13F-HR/A filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR/A for the quarter ended 2013-03-31, filed 2013-12-20, with 586 holding rows worth $987,675,000.
- Accession
- 0001085146-13-002061
- Filer
- CIK 1534468
- Filed
- 2013-12-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2013
A holdings report, amendment of type restatement, 586 entries on the cover page, a total value of $987,675,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $987,675,000 with VALUE read as thousands by filing date, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 11,560 | $230,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,588 | $227,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 4,748 | $227,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 29,700 | $226,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 36,199 | $226,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 4,166 | $225,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 7,653 | $223,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 28,302 | $223,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 20,950 | $223,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,948 | $222,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 5,877 | $222,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,247 | $222,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 7,400 | $222,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 3,854 | $222,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 15,121 | $221,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,617 | $220,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,230 | $218,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,484 | $216,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 19,970 | $216,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 4,957 | $215,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 8,993 | $215,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,423 | $214,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,311 | $214,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 4,110 | $213,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,987 | $212,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 2,275 | $210,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 4,261 | $209,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 8,055 | $209,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 3,596 | $209,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 4,500 | $207,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,100 | $207,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,751 | $206,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 3,725 | $206,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 1,854 | $206,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,317 | $205,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,933 | $205,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 6,455 | $204,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 9,677 | $203,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,203 | $202,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,468 | $200,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 3,695 | $200,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 14,053 | $199,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 13,460 | $198,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 47,550 | $197,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 11,440 | $193,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 21,597 | $189,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 10,539 | $188,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 15,000 | $185,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 10,685 | $181,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 10,140 | $178,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 55,500 | $176,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 11,300 | $173,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 14,971 | $172,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 11,094 | $167,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 12,469 | $157,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 12,487 | $153,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 15,104 | $151,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 13,273 | $148,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 13,680 | $147,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 14,603 | $146,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 19,825 | $146,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 10,980 | $143,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 14,775 | $142,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 12,562 | $135,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 13,225 | $135,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 11,700 | $128,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 12,450 | $126,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 13,887 | $126,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 14,051 | $110,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 30,021 | $109,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 14,140 | $108,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 31,152 | $102,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 11,400 | $98,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 12,123 | $92,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 22,500 | $89,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,664 | $83,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 24,110 | $74,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 11,102 | $73,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 11,982 | $70,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 10,000 | $51,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 22,170 | $50,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 11,200 | $44,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 12,500 | $29,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 11,174 | $21,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 14,000 | $16,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | 36869MAA3 | NOTE 5.000% 8/1 | 12,000 | $4,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0001085146-13-002061 | this filing | 2013-12-20 | acceptance time not in the bulk data set |