13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-18, with 1,893 holding rows worth $10,235,697,000.
- Accession
- 0001085146-13-002036
- Filer
- CIK 1084580
- Filed
- 2013-11-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 1,893 entries on the cover page, a total value of $10,235,697,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,235,697,000 with VALUE read as thousands by filing date, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerJefferies Investment Advisers, LLC028-13965
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Lowes Companies Inc | 42222G108 | LOW | 8,200 | $260,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 18,800 | $258,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 6,000 | $257,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 7,000 | $257,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 6,494 | $257,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,144 | $256,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 6,566 | $256,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 27,560 | $256,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 6,467 | $255,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 3,400 | $254,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 6,033 | $253,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 9,300 | $253,000 | thousands by filing date | call |
| FISERV INC | 337738108 | COM | 2,496 | $252,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 4,531 | $252,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 9,509 | $252,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 8,800 | $252,000 | thousands by filing date | put |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 3,522 | $251,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 18,812 | $250,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 4,000 | $250,000 | thousands by filing date | put |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 5,100 | $249,000 | thousands by filing date | call |
| CENCORA INC COM | 03073E105 | Stock | 4,050 | $247,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 8,027 | $247,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 3,894 | $247,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,235 | $246,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 5,390 | $245,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 3,537 | $242,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 5,609 | $242,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 14,178 | $242,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 9,247 | $242,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 11,239 | $241,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 4,700 | $241,000 | thousands by filing date | call |
| G III APPAREL GROUP LTD | 36237H101 | COM | 4,410 | $241,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,319 | $240,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,804 | $240,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 5,353 | $240,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 6,030 | $239,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 24,056 | $239,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 1,941 | $239,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 3,164 | $239,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 13,166 | $237,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 16,075 | $235,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,185 | $234,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 5,069 | $234,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 4,092 | $234,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 5,160 | $233,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 17,395 | $233,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 11,770 | $233,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 43,600 | $233,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,419 | $232,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 5,921 | $232,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 48,750 | $230,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,734 | $229,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 8,586 | $229,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 7,444 | $229,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 12,190 | $229,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 4,923 | $229,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 7,213 | $229,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 72,100 | $229,000 | thousands by filing date | call |
| MUELLER INDS INC COM | 624756102 | Stock | 4,090 | $228,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,381 | $227,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,786 | $227,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 3,805 | $227,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 4,618 | $226,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,914 | $225,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 9,880 | $224,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 14,251 | $222,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 8,597 | $222,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 7,140 | $222,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 7,266 | $222,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 4,724 | $221,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 4,198 | $221,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,827 | $221,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 897 | $221,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 7,100 | $219,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 10,597 | $219,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 16,000 | $218,000 | thousands by filing date | put |
| ASGN INC | 682159108 | COM | 6,592 | $218,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,925 | $217,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,600 | $217,000 | thousands by filing date | call |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 6,717 | $217,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 11,640 | $216,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,306 | $214,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 7,660 | $214,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 32,600 | $214,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 4,874 | $213,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 4,726 | $213,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 10,668 | $212,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 6,582 | $212,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 2,900 | $212,000 | thousands by filing date | put |
| CATAMARAN CORP | 148887102 | COM | 4,609 | $212,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 493 | $211,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 14,677 | $211,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 4,233 | $211,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 9,748 | $209,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 23,700 | $209,000 | thousands by filing date | |
| GREEN PLAINS RENEWABLE ENERG | 393222AB0 | BOND | 162,000 | $209,000 | thousands by filing date | principal |
| UNISYS CORP | 909214306 | COMMON STOCK | 8,239 | $208,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 13,100 | $207,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 4,832 | $206,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 5,745 | $206,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 3,762 | $206,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 32,510 | $206,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 14,031 | $205,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 7,682 | $204,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 12,435 | $204,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,521 | $203,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 4,652 | $203,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 4,742 | $203,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 647 | $202,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 9,798 | $202,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,717 | $201,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 7,000 | $201,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 6,852 | $201,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 206,000 | $201,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,857 | $199,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 16,023 | $199,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 18,100 | $198,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 11,144 | $197,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 11,260 | $196,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 11,700 | $195,000 | thousands by filing date | put |
| HEALTHWAYS INC | 422245100 | COM | 10,508 | $195,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 33,175 | $193,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 6,014 | $193,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 11,855 | $193,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 1,600 | $193,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,037 | $192,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 9,276 | $191,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 12,672 | $190,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 13,384 | $189,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 20,600 | $188,000 | thousands by filing date | call |
| AVX CORP NEW | 002444107 | COM | 14,071 | $185,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 14,557 | $184,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 17,978 | $184,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 10,703 | $180,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,681 | $178,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 2,079 | $177,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 10,665 | $177,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,652 | $176,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 35,000 | $176,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 25,000 | $175,000 | thousands by filing date | call |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 15,484 | $175,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 5,000 | $173,000 | thousands by filing date | put |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 27,180 | $172,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 16,345 | $171,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 21,757 | $171,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 9,920 | $171,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 4,326 | $170,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 10,000 | $169,000 | thousands by filing date | put |
| AMEDISYS INC | 023436108 | COM | 9,823 | $169,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 6,433 | $168,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 10,354 | $166,000 | thousands by filing date | |
| ENPRO INDS INC | 29355XAB3 | DBCV 3.938%10/1 | 90,000 | $165,000 | thousands by filing date | principal |
| COPART INC COM | 217204106 | Stock | 5,172 | $164,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,070 | $164,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 11,345 | $164,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P170 | INV JAP GOV BD | 8,600 | $164,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 4,011 | $160,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,333 | $160,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 4,433 | $160,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 10,135 | $159,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,800 | $158,000 | thousands by filing date | call |
| TEEKAY CORPORATION | Y8564W103 | COM | 3,700 | $158,000 | thousands by filing date | call |
| COOPER TIRE & RUBR CO | 216831107 | COM | 5,100 | $157,000 | thousands by filing date | call |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 10,000 | $154,000 | thousands by filing date | put |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 20,000 | $150,000 | thousands by filing date | call |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 1,991 | $150,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 5,919 | $148,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,188 | $147,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 6,000 | $147,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 12,966 | $143,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 7,372 | $143,000 | thousands by filing date | |
| STERLING BANCORP N Y | 859158107 | COM | 10,363 | $142,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,900 | $141,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 19,111 | $141,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 22,100 | $140,000 | thousands by filing date | put |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 16,405 | $140,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 17,499 | $139,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 10,169 | $139,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 17,110 | $139,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 13,989 | $136,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 14,135 | $136,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 17,536 | $135,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 2,833 | $133,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 3,840 | $132,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 13,250 | $130,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AK1 | NOTE 3.375% 7/1 | 100,000 | $130,000 | thousands by filing date | principal |
| CHART INDS INC | 16115Q308 | COM | 1,050 | $129,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,193 | $129,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 100,000 | $127,000 | thousands by filing date | principal |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 3,900 | $125,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,647 | $123,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 2,250 | $121,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 17,717 | $119,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,224 | $118,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 30,651 | $118,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,907 | $115,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,400 | $115,000 | thousands by filing date | put |
| ZILLOW INC | 98954A107 | COMMON STOCK | 1,349 | $114,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 11,650 | $113,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 23,463 | $112,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 15,955 | $112,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 4,433 | $110,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 9,833 | $110,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 89,000 | $109,000 | thousands by filing date | principal |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 25,130 | $108,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 14,700 | $108,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 2,935 | $107,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 8,000 | $107,000 | thousands by filing date | put |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 18,426 | $105,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 2,728 | $105,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 3,914 | $104,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,571 | $103,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 2,700 | $101,000 | thousands by filing date | |
| IJH | 464287507 | COM | 790 | $98,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 985 | $92,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,200 | $91,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,531 | $89,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 22,764 | $89,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 25,730 | $89,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,573 | $88,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 10,400 | $85,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 12,947 | $85,000 | thousands by filing date | |
| INSULET CORP | 45784PAC5 | CNV | 59,000 | $85,000 | thousands by filing date | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,000 | $83,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 4,969 | $83,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 1,132 | $83,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 2,152 | $83,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 11,370 | $81,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,977 | $80,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 4,813 | $80,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,220 | $79,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 322 | $78,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 2,737 | $78,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 2,265 | $76,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 13,484 | $76,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 873 | $75,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAE4 | CNV | 52,000 | $75,000 | thousands by filing date | principal |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1,069 | $74,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 10,645 | $74,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 1,848 | $73,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 4,000 | $72,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 1,294 | $72,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,191 | $72,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 36,142 | $72,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 31,626 | $72,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,115 | $71,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 1,800 | $70,000 | thousands by filing date | put |
| CENVEO INC | 15670S105 | COM | 23,600 | $70,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 815 | $69,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 5,027 | $69,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,361 | $68,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,636 | $68,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 4,068 | $68,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 768 | $67,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 20,000 | $67,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 2,600 | $63,000 | thousands by filing date | put |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,660 | $62,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 1,125 | $61,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 12,500 | $60,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 2,300 | $60,000 | thousands by filing date | call |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1,000 | $59,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 21,155 | $59,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,502 | $57,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 693 | $56,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 54,000 | $56,000 | thousands by filing date | principal |
| PPG INDS INC COM | 693506107 | Stock | 328 | $55,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 41,922 | $54,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 15,346 | $52,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAL2 | DBCV 6/1 | 46,000 | $52,000 | thousands by filing date | principal |
| STARZ | 85571Q102 | COM SER A | 1,795 | $50,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 2,000 | $50,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 2,652 | $49,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 16,300 | $49,000 | thousands by filing date | call |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 6,869 | $48,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 562 | $46,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 1,768 | $46,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 50,000 | $46,000 | thousands by filing date | principal |
| OUTERWALL INC | 690070107 | COM | 900 | $45,000 | thousands by filing date | call |
| AFFYMETRIX INC | 00826T108 | COM | 7,100 | $44,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 838 | $43,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 934 | $43,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 236 | $43,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 500 | $43,000 | thousands by filing date | put |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 89,316 | $43,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 987 | $42,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 4,000 | $41,000 | thousands by filing date | put |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 35,000 | $41,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP | 674599105 | COM | 420 | $40,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 629 | $40,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,664 | $40,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 3,407 | $40,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 14,441 | $40,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 2,037 | $39,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 195 | $38,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 35,000 | $37,000 | thousands by filing date | principal |
| LORILLARD INC | 544147101 | COM | 778 | $35,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 448 | $34,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,000 | $34,000 | thousands by filing date | call |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 11,174 | $34,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 20,000 | $33,000 | thousands by filing date | principal |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 3,934 | $32,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 25,000 | $32,000 | thousands by filing date | principal |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 600 | $31,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 397 | $31,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 2,000 | $31,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 12,582 | $30,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 10,054 | $28,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 384 | $26,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 327 | $25,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 575 | $25,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 4,947 | $25,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 20,000 | $25,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,500 | $23,000 | thousands by filing date | call |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 1,505 | $23,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 555 | $22,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 590 | $22,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 500 | $21,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 342 | $19,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 875 | $19,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 259 | $19,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,540 | $18,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,000 | $17,000 | thousands by filing date | call |
| CORE LABORATORIES N V | N22717107 | COM | 100 | $17,000 | thousands by filing date | |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 14,000 | $17,000 | thousands by filing date | principal |
| ATI INC COM | 01741R102 | Stock | 486 | $15,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 248 | $15,000 | thousands by filing date | |
| CIA CERVECERIAS-RTS | 204429112 | Com | 34,188 | $15,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 887 | $14,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 789 | $14,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 60 | $13,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 148 | $13,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 180 | $13,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 1,000 | $11,000 | thousands by filing date | put |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 97 | $10,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 200 | $10,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 176 | $10,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 408 | $9,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 400 | $8,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 300 | $8,000 | thousands by filing date | call |
| ISHARES TR | 464288422 | S&P DEV EX-US | 200 | $8,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 100 | $7,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 182 | $7,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 389 | $6,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 253 | $6,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 3,863 | $6,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 389 | $5,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 432 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 101 | $5,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 70 | $5,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 106 | $5,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 65 | $4,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 777 | $4,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 300 | $4,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 42 | $4,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 70 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 69 | $4,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 155 | $4,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 55 | $4,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 700 | $4,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 46 | $3,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 361 | $3,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 123 | $3,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 82 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 54 | $3,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 84 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 100 | $3,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 100 | $3,000 | thousands by filing date | put |
| ISHARES TR | 464288620 | SHS | 22 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 19 | $2,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 196 | $2,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 26 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 33 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 81 | $2,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 35 | $2,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 93 | $2,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 58 | $2,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 8 | $1,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 30 | $1,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 60 | $1,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 78 | $1,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 31 | $1,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 44 | $1,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 33 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 20 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 22 | $1,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 25 | $1,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 49 | $1,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 60 | $1,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 37 | $1,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 25 | $1,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 23 | $1,000 | thousands by filing date | |
| DOMINION RESOURCES INC/VA | 25746UAT6 | CNV | 800 | $1,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-002036 | this filing | 2013-11-18 | acceptance time not in the bulk data set |