13F-HR/A filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR/A for the quarter ended 2013-06-30, filed 2013-12-20, with 602 holding rows worth $1,006,097,000.
- Accession
- 0001085146-13-002062
- Filer
- CIK 1534468
- Filed
- 2013-12-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, amendment of type restatement, 602 entries on the cover page, a total value of $1,006,097,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,006,097,000 with VALUE read as thousands by filing date, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,525 | $237,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 5,708 | $237,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 6,753 | $235,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 12,414 | $235,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,145 | $233,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 12,453 | $233,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,473 | $232,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,274 | $232,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 3,475 | $231,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,829 | $230,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,525 | $229,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 10,910 | $229,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 6,849 | $229,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 5,662 | $228,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 17,457 | $228,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 23,836 | $227,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 24,211 | $226,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 3,749 | $225,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,408 | $225,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,042 | $224,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 7,643 | $224,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 4,750 | $223,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 2,868 | $223,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 16,762 | $223,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 7,993 | $223,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 3,796 | $222,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 7,712 | $221,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,165 | $221,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,302 | $219,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 6,946 | $219,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 7,633 | $218,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 3,678 | $218,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 14,375 | $218,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,416 | $217,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,165 | $217,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,729 | $216,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,102 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 10,397 | $214,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 7,719 | $213,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 6,260 | $210,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 26,274 | $209,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 14,193 | $209,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 1,915 | $209,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 5,247 | $209,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 4,015 | $207,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,284 | $205,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 8,847 | $205,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 9,065 | $204,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 33,700 | $204,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 7,879 | $204,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 15,247 | $203,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 29,700 | $202,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,744 | $202,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 7,377 | $202,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 4,110 | $201,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 2,914 | $201,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,215 | $200,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,700 | $200,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,938 | $200,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 15,770 | $199,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 19,770 | $198,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 13,923 | $196,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 14,550 | $190,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 12,751 | $187,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 10,372 | $187,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 32,509 | $186,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 13,460 | $181,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 10,505 | $181,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 10,140 | $177,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 19,422 | $162,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 12,487 | $154,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 13,273 | $147,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 13,663 | $143,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 15,450 | $143,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 18,390 | $143,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 12,500 | $142,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 13,865 | $138,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 10,300 | $138,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 10,583 | $136,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 10,282 | $136,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 14,796 | $136,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 11,500 | $132,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 21,050 | $129,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 15,104 | $128,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 13,225 | $125,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 31,140 | $114,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 16,623 | $113,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 13,087 | $108,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 27,412 | $103,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 11,200 | $102,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 10,100 | $97,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 13,900 | $92,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 10,040 | $92,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 17,061 | $89,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 25,018 | $85,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 10,000 | $69,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 22,170 | $40,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 11,391 | $33,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 12,500 | $32,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 14,000 | $13,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 11,000 | $7,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | 36869MAA3 | NOTE 5.000% 8/1 | 12,000 | $3,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-001560 | superseded | 2013-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-13-002062 | this filing | 2013-12-20 | acceptance time not in the bulk data set |