13F-HR/A filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR/A for the quarter ended 2013-09-30, filed 2013-12-03, with 689 holding rows worth $1,155,845,000.
- Accession
- 0001085146-13-002053
- Filer
- CIK 1534468
- Filed
- 2013-12-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, amendment of type restatement, 689 entries on the cover page, a total value of $1,155,845,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,155,845,000 with VALUE read as thousands by filing date, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PITNEY BOWES INC COM | 724479100 | Stock | 15,876 | $289,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 3,900 | $289,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 7,019 | $288,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,680 | $286,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 2,175 | $286,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 4,885 | $284,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,952 | $283,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 3,393 | $282,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,229 | $281,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 10,713 | $274,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 13,899 | $274,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4,664 | $273,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,796 | $272,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,925 | $271,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 7,742 | $271,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 6,667 | $269,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 4,265 | $268,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,242 | $267,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,444 | $267,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 3,450 | $267,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 6,948 | $267,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 7,484 | $266,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 20,384 | $266,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,424 | $264,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 5,524 | $264,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 7,179 | $264,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,568 | $263,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 15,539 | $263,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 5,699 | $259,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 14,642 | $258,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 3,081 | $258,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 9,400 | $256,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 20,307 | $256,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 3,039 | $255,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,452 | $255,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 3,574 | $255,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,736 | $254,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 5,930 | $254,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,483 | $253,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 3,830 | $252,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 4,985 | $251,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,196 | $251,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,475 | $250,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,239 | $250,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,086 | $248,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 5,964 | $248,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 25,254 | $247,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 9,227 | $246,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 9,080 | $246,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 8,800 | $246,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,809 | $245,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 10,996 | $245,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 11,625 | $245,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 9,241 | $245,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,325 | $244,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 8,255 | $244,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 2,612 | $244,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,255 | $241,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,600 | $241,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 3,805 | $240,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 7,712 | $239,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,726 | $239,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 4,077 | $239,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 2,553 | $239,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,566 | $236,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 4,750 | $234,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,145 | $234,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 8,565 | $234,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 12,454 | $234,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 3,611 | $233,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 9,489 | $233,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 8,393 | $233,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 16,240 | $233,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 6,100 | $232,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 2,699 | $232,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,587 | $231,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 5,960 | $231,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 9,821 | $230,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 6,170 | $229,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 5,815 | $229,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 3,678 | $229,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 8,123 | $228,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 9,230 | $227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 5,527 | $227,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 10,347 | $227,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 7,150 | $226,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 18,709 | $225,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 4,038 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 7,326 | $224,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 24,010 | $223,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 11,282 | $223,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 3,194 | $223,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,602 | $222,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 12,288 | $220,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,184 | $220,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,152 | $219,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,162 | $218,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 10,468 | $218,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 4,646 | $216,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 5,000 | $216,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 215 | $215,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,173 | $214,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 17,241 | $214,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,000 | $214,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 4,110 | $213,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,145 | $213,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,260 | $213,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4,218 | $212,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 3,632 | $212,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 5,045 | $212,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 4,565 | $212,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 5,850 | $211,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,370 | $211,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 2,514 | $211,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 24,211 | $210,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,651 | $209,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,744 | $209,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 33,100 | $209,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,568 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,935 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 4,742 | $206,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 16,762 | $206,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 5,810 | $206,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 4,258 | $205,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,025 | $204,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 8,598 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,251 | $203,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 29,700 | $202,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 4,495 | $201,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 14,375 | $201,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 20,020 | $201,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 10,505 | $189,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 35,172 | $187,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 41,129 | $184,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 46,153 | $179,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 12,487 | $178,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 19,101 | $176,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 10,140 | $175,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 16,275 | $175,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 11,200 | $170,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 10,861 | $170,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 11,839 | $170,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 19,422 | $169,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 18,420 | $169,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 10,333 | $168,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 10,923 | $167,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 31,429 | $167,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 12,100 | $167,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,358 | $160,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 11,955 | $157,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 18,497 | $151,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 13,273 | $150,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 18,890 | $150,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 12,467 | $149,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 11,900 | $139,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 10,868 | $134,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 14,504 | $131,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 10,000 | $130,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 12,040 | $123,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 13,225 | $122,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 19,400 | $122,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 14,964 | $114,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 11,446 | $107,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,354 | $106,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 16,623 | $104,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 12,642 | $101,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 25,077 | $100,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 49,700 | $98,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 10,118 | $96,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 10,100 | $94,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,368 | $93,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 16,894 | $88,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 28,000 | $85,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 14,050 | $83,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 15,198 | $81,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 10,000 | $81,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 10,048 | $80,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 12,292 | $74,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 23,700 | $70,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 11,005 | $54,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 23,870 | $46,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 12,500 | $29,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 11,391 | $26,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 14,000 | $10,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 11,250 | $10,000 | thousands by filing date | |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 10,000 | $7,000 | thousands by filing date | principal |
| GENCO SHIPPING & TRADING LTD | 36869MAA3 | NOTE 5.000% 8/1 | 12,000 | $6,000 | thousands by filing date | principal |
| MAST THERAPEUTICS INC | 576314108 | COM | 10,000 | $4,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 22,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-002033 | superseded | 2013-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-13-002053 | this filing | 2013-12-03 | acceptance time not in the bulk data set |