E745 | EQUS | 1,000 | $33,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 375 | $32,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 500 | $32,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,750 | $32,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,500 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 300 | $31,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 2,700 | $31,000 | thousands by filing date | |
| AMERITRADE HLDG CORP | 03072H109 | EQUS | 1,000 | $31,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 502 | $30,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,600 | $30,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,032 | $30,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 900 | $30,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 1,500 | $30,000 | thousands by filing date | |
| COMCAST CORP CL-A NON-VOT | 200300200 | EQUS | 600 | $30,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 721 | $29,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 566 | $29,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,000 | $29,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 642 | $29,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 7,500 | $29,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 346 | $29,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 432 | $29,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 450 | $29,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 400 | $29,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 380 | $28,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 652 | $28,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 366 | $28,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 302 | $28,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 1,000 | $28,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 2,000 | $28,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 3,500 | $28,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 2,089 | $28,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 3,500 | $28,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 334 | $27,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 600 | $27,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 3,230 | $27,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,100 | $27,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 900 | $27,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 4,750 | $27,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 500 | $26,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 700 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 347 | $26,000 | thousands by filing date | |
| PHILLIPS-VAN HEUSEN CORP | 718592108 | COMMON STOCK | 193 | $26,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 6,200 | $26,000 | thousands by filing date | |
| M&T CAPITAL TRUST IV $0.085 PFD | 55292C203 | PREFERRED | 1,000 | $26,000 | thousands by filing date | |
| PROSHRS ULTRA SHORT | 74347R875 | EQUS | 1,758 | $26,000 | thousands by filing date | |
| STEADFAST INCOME REIT | 793993304 | EQUS | 2,500 | $26,000 | thousands by filing date | |
| Western Asset High Incm | 42967Q105 | Common | 4,400 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 300 | $25,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 416 | $25,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 450 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,000 | $25,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 1,000 | $25,000 | thousands by filing date | |
| INFINITY BROADCASTING | 45662S102 | EQUS | 1,250 | $25,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 800 | $24,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 526 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 200 | $24,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,400 | $24,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 572 | $24,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 5,430 | $24,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 1,100 | $24,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,000 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 500 | $23,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,575 | $23,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 300 | $23,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 800 | $23,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 2,500 | $23,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 1,200 | $23,000 | thousands by filing date | |
| AON Cap 8.205% 1/27 Non-Call B | 22532r101 | PFD | 800 | $23,000 | thousands by filing date | |
| WALMART DE MEXICO | 171785405 | EQFOR | 890 | $23,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 125 | $22,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 200 | $22,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 335 | $22,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 350 | $22,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 378 | $22,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 400 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 250 | $22,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 253 | $22,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 277 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 347 | $22,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,300 | $22,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 2,465 | $22,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 200 | $22,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 532 | $22,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 1,000 | $22,000 | thousands by filing date | |
| STRATASYS INC | 862685104 | COM | 165 | $22,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 500 | $21,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 40 | $21,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 300 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 200 | $21,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 400 | $21,000 | thousands by filing date | |
| ANHEUSER BUSCH COS INC | 035229103 | COMMON STOCK | 200 | $21,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 524 | $21,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 277 | $21,000 | thousands by filing date | |
| CONTROLOLADORA COM MEXIC | P3097R168 | EQFOR | 5,000 | $21,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 255 | $20,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 350 | $20,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 606 | $20,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 800 | $20,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,000 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 703 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 500 | $20,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 900 | $20,000 | thousands by filing date | |
| AON CORP | 037389103 | COMMON STOCK | 235 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 418 | $20,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 1,500 | $20,000 | thousands by filing date | |
| Pargesa Holding AG - B | h60477207 | COM | 250 | $20,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 711 | $19,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2,000 | $19,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 600 | $19,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 14,500 | $19,000 | thousands by filing date | |
| Pentair Inc | 709631105 | COM | 250 | $19,000 | thousands by filing date | |
| SL GREEN REALTY CORP PFD I 6.5 | 78440X507 | PFD | 900 | $19,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 800 | $19,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 800 | $19,000 | thousands by filing date | call |
| ATWOOD OCEANICS INC | 050095108 | COM | 350 | $19,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 1,000 | $19,000 | thousands by filing date | |
| VIRGINIA ELECTRIC & POWER CO | 927804500 | EQPFD | 200 | $19,000 | thousands by filing date | |
| AGILENT TECH INC. | 046298998 | EQUS | 325 | $19,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 868 | $18,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 254 | $18,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 200 | $18,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 190 | $18,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 243 | $18,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 407 | $18,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 236 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 619 | $18,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,500 | $18,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 978 | $18,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 200 | $18,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 100 | $18,000 | thousands by filing date | |
| NFJ | 65337H109 | EXCHANGE TRADED | 1,000 | $18,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 650 | $18,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 900 | $18,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 500 | $18,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 200 | $18,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 1,000 | $18,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 2,500 | $18,000 | thousands by filing date | |
| RUSSEL METALS INC | 781903604 | EQUS | 600 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 202 | $17,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 250 | $17,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 168 | $17,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 1,000 | $17,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 812 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 695 | $17,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 400 | $17,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 150 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 487 | $17,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 225 | $17,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 125 | $17,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 486 | $17,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 1,262 | $17,000 | thousands by filing date | |
| Polo Ralph Lauren Cl A | 731572103 | CL A | 96 | $17,000 | thousands by filing date | |
| DIGITAL RLTY TR - PFD G | 253868889 | EQPFD | 950 | $17,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 200 | $16,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 300 | $16,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 268 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 252 | $16,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 287 | $16,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 182 | $16,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 300 | $16,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 254 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 200 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 575 | $16,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 610 | $16,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,000 | $16,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,000 | $16,000 | thousands by filing date | |
| MICHAEL ANTHONY JEWEL INC | 594060204 | EQUS | 6 | $16,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 2,200 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 100 | $15,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 434 | $15,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,300 | $15,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 300 | $15,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 300 | $15,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 600 | $15,000 | thousands by filing date | |
| VERIZON COMM | 362320103 | COMMON STOCK | 2,000 | $15,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 600 | $15,000 | thousands by filing date | |
| DOLLAR GENERAL | 256669102 | COMMON STOCK | 243 | $15,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 30 | $15,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 215 | $15,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 121 | $15,000 | thousands by filing date | |
| Merrill Lynch Cap TR IV 7.12% PFD | 59021G204 | Pfd Stk | 600 | $15,000 | thousands by filing date | |
| Invensense | 461851107 | COM | 700 | $15,000 | thousands by filing date | |
| NEWELL CO | 651229105 | EQUS | 475 | $15,000 | thousands by filing date | |
| UBS PFD TR IV | 90263W201 | EQPFD | 1,000 | $15,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 155 | $14,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 150 | $14,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 414 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 1,000 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 1,000 | $14,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 250 | $14,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 800 | $14,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 248 | $14,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 3,000 | $14,000 | thousands by filing date | |
| NRG ENERGY INC | 629377102 | EQUS | 493 | $14,000 | thousands by filing date | |
| VTI | 922908769 | COM | 140 | $13,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 457 | $13,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 200 | $13,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 123 | $13,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 163 | $13,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 270 | $13,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,979 | $13,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 225 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 125 | $13,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 914 | $13,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 242 | $13,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 376 | $13,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 500 | $13,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 600 | $13,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,000 | $13,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,500 | $13,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 325 | $13,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 356 | $13,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 498 | $13,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,500 | $13,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 550 | $13,000 | thousands by filing date | |
| LIMITED INC | 532716107 | com | 208 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUAL | 62630E107 | EQUS | 1,000 | $13,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 77 | $12,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 150 | $12,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 100 | $12,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 80 | $12,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,450 | $12,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 500 | $12,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 267 | $12,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 1,000 | $12,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 418 | $12,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 404 | $12,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 200 | $12,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 200 | $12,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 1,087 | $12,000 | thousands by filing date | |
| SABA SOFTWARE | 784932600 | COM | 1,000 | $12,000 | thousands by filing date | |
| VORNADO RLTY TR $1.425 PFD | 929042851 | PREFERRED | 600 | $12,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90268A691 | FISH GR RK OFF | 650 | $12,000 | thousands by filing date | |
| KIMCO RLTY CORP DEP1/1000PFD K | 49446R745 | PFD | 600 | $12,000 | thousands by filing date | |
| EDF-UNSPON ADR | 285039103 | COM | 1,700 | $12,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 130 | $11,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 100 | $11,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 139 | $11,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 115 | $11,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 218 | $11,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 227 | $11,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 700 | $11,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 1,000 | $11,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,000 | $11,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 800 | $11,000 | thousands by filing date | |
| LANCE INC | 514606102 | COMMON STOCK | 400 | $11,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 219 | $11,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 400 | $11,000 | thousands by filing date | |
| IMPERIAL TOBACCO GROUP-ADR | 453142101 | ADR | 145 | $11,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 300 | $11,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 17 | $10,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 254 | $10,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,000 | $10,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 351 | $10,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 400 | $10,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 228 | $10,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,500 | $10,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 400 | $10,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 488 | $10,000 | thousands by filing date | |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 130 | $10,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 500 | $10,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 112 | $10,000 | thousands by filing date | |
| TE Connectivity Ltd | H8912P106 | SHS | 175 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 649 | $10,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 400 | $10,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 50 | $9,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 222 | $9,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 254 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 200 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 88 | $9,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 225 | $9,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 500 | $9,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 325 | $9,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 375 | $9,000 | thousands by filing date | |
| 694308503 | 694308503 | Pacific Gas & Electric Co | 400 | $9,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 1,000 | $9,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 150 | $9,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,040 | $9,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 214 | $9,000 | thousands by filing date | |
| ANGLO AMERICAN PLC - UNSPON ADR | 03485P201 | COM | 800 | $9,000 | thousands by filing date | |
| HUTCHISON TELECOMMUNI-ADR | 44841V102 | COM | 1,500 | $9,000 | thousands by filing date | |
| BALL CORP | 584981064 | EQUS | 180 | $9,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 176 | $8,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 300 | $8,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 98 | $8,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 400 | $8,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 362 | $8,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 79 | $8,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 169 | $8,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 500 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 205 | $8,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 80 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 100 | $8,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 700 | $8,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 303 | $8,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 166 | $8,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 153 | $8,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 650 | $8,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 150 | $8,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 115 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 205 | $8,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 3,394 | $8,000 | thousands by filing date | |
| C B Richard Ellis Group | 12497T101 | Equity | 300 | $8,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 100 | $8,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 1,000 | $8,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 900 | $8,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 350 | $8,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 177 | $8,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 95 | $8,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 500 | $8,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 183 | $7,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 67 | $7,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 207 | $7,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 250 | $7,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 130 | $7,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 390 | $7,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 400 | $7,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 480 | $7,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 132 | $7,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 67 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 500 | $7,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 185 | $7,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 71 | $7,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 100 | $7,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 200 | $7,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 500 | $7,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 300 | $7,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 250 | $7,000 | thousands by filing date | |
| ACE LIMITED | G0070K103 | COMMON STOCK | 64 | $7,000 | thousands by filing date | |
| WASHINGTON GAS & LIGHT | 938837101 | COMMON STOCK | 177 | $7,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 600 | $7,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 150 | $7,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 800 | $7,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 500 | $7,000 | thousands by filing date | |
| CAPITALAND LTD-SPON ADR | 140547100 | COM | 1,481 | $7,000 | thousands by filing date | |
| CEMEX SA | 151290884 | EQFOR | 552 | $7,000 | thousands by filing date | |
| DIAL CORP | 25247D101 | EQUS | 400 | $7,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 80 | $6,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 45 | $6,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 319 | $6,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 178 | $6,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 106 | $6,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 81 | $6,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 98 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-000274 | this filing | 2014-02-07 | acceptance time not in the bulk data set |