13F-HR filed by MacKay Shields LLC
MacKay Shields LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-28, with 678 holding rows worth $2,656,900,000.
- Accession
- 0001085146-14-000174
- Filer
- CIK 61227
- Filed
- 2014-01-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 688 entries on the cover page, a total value of $2,656,900,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,656,900,000 with VALUE read as thousands by filing date, 13F file number 028-00046. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNEW YORK LIFE INVESTMENT MANAGEMENT LLC028-06325
- included managerUBS GLOBAL ASSET MANAGEMENT AMERICAS INC028-02682
- included managerFIRST TRUST ADVISORS LP028-06487
- included managerMercer Trust Co028-14465
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 25,795,000 | $85,762,000 | thousands by filing date | principal |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 27,848,000 | $62,530,000 | thousands by filing date | principal |
| SCHLUMBERGER | 48124CAF0 | CONV BD P2 E | 39,315,000 | $62,027,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 818,356 | $53,469,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,249,221 | $51,056,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 29,890,000 | $50,089,000 | thousands by filing date | principal |
| E M C CORP MASS | 268648AM4 | NOTE 1.750%12/0 | 31,805,000 | $49,369,000 | thousands by filing date | principal |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 31,509,000 | $47,101,000 | thousands by filing date | principal |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 1,453,004 | $45,827,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 33,203,000 | $45,193,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 42,263,000 | $45,066,000 | thousands by filing date | principal |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 28,276,000 | $44,714,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 350,776 | $43,218,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 27,522,000 | $42,618,000 | thousands by filing date | principal |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 28,338,000 | $40,146,000 | thousands by filing date | principal |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 18,144,000 | $37,141,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 19,979,000 | $34,765,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 31,416,000 | $33,149,000 | thousands by filing date | principal |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 27,605,000 | $32,407,000 | thousands by filing date | principal |
| WABASH NATL CORP | 929566AH0 | CNV | 24,565,000 | $32,049,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 2,009,500 | $31,007,000 | thousands by filing date | |
| PRICELINE COM INC (PCLN)CVT 14 | 741503AR7 | CONVERT | 26,293,000 | $30,089,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 24,263,000 | $29,122,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 21,289,000 | $28,926,000 | thousands by filing date | principal |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 17,759,000 | $28,393,000 | thousands by filing date | principal |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 20,468,000 | $27,504,000 | thousands by filing date | principal |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 14,518,000 | $26,840,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 25,114,000 | $26,700,000 | thousands by filing date | principal |
| AMERICAN EQUITY INV LIFE 3.5 1 | 025676AJ6 | CONVERT | 10,685,000 | $23,227,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 23,351,000 | $22,897,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 433,527 | $22,591,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 22,225,000 | $22,517,000 | thousands by filing date | principal |
| NEENAH ENTERPRISES INC | 64007R109 | COM | 1,756,098 | $22,496,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAA1 | CONV BND | 17,639,000 | $21,498,000 | thousands by filing date | principal |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 14,492,000 | $21,394,000 | thousands by filing date | principal |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 6,325,000 | $20,770,000 | thousands by filing date | principal |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 7,252,000 | $20,650,000 | thousands by filing date | principal |
| MEDIDATA SOLUTIONS INC | 58471AAA3 | CONV | 16,098,000 | $20,616,000 | thousands by filing date | principal |
| HERTZ GLOBAL HOLDINGS INC | 42805TAA3 | NOTE 5.250% 6/0 | 5,937,000 | $20,594,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 15,277,000 | $20,586,000 | thousands by filing date | principal |
| SL GREEN OPERATING PAR 144A 3. | 78444FAC0 | CONVERT | 16,464,000 | $20,570,000 | thousands by filing date | principal |
| U S CONCRETE INC | 90333L201 | COM | 887,988 | $20,095,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 19,229,000 | $19,934,000 | thousands by filing date | principal |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 289,922 | $19,382,000 | thousands by filing date | |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 18,228,000 | $19,338,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 18,611,000 | $19,041,000 | thousands by filing date | principal |
| ALLY FINL INC | 361860208 | COM | 709,100 | $18,961,000 | thousands by filing date | |
| JDS UNIPHASE CORP .625000% 08/15/2033 | 46612JAE1 | CONB | 18,449,000 | $18,541,000 | thousands by filing date | principal |
| NVIDIA CORP 10000% 12/01/2018 | 67066GAB0 | CONB | 18,000,000 | $18,518,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 16,413,000 | $18,234,000 | thousands by filing date | principal |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 16,661,000 | $18,023,000 | thousands by filing date | principal |
| Shutterfly, Inc. | 82568PAA4 | CONV | 16,637,000 | $17,874,000 | thousands by filing date | principal |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 11,564,000 | $17,425,000 | thousands by filing date | principal |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 5,352,000 | $17,348,000 | thousands by filing date | principal |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 5,826,000 | $17,261,000 | thousands by filing date | principal |
| HOST HOTELS & RESORTS LPCVT2.5 | 44107TAG1 | CONVERT | 11,225,000 | $17,006,000 | thousands by filing date | principal |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 10,084,000 | $16,909,000 | thousands by filing date | principal |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 12,065,000 | $16,614,000 | thousands by filing date | principal |
| InvenSense, Inc. | 46123DAA4 | CONV | 14,200,000 | $16,605,000 | thousands by filing date | principal |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 221,980 | $16,475,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 13,627,000 | $16,178,000 | thousands by filing date | principal |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 12,197,000 | $16,092,000 | thousands by filing date | principal |
| LENNAR CORP | 526057BG8 | CONV BND | 8,796,000 | $15,833,000 | thousands by filing date | principal |
| YAHOO INC 0% 12/01/2018 | 984332AE6 | CONB | 15,000,000 | $15,572,000 | thousands by filing date | principal |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 9,077,000 | $15,397,000 | thousands by filing date | principal |
| Spansion LLC | 84649PAK1 | CONV | 12,981,000 | $15,196,000 | thousands by filing date | principal |
| MEDIVATION INC | 58501NAA9 | NOTE | 10,361,000 | $15,179,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 13,525 | $14,971,000 | thousands by filing date | |
| BARCLAYS BANK PLC PREFERRED | XS0214398 | PREF STOCK 1000 | 12,500,000 | $14,744,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 13,876 | $14,723,000 | thousands by filing date | |
| SALESFORCE.COM INC(CRM) CVT144 | 79466LAC8 | CONVERT | 13,511,000 | $14,702,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 10,813,000 | $14,469,000 | thousands by filing date | principal |
| SUBSEA 7 SA CONV BOND REG S | NO0010542 | Conv BdP2 A/365 | 11,400,000 | $14,398,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 12,380,000 | $14,160,000 | thousands by filing date | principal |
| ENERGY XXI BERMUDA LTD | 29274UAA9 | CONV | 14,000,000 | $13,851,000 | thousands by filing date | principal |
| Micron Technology, Inc. | 595112AS2 | CONV | 6,734,000 | $13,687,000 | thousands by filing date | principal |
| Cubist Pharmaceuticals, Inc. | 229678AG2 | CONV | 11,462,000 | $13,131,000 | thousands by filing date | principal |
| GOLDCORP INC NEW | 380956409 | COM | 600,000 | $13,002,000 | thousands by filing date | |
| UPSTATE NY POWER PRODUCERS INC | 834628AA7 | Conv Bond P2 | 8,516,297 | $12,519,000 | thousands by filing date | principal |
| TIDEWATER INC | 886423102 | COM | 204,550 | $12,124,000 | thousands by filing date | |
| INSULET CORP | 45784PAC5 | CNV | 8,193,000 | $12,074,000 | thousands by filing date | principal |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 10,784,000 | $11,525,000 | thousands by filing date | principal |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 8,469,000 | $11,400,000 | thousands by filing date | principal |
| Post Holdings, Inc. | 737446203 | PFD CV | 95,200 | $11,312,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 7,677,000 | $11,295,000 | thousands by filing date | principal |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 6,000,000 | $11,276,000 | thousands by filing date | principal |
| AMG Capital Trust (Conv Pfd) | 00169X203 | COM | 153,717 | $11,137,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 200,500 | $11,080,000 | thousands by filing date | |
| ALON USA ENERGY INC(ALJ)CVT144 | 020520AA0 | CONVERT | 8,206,000 | $10,442,000 | thousands by filing date | principal |
| CUBIST PHARMACEUTICALS | 229678AE7 | CONV | 8,974,000 | $10,348,000 | thousands by filing date | principal |
| Liberty Media Corp. | 531229AA0 | CONV | 10,250,000 | $10,256,000 | thousands by filing date | principal |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 313,611 | $10,083,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 7,959,000 | $10,058,000 | thousands by filing date | principal |
| JANUS CAPITAL GROUP INC | 47102XAG0 | CNV | 9,339,000 | $9,713,000 | thousands by filing date | principal |
| HALLIBURTON CO COM | 406216101 | Stock | 190,818 | $9,684,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 4,211,000 | $9,675,000 | thousands by filing date | principal |
| SanDisk Corp. | 80004CAE1 | CONV | 9,000,000 | $8,955,000 | thousands by filing date | principal |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 7,791,000 | $8,739,000 | thousands by filing date | principal |
| SERVICESOURCE INTL (SREV) 144A | 81763UAA8 | CONV | 8,462,000 | $8,007,000 | thousands by filing date | principal |
| RAMBUS INC | 750917AD8 | CONV BND | 7,561,000 | $7,953,000 | thousands by filing date | principal |
| BLUCORA INCBCOR 4 1/4 04/01/19 | 095229AA8 | NOTE | 5,276,000 | $7,805,000 | thousands by filing date | principal |
| SANCHEZ ENERGY CORP (SN US)CVP | 79970Y402 | CONVERT | 124,300 | $7,738,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 7,060,000 | $7,619,000 | thousands by filing date | principal |
| NETSUITE INC(N) CVT 144A 0.25 | 64118QAA5 | CONVERT | 6,601,000 | $7,311,000 | thousands by filing date | principal |
| ARES CAPITAL CORP CVT(ARCC) 4. | 04010LAK9 | CONVERT | 6,928,000 | $7,227,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 5,221,000 | $7,211,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAA0 | CONV | 7,000,000 | $7,118,000 | thousands by filing date | principal |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 6,003,000 | $7,071,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 5,770,000 | $7,022,000 | thousands by filing date | principal |
| GENCORP INC | 368682AN0 | SDCV | 3,215,000 | $6,482,000 | thousands by filing date | principal |
| MAIDEN HOLDINGS CNVPFD | BMG5753U2 | Conv Prfd Stock | 136,700 | $6,229,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 6,044,000 | $6,067,000 | thousands by filing date | principal |
| Proofpoint, Inc. | 743424AA1 | CONV | 5,250,000 | $5,686,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 4,533,000 | $5,578,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 5,059,000 | $5,563,000 | thousands by filing date | principal |
| ENERGY XXI BERMUDA LTD CONV PFD $14.0625 | 29274U309 | PREFERRED | 18,403 | $5,421,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 5,244,000 | $5,362,000 | thousands by filing date | principal |
| SUBSEA 7 SA CONV BOND REG S | NO0010661 | Conv BdP2 A/365 | 5,200,000 | $5,256,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 5,073,000 | $5,225,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 50,000 | $5,160,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 97,900 | $5,030,000 | thousands by filing date | |
| Post Holdings, Inc. | 737446500 | PFD CV | 50,000 | $5,003,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 5,055,000 | $4,960,000 | thousands by filing date | principal |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 80,000 | $4,762,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 382,027 | $4,680,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 352,850 | $4,665,000 | thousands by filing date | |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 46,300 | $4,632,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 8,366,000 | $4,465,000 | thousands by filing date | principal |
| CITIGROUP CAPITAL 7.875 XIII | 173080201 | PREFERR | 160,000 | $4,360,000 | thousands by filing date | |
| Infinera Corp. | 45667GAA1 | CONV | 4,000,000 | $4,308,000 | thousands by filing date | principal |
| Cliff Natural Resources, Inc. | 18683k408 | PFD | 181,353 | $4,164,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 2,967,000 | $4,117,000 | thousands by filing date | principal |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 294,225 | $4,090,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 181,948 | $4,090,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499AB7 | CONV BND | 4,000,000 | $4,090,000 | thousands by filing date | principal |
| EMULEX CORPORATION | 292475AE0 | CONV | 4,000,000 | $3,933,000 | thousands by filing date | principal |
| AFFINITY GAMING LLC | DD9AFFGAM | Common Stock | 350,000 | $3,850,000 | thousands by filing date | principal |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 3,972,000 | $3,710,000 | thousands by filing date | principal |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 297,717 | $3,573,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 280,808 | $3,524,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 275,738 | $3,345,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 262,987 | $3,337,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 3,007,000 | $3,186,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 249,256 | $3,121,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 294,194 | $3,095,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 228,660 | $3,094,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,954,000 | $3,021,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 217,229 | $2,963,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 2,646,000 | $2,781,000 | thousands by filing date | principal |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 2,708,000 | $2,708,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 212,816 | $2,694,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 47,000 | $2,687,000 | thousands by filing date | principal |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 100,000 | $2,600,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 43,700 | $2,449,000 | thousands by filing date | |
| Upstate New York PowerProducersInc | 916783103 | Common | 112,236 | $2,132,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 22,000 | $1,982,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 157,999 | $1,950,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 163,808 | $1,948,000 | thousands by filing date | |
| OWENS-ILLINOIS (OI) CVT 144A 3 | 69073TAQ6 | CONVERT | 1,680,000 | $1,759,000 | thousands by filing date | principal |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 116,357 | $1,758,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 154,530 | $1,607,000 | thousands by filing date | |
| NEWARK NJ HSG AUTH HSG REV 5.7 | 650373BA0 | MUNICIP | 1,460,000 | $1,581,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 114,553 | $1,579,000 | thousands by filing date | |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 948,000 | $1,572,000 | thousands by filing date | principal |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 119,553 | $1,497,000 | thousands by filing date | |
| PHILADELPHIA PA GO BDS-A 5.250 | 717813PM5 | MUNICIP | 1,330,000 | $1,402,000 | thousands by filing date | principal |
| TWIN RIVERS CA UNIF SCH DIS 3. | 90171UAH0 | MUNICIP | 1,405,000 | $1,394,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 105,041 | $1,347,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 101,253 | $1,339,000 | thousands by filing date | |
| American Airlines Inc | 02376R201 | COM | 49,103 | $1,273,000 | thousands by filing date | |
| CHTNGA TN HLTH EDL REF REV-A 5 | 162410CD4 | MUNICIP | 1,205,000 | $1,193,000 | thousands by filing date | principal |
| CENTRAL TEX REGL MOBILITY 5.75 | 155498BT4 | MUNICIP | 1,120,000 | $1,160,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 78,730 | $1,142,000 | thousands by filing date | |
| HILLSBOROUGH CNTY FL INDL 5.00 | 43233ADW3 | MUNICIP | 1,110,000 | $1,130,000 | thousands by filing date | principal |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 91,826 | $1,073,000 | thousands by filing date | |
| NEW YORK N Y 6% 10/15/23 | 64966HDA5 | MUNICIP | 895,000 | $1,063,000 | thousands by filing date | principal |
| ALERIS CORPORATION | DD9ARSC01 | Common Stock | 96,691 | $1,037,000 | thousands by filing date | |
| WILLISTON ND SALES TAX REV- 4. | 97072NBT4 | MUNICIP | 990,000 | $1,035,000 | thousands by filing date | principal |
| QUEBECOR WORLD LITIGATION TRUS | 748ESCAZ3 | Common Stock | 65,625,000 | $965,000 | thousands by filing date | principal |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 70,681 | $958,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 75,362 | $932,000 | thousands by filing date | |
| LOUISIANA STAD & EXPOSITION 5. | 546410BS9 | MUNICIP | 805,000 | $923,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 18,000 | $919,000 | thousands by filing date | |
| HOUSTON TEX HOTEL OCCUPANCY 5. | 44237NET5 | MUNICIP | 825,000 | $901,000 | thousands by filing date | principal |
| VIRGIN ISLANDS PUBLIC FIN 5.00 | 927676QV1 | MUNICIP | 890,000 | $879,000 | thousands by filing date | principal |
| Nextera Energy, Inc. | 65339F887 | PFD | 15,491 | $877,000 | thousands by filing date | |
| DETROIT/WAYNE CNTY MI STAD AUTH, REF BDS | 251440BF9 | Revenue Supported Bonds - non-taxable | 830,000 | $846,000 | thousands by filing date | principal |
| MICHIGAN ST FIN AUTH REVENU 5. | 59447PMB4 | MUNICIP | 750,000 | $815,000 | thousands by filing date | principal |
| HOUSTON TX HOTEL OCCUPANCY 5.0 | 44237NFX5 | MUNICIP | 800,000 | $802,000 | thousands by filing date | principal |
| LOUISIANA ST CITIZENS PROP 6.1 | 546456CY8 | MUNICIP | 695,000 | $790,000 | thousands by filing date | principal |
| Fannie Mae | 313586752 | PREF STK | 90,000 | $788,000 | thousands by filing date | |
| CLARK CNTY WASH PUB UTIL 5.000 | 181108VP3 | MUNICIP | 725,000 | $782,000 | thousands by filing date | principal |
| FOLEY AL UTILS BRD REV 5.000% | 344244MQ8 | MUNICIP | 715,000 | $779,000 | thousands by filing date | principal |
| DISTRIC COLUMBIA UNIV REV 5.25 | 25484JBV1 | MUNICIP | 700,000 | $773,000 | thousands by filing date | principal |
| US STEEL CORP | 912909AE8 | NOTE | 717,000 | $769,000 | thousands by filing date | principal |
| MAJESTIC STAR CASINO LLC | D99MAJEST | Common Stock | 638,290 | $766,000 | thousands by filing date | principal |
| LOUISIANA ST CITIZENS PROP 5.0 | 546456AZ7 | MUNICIP | 680,000 | $740,000 | thousands by filing date | principal |
| CHATTANOOGA INDL DEV BRD RE 5. | 162419BS3 | MUNICIP | 715,000 | $733,000 | thousands by filing date | principal |
| TEXAS PRIVATE ACTIVITY SUR 7.0 | 882667AD0 | MUNICIP | 665,000 | $719,000 | thousands by filing date | principal |
| MIAMI-DADE CNTY FL WTR & SW 5. | 59334DFN9 | MUNICIP | 585,000 | $668,000 | thousands by filing date | principal |
| LAKELAND FL EDUCTNL FACS 5.000 | 511664AE4 | MUNICIP | 610,000 | $625,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTH NY REV, REV BDS | 59259YZD4 | Revenue Supported Bonds - non-taxable | 605,000 | $608,000 | thousands by filing date | principal |
| WARREN CNTY KY HOSP REV 5.000% | 934864AV1 | MUNICIP | 590,000 | $608,000 | thousands by filing date | principal |
| DETROIT MICH CITY SCH DIST 5.0 | 251130FA3 | MUNICIP | 620,000 | $608,000 | thousands by filing date | principal |
| DISTRICT COLUMBIA TAX 5.000% 0 | 254840DR9 | MUNICIP | 585,000 | $607,000 | thousands by filing date | principal |
| PERALTA CA CMNTY CLG DIST 5.00 | 713575PE2 | MUNICIP | 580,000 | $603,000 | thousands by filing date | principal |
| TEXAS PRIVATE ACTIVITY 7.500% | 882667AC2 | MUNICIP | 540,000 | $603,000 | thousands by filing date | principal |
| CHICAGO ILL O HARE INTL ARP 5. | 167593FT4 | MUNICIP | 575,000 | $602,000 | thousands by filing date | principal |
| GUAM PWR AUTH REV-A 5.000% 10/ | 400653GN5 | MUNICIP | 565,000 | $595,000 | thousands by filing date | principal |
| UTAH INFRASTRUCTURE AGY 5.250% | 917466AT1 | MUNICIP | 550,000 | $574,000 | thousands by filing date | principal |
| VIRGIN ISLANDS PUB FIN REV- 5. | 927676RR9 | MUNICIP | 580,000 | $573,000 | thousands by filing date | principal |
| UTAH ST CHARTER SCH FIN-A 5.25 | 91754TFW8 | MUNICIP | 535,000 | $571,000 | thousands by filing date | principal |
| BI-STATE DEV AGY MO IL-A 5.000 | 088632BK9 | MUNICIP | 530,000 | $565,000 | thousands by filing date | principal |
| ATHENS-CLARKE CNTY GA UNI 5.00 | 047060DB1 | MUNICIP | 540,000 | $559,000 | thousands by filing date | principal |
| BROWARD CNTY FLA SCH BRD 5.000 | 115065WD2 | MUNICIP | 500,000 | $544,000 | thousands by filing date | principal |
| NORTH TEX TWY AUTH REV 5.125% | 66285WAT3 | MUNICIP | 500,000 | $520,000 | thousands by filing date | principal |
| MICHIGAN ST FIN AUTH REV 5.000 | 59447PRL7 | MUNICIP | 510,000 | $519,000 | thousands by filing date | principal |
| JEA FLA ELEC SYS REV BDS-D 5.0 | 46613C6U4 | MUNICIP | 445,000 | $518,000 | thousands by filing date | |
| DETROIT MICH WTR & SEW DEP- 5. | 251250AS5 | MUNICIP | 570,000 | $517,000 | thousands by filing date | principal |
| SPANISH BROADCASTING SYS | 846425783 | Preferred Stock | 642 | $494,000 | thousands by filing date | |
| FEDERAL HOME LN MTG CORP PFD 8.375 NCM | 313400624 | Preferred | 54,150 | $486,000 | thousands by filing date | |
| DETROIT MICH WTR SUPPLY SYS 4. | 251255Q32 | MUNICIP | 560,000 | $466,000 | thousands by filing date | |
| HERRIMAN UTAH SPL ASSMT 5% 11/ | 427755AP8 | MUNICIP | 450,000 | $465,000 | thousands by filing date | principal |
| TEXAS ST MUNI GAS AQUISITIO 5. | 88256HAS7 | MUNICIP | 465,000 | $446,000 | thousands by filing date | principal |
| CITIZENS PPTY INS CORP FLA 5.2 | 176553ET8 | MUNICIP | 395,000 | $445,000 | thousands by filing date | principal |
| OREGON ST FACS AUTH REVENUE 2. | 68608JPX3 | MUNICIP | 420,000 | $440,000 | thousands by filing date | principal |
| CALIFORNIA ST PUB WKS BRD 5.75 | 130685XA3 | MUNICIP | 400,000 | $435,000 | thousands by filing date | principal |
| TEXAS PRIVATE ACTIVITY BD 6.87 | 882667AB4 | MUNICIP | 400,000 | $428,000 | thousands by filing date | principal |
| WARREN CNTY KY HOSP REVENUE 5. | 934864AE9 | MUNICIP | 420,000 | $420,000 | thousands by filing date | principal |
| EL MONTE CA UN HGH SCH BDS- 5. | 283353PJ3 | MUNICIP | 390,000 | $415,000 | thousands by filing date | principal |
| SWEDESBORO WOOLWICH N J CONS 4 | 870262DT6 | MUNICIP | 410,000 | $412,000 | thousands by filing date | principal |
| PHILADELPHIA PA GO BDS 6.000% | 717813MJ5 | MUNICIP | 375,000 | $406,000 | thousands by filing date | principal |
| OREGON ST FACS AUTH REVENUE 3. | 68608JPZ8 | MUNICIP | 380,000 | $397,000 | thousands by filing date | principal |
| ST LOUIS CNTY MO INDL DEV 5.00 | 791524BP5 | MUNICIP | 400,000 | $390,000 | thousands by filing date | principal |
| BUILD NYC RESOURCE CORP 4.750% | 12008FAN3 | MUNICIP | 375,000 | $385,000 | thousands by filing date | principal |
| DETROIT MI CITY SCH DIST 5.000 | 251130EW6 | MUNICIP | 375,000 | $379,000 | thousands by filing date | principal |
| INDIANAPOLIS IND MULTIFAMIL 4. | 45528TAP9 | MUNICIP | 360,000 | $375,000 | thousands by filing date | principal |
| OAKLAND CA UNIF SCH DIST 4.500 | 672325QU4 | MUNICIP | 405,000 | $372,000 | thousands by filing date | principal |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 371,000 | $371,000 | thousands by filing date | principal |
| DE KALB CNTY GA WTR & SWR 5.25 | 240523WL0 | MUNICIP | 345,000 | $368,000 | thousands by filing date | principal |
| OREGON ST FACS AUTH REVENUE 3. | 68608JPY1 | MUNICIP | 345,000 | $361,000 | thousands by filing date | principal |
| FRANKLIN PARK IL 6.250% 07/01/ | 354496GH8 | MUNICIP | 325,000 | $354,000 | thousands by filing date | principal |
| MONMOUTH CNTY N J GO REF 4.000 | 6095587S4 | MUNICIP | 325,000 | $350,000 | thousands by filing date | |
| KELLER TEX INDPT SCH DIST 5.25 | 487694EB3 | MUNICIP | 300,000 | $348,000 | thousands by filing date | principal |
| AVALON BORO N J GO BDS 2008 5. | 053375MJ7 | MUNICIP | 300,000 | $342,000 | thousands by filing date | principal |
| ORANGE CNTY FL HEALTH FACS 5.0 | 6845036T7 | MUNICIP | 340,000 | $340,000 | thousands by filing date | |
| CALIFORNIA STATEWIDE CMNTYS 5. | 130795Y68 | MUNICIP | 325,000 | $336,000 | thousands by filing date | |
| ABAG FIN AUTH FOR NONPROFIT 5. | 00037CUQ1 | MUNICIP | 365,000 | $334,000 | thousands by filing date | principal |
| KING CNTY WA PUB HOSP DIST 5.2 | 494782JP1 | MUNICIP | 320,000 | $326,000 | thousands by filing date | principal |
| MICHIGAN FIN AUTH REV 5.250% 0 | 59447PGE5 | MUNICIP | 290,000 | $317,000 | thousands by filing date | principal |
| WEST HARRIS CNTY TX REGL WT 5. | 95308RFE4 | MUNICIP | 275,000 | $313,000 | thousands by filing date | principal |
| WASHOE CNTY NV HWY REV 5.000% | 940839BY8 | MUNICIP | 295,000 | $307,000 | thousands by filing date | principal |
| ALUM ROCK CA UNION ELEM SCH 5. | 022168JE9 | MUNICIP | 295,000 | $306,000 | thousands by filing date | principal |
| STATE PUB SCH BLDG AUTH 5.000% | 85732GNT3 | MUNICIP | 285,000 | $301,000 | thousands by filing date | principal |
| CHICAGO IL O'HARE INT ARPT 5.0 | 167592F58 | MUNICIP | 300,000 | $301,000 | thousands by filing date | |
| NEW YORK ST DORM AUTH REVS 5.2 | 6499055S1 | MUNICIP | 275,000 | $298,000 | thousands by filing date | |
| CUSHING OK EDL FACS AUTH RE 4. | 231634AB2 | MUNICIP | 270,000 | $293,000 | thousands by filing date | principal |
| LYCOMING CNTY PA AUTH 5.500% 0 | 550804AQ1 | MUNICIP | 285,000 | $292,000 | thousands by filing date | principal |
| TRENTON NJ 4.000% 07/15/14 | 895130Q21 | MUNICIP | 285,000 | $290,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 22,040 | $289,000 | thousands by filing date | |
| CALIFORNIA EDL FACS AUTH 5.250 | 130178T30 | MUNICIP | 285,000 | $287,000 | thousands by filing date | |
| METROPOLITAN WC DC ARPTS 5.000 | 592643AC4 | MUNICIP | 285,000 | $286,000 | thousands by filing date | principal |
| DYNEGY INC NEW DEL | 26817R108 | COM | 13,120 | $282,000 | thousands by filing date | |
| HOUSTON TEX INDPT SCH DIST 5.0 | 4424026V0 | MUNICIP | 250,000 | $280,000 | thousands by filing date | |
| NEW JERSEY ST TRANSPRTN 5.000% | 646136QB0 | MUNICIP | 260,000 | $272,000 | thousands by filing date | principal |
| WEST WINDSOR PLAINSBORO 3.000% | 956882NT7 | MUNICIP | 250,000 | $267,000 | thousands by filing date | principal |
| NEW JERSEY ST EDUCTNL FACS 5.0 | 646065RR5 | MUNICIP | 250,000 | $264,000 | thousands by filing date | principal |
| MOUNT LAUREL TWP N J GO BDS 4. | 621791NZ1 | MUNICIP | 250,000 | $262,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 242,000 | $259,000 | thousands by filing date | principal |
| TEXAS ST 5.250% 08/01/22 | 8827205J0 | MUNICIP | 250,000 | $257,000 | thousands by filing date | |
| UNIVERSITY CINCINNATI OHIO 5.0 | 914119UB6 | MUNICIP | 240,000 | $257,000 | thousands by filing date | principal |
| TRIBOROUGH BRDG & TUNL REV-E 5 | 89602NAZ7 | MUNICIP | 215,000 | $256,000 | thousands by filing date | principal |
| EAST HANOVER TWP N J 4.000% 02 | 272785RH1 | MUNICIP | 240,000 | $255,000 | thousands by filing date | principal |
| NEW JERSEY ST TRANSPRTN 5.000% | 646136SS1 | MUNICIP | 245,000 | $254,000 | thousands by filing date | principal |
| NORTH CAROLINA TPK AUTH 5.750% | 65830RAK5 | MUNICIP | 235,000 | $251,000 | thousands by filing date | principal |
| PORTLAND ME ARPT REV 5.000% 07 | 736564CX1 | MUNICIP | 250,000 | $250,000 | thousands by filing date | principal |
| DISTRICT COLUMBIA INCOME TA 5% | 25477GEA9 | MUNICIP | 225,000 | $249,000 | thousands by filing date | principal |
| DETROIT MI WTR & SEW DEPT-A 5. | 251250AR7 | MUNICIP | 270,000 | $244,000 | thousands by filing date | principal |
| PERTH AMBOY NJ 5.000% 09/01/27 | 715382YU5 | MUNICIP | 225,000 | $243,000 | thousands by filing date | principal |
| PIEDMONT MUN PWR AGY ELEC-C 5. | 720175WX2 | MUNICIP | 225,000 | $243,000 | thousands by filing date | principal |
| NEW JERSEY ECONOMIC DEV AUT 5. | 645918YT4 | MUNICIP | 230,000 | $243,000 | thousands by filing date | principal |
| VIRGINIA COLLEGE BLDG AUTH VA | 927781XM1 | MUNICIP | 225,000 | $241,000 | thousands by filing date | principal |
| SANTA RITA CALIF UN SCH DIS 5. | 802564CW2 | MUNICIP | 240,000 | $240,000 | thousands by filing date | principal |
| NEW JERSEY ST HLTH CARE FAC 5. | 64579FR54 | MUNICIP | 225,000 | $236,000 | thousands by filing date | |
| CALIFORNIA ST GO BDS 6.000% 04 | 13063A4Y7 | MUNICIP | 210,000 | $236,000 | thousands by filing date | |
| ALASKA ST HSG FIN CORP 5.000% | 0118328W5 | MUNICIP | 225,000 | $235,000 | thousands by filing date | |
| W CONTRA COSTA CA UNIF SCH 5.2 | 952347YE6 | MUNICIP | 220,000 | $234,000 | thousands by filing date | principal |
| LITTLE ROCK AR SWR REVENUE 2.0 | 537445MR6 | MUNICIP | 225,000 | $232,000 | thousands by filing date | principal |
| MINNESOTA PUB FACS AUTH 5.000% | 60411KBJ0 | MUNICIP | 200,000 | $227,000 | thousands by filing date | principal |
| SOUTH FORK MUN AUTH PA HOSP 5% | 83786DFN2 | MUNICIP | 200,000 | $226,000 | thousands by filing date | principal |
| GOOSE CREEK TX CONS INDPT S 5. | 382604B54 | MUNICIP | 200,000 | $226,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,760 | $222,000 | thousands by filing date | |
| NEW JERSEY ST EDL FACS AUTH 5. | 646065QN5 | MUNICIP | 200,000 | $222,000 | thousands by filing date | principal |
| NEW JERSEY ECONOMIC DEV AUT 5. | 645916R66 | MUNICIP | 215,000 | $220,000 | thousands by filing date | |
| WEST CHICAGO IL PK DIST 5.250% | 952083HD8 | MUNICIP | 210,000 | $219,000 | thousands by filing date | principal |
| MASSACHUSETTS ST HEALTH & 5.00 | 57586EWK3 | MUNICIP | 200,000 | $218,000 | thousands by filing date | principal |
| EAST BRUNSWICK TWYP NJ PRER 4. | 271299JD2 | MUNICIP | 200,000 | $215,000 | thousands by filing date | principal |
| NORTH TEX TWY AUTH REV REV BDS CALLABLE | 66285WDX1 | REV BDS CALLABLE | 205,000 | $214,000 | thousands by filing date | principal |
| MIDDLESEX CNTY NJ 4.125% 01/01 | 59656NGV8 | MUNICIP | 200,000 | $214,000 | thousands by filing date | principal |
| CLARK CNTY NEV SCH DIST FOR 5. | 181059BP0 | MUNICIP | 200,000 | $214,000 | thousands by filing date | principal |
| CALIFORNIA ST GO BDS 5.000% 09 | 13063BC91 | MUNICIP | 210,000 | $213,000 | thousands by filing date | |
| WATERLOO IOWA REF SER B 4.000% | 941647EQ8 | MUNICIP | 200,000 | $210,000 | thousands by filing date | principal |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 17,036 | $209,000 | thousands by filing date | |
| INDIANA ST FIN AUTH REV 4.000% | 455057JF7 | MUNICIP | 200,000 | $208,000 | thousands by filing date | principal |
| AKRON BATH COPLEY OH HOSP 5.00 | 009730NC2 | MUNICIP | 210,000 | $207,000 | thousands by filing date | principal |
| NEW YORK ST LOC GOVT-A 5.000% | 649876J34 | MUNICIP | 180,000 | $206,000 | thousands by filing date | |
| AUSTIN TX REF PUB IMPT 4.000% | 052396GW2 | MUNICIP | 200,000 | $205,000 | thousands by filing date | principal |
| NASSAU CNTY NY GO BDS-A 5.000% | 63165N2W7 | MUNICIP | 180,000 | $204,000 | thousands by filing date | |
| HOUSTON TEX UTIL SYS 5.250% 05 | 442435AX1 | MUNICIP | 200,000 | $204,000 | thousands by filing date | principal |
| HOUSTON TEX UTIL SYS REV 5.125 | 442435BG7 | MUNICIP | 200,000 | $203,000 | thousands by filing date | principal |
| MICHIGAN ST FIN AUTH REV 5.500 | 59447PGF2 | MUNICIP | 185,000 | $202,000 | thousands by filing date | principal |
| PARK CREEK MET DIST COLO REV | 700387CK7 | SR LTD PPTY TAX SUPPORTED CLBL | 190,000 | $201,000 | thousands by filing date | principal |
| GUAM GOVT BUSINESS PRIVILEG 5. | 40065NAN7 | MUNICIP | 200,000 | $201,000 | thousands by filing date | principal |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 176,000 | $200,000 | thousands by filing date | principal |
| GUAM GOVT BUSINESS PRIVILEG 5. | 40065NAM9 | MUNICIP | 195,000 | $196,000 | thousands by filing date | principal |
| HOUSTON TEX HIGHER ED 6.875% 0 | 442378EF8 | MUNICIP | 175,000 | $195,000 | thousands by filing date | principal |
| REEDY CREEK AD VALOREM TAX-A 5 | 758449NM0 | MUNICIP | 165,000 | $191,000 | thousands by filing date | principal |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 189,000 | $189,000 | thousands by filing date | principal |
| CLEVELAND-CUYAHOGA CNTY OHI 6. | 186103FY8 | MUNICIP | 175,000 | $188,000 | thousands by filing date | principal |
| DETROIT MI DISTRIBUTABLE AI 5. | 251093S35 | MUNICIP | 200,000 | $188,000 | thousands by filing date | |
| PEQUANNOCK RIVER NJ BASIN S 4. | 713478DZ5 | MUNICIP | 175,000 | $187,000 | thousands by filing date | principal |
| NEW JERSEY ENVIRONMENTAL IN 5. | 645791VC5 | MUNICIP | 185,000 | $185,000 | thousands by filing date | principal |
| LOUISIANA PUB FACS AUTH REV 5. | 546398XF0 | MUNICIP | 190,000 | $185,000 | thousands by filing date | principal |
| HIGHLANDS CNTY FL HEALTH FA 5. | 431022SQ6 | MUNICIP | 170,000 | $184,000 | thousands by filing date | principal |
| CHICAGO IL BRD OF EDU 5.000% 1 | 167505DZ6 | MUNICIP | 165,000 | $184,000 | thousands by filing date | principal |
| DENVER CO WEST MET DIST 3.000% | 249481EM0 | MUNICIP | 170,000 | $178,000 | thousands by filing date | principal |
| PUERTO RICO COMWLTH PRERE 5.00 | 745190TU2 | MUNICIP | 165,000 | $177,000 | thousands by filing date | principal |
| EDISON TWP N J GO REF BDS 5.00 | 281047ZQ6 | MUNICIP | 150,000 | $174,000 | thousands by filing date | principal |
| PUERTO RICO COMWLTH PRERE 5.00 | 745190QU5 | MUNICIP | 170,000 | $174,000 | thousands by filing date | principal |
| NEW JERSEY ECONOMIC DEV 5.750% | 645916S57 | MUNICIP | 170,000 | $174,000 | thousands by filing date | |
| PEQUANNOCK NJ RIV BASIN SWR 3. | 713478DX0 | MUNICIP | 165,000 | $173,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REV-C 5. | 649905EP7 | MUNICIP | 150,000 | $172,000 | thousands by filing date | principal |
| WISCONSIN ST HEALTH & EDL F 5. | 97710BWH1 | MUNICIP | 160,000 | $170,000 | thousands by filing date | principal |
| ILLINOIS HSG DEV AUTH REV 4.10 | 45201YSM0 | MUNICIP | 160,000 | $170,000 | thousands by filing date | principal |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 168,000 | $169,000 | thousands by filing date | principal |
| SOUTH PLAINFIELD N J GEN 5.000 | 839431SK0 | MUNICIP | 150,000 | $169,000 | thousands by filing date | principal |
| TENAFLY N J BRD ED REF 5.000% | 880252EK3 | MUNICIP | 150,000 | $169,000 | thousands by filing date | principal |
| ETOWAH CNTY AL BRD OF EDU 5.00 | 297768AV5 | MUNICIP | 150,000 | $166,000 | thousands by filing date | principal |
| PALOMAR POMERADO CA HLTH 5.000 | 69753RAY0 | MUNICIP | 165,000 | $165,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH 5.000% 0 | 649902NE9 | MUNICIP | 150,000 | $165,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REV 5.00 | 6499057N0 | MUNICIP | 145,000 | $165,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 12,886 | $164,000 | thousands by filing date | |
| TAMPA FLA WTR & SWR 5.000% 10/ | 875290WP9 | MUNICIP | 140,000 | $161,000 | thousands by filing date | principal |
| DANE CNTY WI RFDG SER E 3.000% | 236091L44 | MUNICIP | 150,000 | $161,000 | thousands by filing date | |
| NEW YORK ST DORM AUTH FAC-B 5. | 64983ML48 | MUNICIP | 140,000 | $159,000 | thousands by filing date | |
| ANAHEIM CA PUBLIC FING AUTH 4. | 03255LDT3 | MUNICIP | 160,000 | $158,000 | thousands by filing date | principal |
| New York St Twy Auth Gen Rev Gen Rev B | 650009TB9 | Short Muni | 150,000 | $157,000 | thousands by filing date | principal |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 140,000 | $156,000 | thousands by filing date | principal |
| KANSAS ST DEV FIN AUTH HLTH 5. | 48543BNM6 | MUNICIP | 150,000 | $156,000 | thousands by filing date | principal |
| LITTLE ROCK AR SWR REVENUE 2.0 | 537445MQ8 | MUNICIP | 150,000 | $155,000 | thousands by filing date | principal |
| MARLBORO TWP N J BRD ED REF 4. | 570850JF5 | MUNICIP | 150,000 | $154,000 | thousands by filing date | principal |
| LEHMAN 6.00 07/19/12 ESCROW CL | 525ESC8C6 | Common Stock | 720,000 | $153,000 | thousands by filing date | |
| NEW JERSEY ST TRANSN FD-A 4.75 | 646136QD6 | MUNICIP | 155,000 | $152,000 | thousands by filing date | principal |
| MONTGOMERY CNTY TEX MUN 4.125% | 613910LR7 | MUNICIP | 150,000 | $151,000 | thousands by filing date | principal |
| HAMILTON CNTY OHIO HEALTH 5.25 | 40727TCK8 | MUNICIP | 150,000 | $151,000 | thousands by filing date | principal |
| HARRIS CNTY TEX FLOOD CTL 4.12 | 414018W72 | MUNICIP | 150,000 | $150,000 | thousands by filing date | |
| DETROIT MI WTR & SEW DEPT 5.50 | 251250AM8 | MUNICIP | 150,000 | $146,000 | thousands by filing date | principal |
| NORTH TEX TWY AUTH 6@% 01/01/2 | 662858FV6 | MUNICIP | 125,000 | $144,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 136,000 | $143,000 | thousands by filing date | principal |
| NEVADA ST HWY IMPT REV 5% 12/0 | 641480FU7 | MUNICIP | 125,000 | $142,000 | thousands by filing date | principal |
| MINNESOTA ST HSG FIN AGY 4.200 | 60415NZX3 | MUNICIP | 135,000 | $140,000 | thousands by filing date | principal |
| KENTUCKY ST PPTY & BLDGS 5.0% | 49151EWZ2 | MUNICIP | 125,000 | $140,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REV 5.00 | 649906M50 | MUNICIP | 140,000 | $139,000 | thousands by filing date | |
| NJ TRN-A-TRN SYS 5.500% 12/15/ | 646135K36 | MUNICIP | 125,000 | $137,000 | thousands by filing date | |
| WA SER D 5.000% 01/01/20 | 93974BMW9 | MUNICIP | 125,000 | $136,000 | thousands by filing date | principal |
| STOCKTON CA UNIF SCH DIST 4.55 | 861419KD0 | MUNICIP | 135,000 | $135,000 | thousands by filing date | principal |
| PORT AUTH NY & NJ CONS 5.000% | 73358TRE3 | MUNICIP | 125,000 | $134,000 | thousands by filing date | principal |
| DC BALLPARK-SER B1 5.000% 02/0 | 25476WAT8 | MUNICIP | 125,000 | $133,000 | thousands by filing date | principal |
| TEXAS ST TRANSN COMMN 5.000% 0 | 882721LM3 | MUNICIP | 125,000 | $132,000 | thousands by filing date | principal |
| CHICAGO ILL TRAN AUTH 5.25% 06 | 167723DE2 | MUNICIP | 125,000 | $130,000 | thousands by filing date | principal |
| NJ TRN-A-TRN SYS 5.500% 12/15/ | 646135K44 | MUNICIP | 110,000 | $125,000 | thousands by filing date | |
| SPARTA TWP NJ BRD OF EDU 4.300 | 846727HA6 | MUNICIP | 125,000 | $125,000 | thousands by filing date | principal |
| LARAMIE CNTY WY HOSP REV 5.000 | 516706CR7 | MUNICIP | 125,000 | $125,000 | thousands by filing date | principal |
| CA WTR-UNREF-2010 5.000% 12/01 | 13066EUN1 | MUNICIP | 120,000 | $125,000 | thousands by filing date | principal |
| OCEAN CNTY UTILS-REF 5.000% 01 | 674758HJ9 | MUNICIP | 120,000 | $120,000 | thousands by filing date | principal |
| COLORADO ST HLTH FACS AUTH 4.2 | 19648AE43 | MUNICIP | 125,000 | $120,000 | thousands by filing date | |
| NORTH CAROLINA EASTN MUN PW 5. | 658196P38 | MUNICIP | 110,000 | $119,000 | thousands by filing date | |
| LITTLE ROCK AR SWR REVENUE 3.0 | 537445MS4 | MUNICIP | 110,000 | $117,000 | thousands by filing date | principal |
| MISSOURI ST HWYS & TRANS 5.000 | 60636WQC2 | MUNICIP | 100,000 | $116,000 | thousands by filing date | principal |
| LOS ANGELES CNTY TRAN AUTH 5.0 | 544712Z62 | MUNICIP | 100,000 | $115,000 | thousands by filing date | |
| CHICAGO IL O HARE INTL ARPT 5. | 1675923J1 | MUNICIP | 115,000 | $115,000 | thousands by filing date | |
| FLORIDA ST BRD ED 5.250% 06/01 | 34153PCE6 | MUNICIP | 100,000 | $114,000 | thousands by filing date | principal |
| FRESNO CA ARPT REV REF BDS- 5. | 358100DT9 | MUNICIP | 105,000 | $114,000 | thousands by filing date | principal |
| TOBACCO SETTLEMENT FING CORP 5 | 888808DD1 | MUNICIP | 145,000 | $114,000 | thousands by filing date | principal |
| HARRIS CNTY UNREF 5.250% 10/01 | 414005JQ2 | MUNICIP | 110,000 | $114,000 | thousands by filing date | principal |
| Tobacco Settlement Fing Corp (888808DC3) | 888808DC3 | BOND | 135,000 | $113,000 | thousands by filing date | principal |
| NEW YORK N Y 5% 08/01/22 | 64966GE81 | MUNICIP | 100,000 | $112,000 | thousands by filing date | |
| ARIZONA HEALTH FACS AUTH 5% 01 | 040507JL0 | MUNICIP | 100,000 | $112,000 | thousands by filing date | principal |
| NY DORM 5.000% 07/01/20 | 649903AY7 | MUNICIP | 100,000 | $111,000 | thousands by filing date | principal |
| TROY N Y CAP RESOURCE CORP 5% | 897579AM0 | MUNICIP | 100,000 | $111,000 | thousands by filing date | principal |
| ILLINOIS ST TOLL HWY AUTH 5.00 | 452252DE6 | MUNICIP | 100,000 | $111,000 | thousands by filing date | principal |
| PENNSYLVANIA ST TURNPIKE COM 4 | 709221GL3 | MUNICIP | 110,000 | $110,000 | thousands by filing date | principal |
| MICHIGAN ST 5.250% 11/01/22 | 5946103D7 | MUNICIP | 100,000 | $110,000 | thousands by filing date | |
| BURLINGTON TWP NJ BRD ED 4.000 | 122043JF0 | MUNICIP | 100,000 | $110,000 | thousands by filing date | principal |
| FLORIDA ST DEPT ENV PROTN 5.00 | 34160WQH0 | MUNICIP | 100,000 | $109,000 | thousands by filing date | principal |
| GARDEN ST NJ PRESERVATION-A 4. | 365418EG3 | MUNICIP | 100,000 | $109,000 | thousands by filing date | principal |
| PASSAIC CNTY N J GO BDS 2008 5 | 702725HY1 | MUNICIP | 100,000 | $109,000 | thousands by filing date | principal |
| VIRGIN ISLANDS PUB FIN AUTH 5% | 927676RA6 | MUNICIP | 100,000 | $109,000 | thousands by filing date | principal |
| WASHINGTON ST GO REF BDS-R 4.0 | 93974CH94 | MUNICIP | 100,000 | $109,000 | thousands by filing date | |
| NEW JERSEY ECONOMIC DEV AUTH 5 | 645916Y84 | MUNICIP | 100,000 | $109,000 | thousands by filing date | |
| MIAMI-DADE CNTY FL SCH 4.250% | 59333MUF0 | MUNICIP | 100,000 | $109,000 | thousands by filing date | principal |
| AUSTIN WTR/WSTWTR REF 5.000% 0 | 052476JC3 | MUNICIP | 100,000 | $109,000 | thousands by filing date | principal |
| BRAZOS RIV AUTH TEX 4.100% 07/ | 106207FG3 | MUNICIP | 100,000 | $109,000 | thousands by filing date | principal |
| NEW YORK ST TWY AUTH ST 5.000% | 650028RZ8 | MUNICIP | 100,000 | $108,000 | thousands by filing date | principal |
| FLORIDA ST MUN PWR AGY 5.000% | 342816C86 | MUNICIP | 100,000 | $107,000 | thousands by filing date | |
| ROCKLAND CNTY NY 4.000% 04/01/ | 77355PDB6 | MUNICIP | 100,000 | $107,000 | thousands by filing date | principal |
| TX GAS ACQ SER A 5.000% 12/15/ | 88256CAG4 | MUNICIP | 100,000 | $107,000 | thousands by filing date | principal |
| INDIANA ST FIN AUTH REV 4.000% | 455057JG5 | MUNICIP | 100,000 | $107,000 | thousands by filing date | principal |
| ALLEGHENY CNTY PA SAN AUTH 5.0 | 017357VC5 | MUNICIP | 100,000 | $107,000 | thousands by filing date | principal |
| GREEN BAY WIS CORP PURP 4.250% | 392641NP7 | MUNICIP | 105,000 | $106,000 | thousands by filing date | principal |
| CHICAGO ARPT-A-AGC-IC 5.000% 0 | 1675924T8 | MUNICIP | 100,000 | $105,000 | thousands by filing date | |
| NEW YORK ST DORM AUTH REV-E 5. | 649902V59 | MUNICIP | 95,000 | $104,000 | thousands by filing date | |
| NJ TPK REF-SER A 5.000% 01/01/ | 646139A21 | MUNICIP | 100,000 | $104,000 | thousands by filing date | |
| NEW JERSEY ST TPK AUTH-A 5.000 | 646139Y41 | MUNICIP | 100,000 | $104,000 | thousands by filing date | |
| WEST VA ST SCH BLDG AUTH 5.250 | 95667NBA0 | MUNICIP | 100,000 | $103,000 | thousands by filing date | principal |
| N JERSEY DIST WTR 4% 11/15/14 | 660160JP8 | MUNICIP | 100,000 | $103,000 | thousands by filing date | principal |
| OH WTR-PRERF-WTR QUAL 5.000% 1 | 67766WRC8 | MUNICIP | 100,000 | $102,000 | thousands by filing date | principal |
| PASCO CNTY FLA SCH BRD CTFS 4. | 702528DS6 | MUNICIP | 100,000 | $102,000 | thousands by filing date | principal |
| WA DC CONVTN-REF-A 5.000% 10/0 | 93877MCB0 | MUNICIP | 100,000 | $102,000 | thousands by filing date | principal |
| JOHNSON CITY TENN HEALTH &ED 5 | 478271HX0 | MUNICIP | 100,000 | $102,000 | thousands by filing date | principal |
| LIVINGSTON TWP NJ SCH DIST 4.5 | 539158EJ0 | MUNICIP | 100,000 | $102,000 | thousands by filing date | principal |
| ALLAMUCHY TWP NJ BRD OF EDU 4. | 016725CB7 | MUNICIP | 100,000 | $102,000 | thousands by filing date | principal |
| FLORIDA ST BRD OF EDU PUBLIC 4 | 34153PBF4 | MUNICIP | 100,000 | $100,000 | thousands by filing date | principal |
| MONTVILLE TWP N J GO REF BDS 5 | 615298KN5 | MUNICIP | 85,000 | $99,000 | thousands by filing date | principal |
| ERIE CO SCH-A BE 5.750% 05/01/ | 29509PCQ0 | MUNICIP | 85,000 | $97,000 | thousands by filing date | principal |
| VIRGIN ISLANDS PUB FIN AUTH 5. | 927676MU7 | MUNICIP | 90,000 | $92,000 | thousands by filing date | principal |
| MASSACHUSETTES EDL FING AUT 4. | 57563RHJ1 | MUNICIP | 85,000 | $92,000 | thousands by filing date | principal |
| DETROIT MICH WTR SUPPLY SYS 5. | 251256BY8 | MUNICIP | 95,000 | $91,000 | thousands by filing date | principal |
| FORT WORTH TX CTFS OBLIG 5.000 | 349425V96 | MUNICIP | 75,000 | $88,000 | thousands by filing date | |
| OHIO ST COMMON SCHS GO REF- 5. | 677521XU5 | MUNICIP | 75,000 | $88,000 | thousands by filing date | principal |
| ED EDL 5.250% 07/01/19 | 64605L5L8 | MUNICIP | 75,000 | $87,000 | thousands by filing date | |
| NYS DORM AUTH REVS 5% 07/01/20 | 64983QUR8 | MUNICIP | 85,000 | $87,000 | thousands by filing date | principal |
| SOUTH CAROLINA TRANSN INFR- 5. | 837152SF5 | MUNICIP | 75,000 | $87,000 | thousands by filing date | principal |
| WISCONSIN ST GO BDS-A 5.000% 0 | 97705LW29 | MUNICIP | 75,000 | $87,000 | thousands by filing date | |
| ALLEGHENY CNTY PA PORT AUTH 5. | 017343DC5 | MUNICIP | 75,000 | $86,000 | thousands by filing date | principal |
| OCEAN CNTY NJ GO REF 4.000% 08 | 6747354X0 | MUNICIP | 75,000 | $83,000 | thousands by filing date | |
| LAFAYETTE LA PUB TR FING AUTH5 | 506486CT4 | MUNICIP | 75,000 | $83,000 | thousands by filing date | principal |
| MET GOVT NASHVILLE & DAVIDSON5 | 592041RQ2 | MUNICIP | 75,000 | $83,000 | thousands by filing date | principal |
| NEW JERSEY ST EDL FACILITIES AUTH REV, REV BDS, PRINCETON UNIV | 646065Y48 | Revenue Supported Bonds - non-taxable | 75,000 | $82,000 | thousands by filing date | |
| New Jersey Economic Dev Auth R Rev Bds | 645916G27 | Short Muni | 80,000 | $82,000 | thousands by filing date | |
| HOUSTON TEX HIGHER ED 6.500% 0 | 442378EE1 | MUNICIP | 75,000 | $82,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH-A 4.000% | 64990ECW5 | MUNICIP | 75,000 | $81,000 | thousands by filing date | principal |
| PROVIDENCE R I PUB BLDGS 5.000 | 74381MAE5 | MUNICIP | 75,000 | $80,000 | thousands by filing date | principal |
| DETROIT MI SEW DISP REV-B 5.00 | 251237G72 | MUNICIP | 80,000 | $80,000 | thousands by filing date | |
| GENESEE CNTY MI 2.000% 05/01/1 | 371608RG7 | MUNICIP | 75,000 | $76,000 | thousands by filing date | principal |
| VIRGIN ISLANDS PUB FIN AUTH 5. | 927676MW3 | MUNICIP | 75,000 | $76,000 | thousands by filing date | principal |
| CT ST TAX OBLIG INFRA 5.000% 1 | 207758RJ4 | MUNICIP | 70,000 | $75,000 | thousands by filing date | principal |
| METRO BOSTON TRANSIT PKG CORP5 | 59180CAT8 | MUNICIP | 70,000 | $74,000 | thousands by filing date | principal |
| ALASKA ST HSG FIN CORP 5.000% | 0118328V7 | MUNICIP | 70,000 | $74,000 | thousands by filing date | |
| CERES CALIF UNI SCH DIST 0.000 | 156753KP9 | MUNICIP | 500,000 | $73,000 | thousands by filing date | principal |
| CHICAGO ILL O HARE INTL 6.500% | 167593GF3 | MUNICIP | 65,000 | $72,000 | thousands by filing date | principal |
| MASSACHUSETTS ST SCH BLDG 4.75 | 576000FF5 | MUNICIP | 70,000 | $71,000 | thousands by filing date | principal |
| ADELPHIA CONTINGENT VALUE | 00685R102 | COMMON STOCK | 6,875,061 | $69,000 | thousands by filing date | |
| PEQUANNOC RIVER NJ BASIN SW 3. | 713478DW2 | MUNICIP | 65,000 | $67,000 | thousands by filing date | principal |
| SWEDESBORO WOOLWICH NJ CON 4.5 | 870262DL3 | MUNICIP | 65,000 | $67,000 | thousands by filing date | principal |
| BAY CNTY FLA EDL FACS REV 3.5% | 072222AC6 | MUNICIP | 65,000 | $65,000 | thousands by filing date | principal |
| NEW YORK NY GO-O 5.000% 06/01/ | 64966KLZ4 | MUNICIP | 60,000 | $64,000 | thousands by filing date | principal |
| NORTH CAROLINA ST CAPITAL 4.62 | 65825PCH1 | MUNICIP | 60,000 | $63,000 | thousands by filing date | principal |
| NEW YORK NY CITY MUN UNREF 5.0 | 64972F8G4 | MUNICIP | 60,000 | $63,000 | thousands by filing date | |
| NORTH BERGEN TWP NJ 4.500% 02/ | 657645TY3 | MUNICIP | 60,000 | $62,000 | thousands by filing date | principal |
| OXNARD CALIF FING AUTH LEAS 5. | 691875BL1 | MUNICIP | 60,000 | $62,000 | thousands by filing date | principal |
| SAN JOSE CALIF REDEV AGY TAX 5 | 798147N42 | MUNICIP | 60,000 | $62,000 | thousands by filing date | |
| LOUISIANA ST LOCAL GOVT 3.000% | 546282RB2 | MUNICIP | 60,000 | $62,000 | thousands by filing date | principal |
| NEW BRAUNFELS TX INDPT 3.375% | 642543RJ3 | MUNICIP | 60,000 | $60,000 | thousands by filing date | principal |
| NEW YORK ST URBAN DEV CORP 5.0 | 650035VS4 | MUNICIP | 50,000 | $58,000 | thousands by filing date | principal |
| NEW YORK ST TWY AUTH-A 5.000% | 650014TL7 | MUNICIP | 50,000 | $57,000 | thousands by filing date | principal |
| NYS UDC-B BE 5.250% 01/01/22 | 650035LL0 | MUNICIP | 50,000 | $57,000 | thousands by filing date | principal |
| STOCKTON CA UNIF SCH DIST 5.00 | 861419KX6 | MUNICIP | 55,000 | $57,000 | thousands by filing date | principal |
| VIRGIN ISLANDS PUB FIN AUTH 5. | 927676PE0 | MUNICIP | 55,000 | $57,000 | thousands by filing date | principal |
| HARTFORD CONN GO REF BDS 5.000 | 416415CZ8 | MUNICIP | 55,000 | $57,000 | thousands by filing date | principal |
| NEW YORK ST DORM AUTH REVS 5.0 | 649906AG9 | MUNICIP | 50,000 | $56,000 | thousands by filing date | principal |
| COLLINGSWOOD NJ SCH DIST 4.000 | 194774EU5 | MUNICIP | 55,000 | $56,000 | thousands by filing date | principal |
| NYC TRANS FIN 5.000% 07/15/26 | 64972HBF8 | MUNICIP | 50,000 | $55,000 | thousands by filing date | principal |
| MONROE CNTY NY INDL DEV COR 5. | 61075TCU0 | MUNICIP | 50,000 | $55,000 | thousands by filing date | principal |
| NEW JERSEY ST HSG & MTGE FIN 4 | 6461297A8 | MUNICIP | 55,000 | $55,000 | thousands by filing date | |
| NEW JERSEY ST TRANSPRTN 5.000% | 646136PZ8 | MUNICIP | 50,000 | $55,000 | thousands by filing date | principal |
| NEW YORK CITY TRANSIT SUB-S 5. | 64971Q5T6 | MUNICIP | 50,000 | $55,000 | thousands by filing date | |
| SAN JUAN TEX HIGHER ED 6.700% | 798410AG1 | MUNICIP | 50,000 | $54,000 | thousands by filing date | principal |
| NEW JERSEY ST TRANSPRTN 6.104% | 646136XT3 | MUNICIP | 50,000 | $54,000 | thousands by filing date | principal |
| LA USD 5.000% 07/01/27 | 544646LH3 | MUNICIP | 50,000 | $54,000 | thousands by filing date | principal |
| COCOA FLA WTR & SWR REV 5.250% | 191783DY2 | MUNICIP | 50,000 | $54,000 | thousands by filing date | principal |
| NORTHERN BURLINGTON CNTY 5.250 | 664822DH3 | MUNICIP | 50,000 | $53,000 | thousands by filing date | principal |
| MINNESOTA PUB FACS AUTH 3.000% | 604112CR1 | MUNICIP | 50,000 | $53,000 | thousands by filing date | principal |
| ILLINOIS FIN AUTH REV 6% 05/15 | 45200F3R8 | MUNICIP | 50,000 | $53,000 | thousands by filing date | |
| CALIFORNIA ST REF-STEM CELL 5. | 13063BBT8 | MUNICIP | 50,000 | $53,000 | thousands by filing date | principal |
| DISTRICT OF COLUMBIA 5.000% 06 | 25476A7J2 | MUNICIP | 50,000 | $53,000 | thousands by filing date | |
| GLEN ROCK NJ SCH DIST 4.700% 0 | 377784EV1 | MUNICIP | 50,000 | $52,000 | thousands by filing date | principal |
| PENNSYLVANIA ST BUILD AMER 5.3 | 70914PNE8 | MUNICIP | 50,000 | $52,000 | thousands by filing date | principal |
| NEW JERSEY BLDG AUTH REV-A 4.5 | 645771TX4 | MUNICIP | 50,000 | $52,000 | thousands by filing date | principal |
| HENNEPIN CNTY MN SALES TAX 4.8 | 425538CH6 | MUNICIP | 50,000 | $52,000 | thousands by filing date | principal |
| INDIANAPOLIS IND LOC PUB 5.5% | 45528S2W5 | MUNICIP | 50,000 | $52,000 | thousands by filing date | |
| MASSACHUSETTS ST WTR POLLUT 4. | 57604PZQ0 | MUNICIP | 50,000 | $52,000 | thousands by filing date | principal |
| CMWLTH FING AUTH PA 4.700% 06/ | 20281PCR1 | MUNICIP | 50,000 | $52,000 | thousands by filing date | principal |
| NEW YORK ST URBAN DEV CORP- 5. | 650035PC6 | MUNICIP | 45,000 | $51,000 | thousands by filing date | principal |
| PORT AUTH OF NY & NJ 4.750% 11 | 73358T7Z8 | MUNICIP | 50,000 | $51,000 | thousands by filing date | |
| SWEDESBORO WOOLWICH NJ CON 4.5 | 870262DM1 | MUNICIP | 50,000 | $51,000 | thousands by filing date | principal |
| VIRGINIA ST PUBLIC SCH DIST 4. | 92817SCR7 | MUNICIP | 50,000 | $51,000 | thousands by filing date | principal |
| MOORESTOWN TWP NJ SCH DIST 4.5 | 616021LB5 | MUNICIP | 50,000 | $51,000 | thousands by filing date | principal |
| NEW YORK ST 4.750% 02/15/37 | 649791DX5 | MUNICIP | 50,000 | $51,000 | thousands by filing date | principal |
| New Jersey Economic Dev Auth R | 645918XP3 | Long Muni | 50,000 | $50,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-000174 | this filing | 2014-01-28 | acceptance time not in the bulk data set |