13F-HR filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-15, with 769 holding rows worth $1,201,407,000.
- Accession
- 0001085146-13-002033
- Filer
- CIK 1534468
- Filed
- 2013-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 769 entries on the cover page, a total value of $1,201,407,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,201,407,000 with VALUE read as thousands by filing date, 13F file number 028-14619. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,684 | $308,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 251,555 | $307,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 30,237 | $303,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 295,000 | $302,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 25,170 | $301,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 3,741 | $301,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 260,000 | $300,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,431 | $297,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 11,366 | $297,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 8,602 | $297,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 20,642 | $296,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 12,609 | $294,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,292 | $294,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 295,000 | $293,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,441 | $292,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 7,019 | $288,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,680 | $286,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 7,615 | $284,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,952 | $283,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 23,723 | $282,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,229 | $281,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 5,320 | $280,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 15,276 | $278,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 28,471 | $276,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 10,713 | $274,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,925 | $271,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 6,667 | $269,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 7,667 | $268,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,242 | $267,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,444 | $267,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 58,164 | $267,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 3,450 | $267,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 15,469 | $267,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,424 | $264,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 22,152 | $264,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 5,524 | $264,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 7,179 | $264,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,568 | $263,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 15,539 | $263,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 26,244 | $262,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 5,994 | $260,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 14,642 | $258,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 9,400 | $256,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 20,307 | $256,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 3,039 | $255,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,452 | $255,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 33,829 | $255,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,736 | $254,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 5,638 | $253,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 34,688 | $252,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 3,830 | $252,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 14,733 | $252,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 4,985 | $251,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,196 | $251,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,475 | $250,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,239 | $250,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 21,741 | $245,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 10,996 | $245,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,375 | $244,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,325 | $244,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 8,255 | $244,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 22,971 | $243,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,255 | $241,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,600 | $241,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,600 | $240,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 18,645 | $240,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,726 | $239,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 2,553 | $239,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 4,600 | $239,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 66,784 | $238,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,566 | $236,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 44,323 | $235,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,145 | $234,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 8,565 | $234,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 3,611 | $233,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 16,240 | $233,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 2,699 | $232,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5,074 | $231,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 4,450 | $231,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,587 | $231,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 6,170 | $229,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 5,815 | $229,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 8,123 | $228,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 10,347 | $227,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 5,195 | $226,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 18,709 | $225,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 4,038 | $225,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 21,538 | $225,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 22,111 | $225,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 14,768 | $224,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 8,376 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,602 | $222,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 11,742 | $221,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,193 | $220,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,184 | $220,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 53,800 | $220,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,152 | $219,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,162 | $218,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 10,468 | $218,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4,413 | $216,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 12,462 | $216,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 10,744 | $215,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 25,734 | $215,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 215 | $215,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 4,110 | $213,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 200,000 | $213,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4,218 | $212,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 3,632 | $212,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 5,045 | $212,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 2,000 | $212,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 4,565 | $212,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 5,850 | $211,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,370 | $211,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 11,858 | $210,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 8,960 | $209,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,568 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,935 | $208,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 12,628 | $208,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 9,097 | $207,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 16,762 | $206,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 4,258 | $205,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 12,356 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,251 | $203,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 16,883 | $203,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 29,700 | $202,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 12,056 | $202,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 6,277 | $201,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 4,495 | $201,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 14,375 | $201,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 20,020 | $201,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 8,881 | $200,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 6,715 | $200,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 21,872 | $197,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 17,089 | $195,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 190,000 | $193,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 19,112 | $192,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 10,505 | $189,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 45,383 | $189,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 12,996 | $184,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 16,870 | $179,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 12,487 | $178,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 19,101 | $176,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 19,476 | $176,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 10,140 | $175,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 10,420 | $174,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 11,200 | $170,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 155,000 | $170,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 19,422 | $169,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 160,000 | $168,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 10,923 | $167,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 31,429 | $167,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 19,557 | $167,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,358 | $160,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 214,640 | $160,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 14,262 | $157,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 11,955 | $157,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 165,000 | $156,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 15,336 | $155,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 17,281 | $155,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 14,954 | $153,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,216,231 | $151,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 18,497 | $151,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 14,321 | $147,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 13,011 | $145,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 135,000 | $144,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 13,621 | $143,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 91,874 | $141,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 11,900 | $139,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 16,482 | $139,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 10,868 | $134,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 10,581 | $134,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 125,000 | $129,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 110,000 | $127,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 13,800 | $125,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 14,827 | $123,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 12,040 | $123,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 115,000 | $121,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 12,125 | $121,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 12,106 | $121,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 115,000 | $121,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 13,180 | $114,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 101,589 | $113,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 105,000 | $108,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 11,446 | $107,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 72,873 | $106,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 97,000 | $105,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 16,623 | $104,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 11,037 | $103,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 70,828 | $103,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 120,000 | $102,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 52,034 | $102,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 100,000 | $102,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 27,225 | $102,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 94,569 | $100,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 21,605 | $96,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 63,504 | $95,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,948 | $93,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 10,000 | $93,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 86,300 | $92,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 550,336 | $91,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 16,894 | $88,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 48,775 | $84,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 75,000 | $84,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 15,198 | $81,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 79,000 | $79,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 75,000 | $79,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 10,322 | $78,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 51,045 | $76,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 18,448 | $76,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 18,255 | $75,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 75,000 | $74,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 10,924 | $72,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 22,124 | $70,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 23,700 | $70,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 60,000 | $62,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 498,569 | $59,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 45,666 | $58,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 100,000 | $58,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 55,000 | $58,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 22,097 | $57,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 50,000 | $56,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 11,005 | $54,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 45,109 | $51,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 50,000 | $50,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M589 | GUGG CRP BD 2013 | 35,721 | $49,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 23,870 | $46,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 40,000 | $46,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 20,367 | $43,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,841 | $42,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 35,400 | $42,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 40,000 | $42,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 33,000 | $38,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 35,000 | $37,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 32,000 | $37,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 20,536 | $36,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 29,064 | $35,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 34,000 | $34,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 30,000 | $34,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 32,000 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 25,000 | $25,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 21,000 | $22,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 14,020 | $20,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 17,415 | $19,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 16,343 | $18,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 25,000 | $18,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 18,000 | $17,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 16,000 | $16,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 14,000 | $14,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 10,500 | $13,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 10,691 | $12,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 10,000 | $12,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 10,000 | $10,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 10,000 | $10,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 10,000 | $10,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 10,000 | $10,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 11,250 | $10,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 10,000 | $4,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 53,253 | $3,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ZOETIS INC CL A | 98978V103 | Stock | 617,101 | $1,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 22,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ZYNGA INC. | 98986T108 | CL A | 92,667 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 375,548 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 208,995 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X867 | CMN | 160,179 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRIGHT MED GROUP INC | 98235TAA5 | NOTE 2.625%12/0 | 66,966 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WRIGHT MED GROUP INC | 98235T107 | COM | 66,966 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 19,328 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOLTEK COS INC | 98975W104 | COM | 19,328 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 24,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-002033 | this filing | 2013-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-13-002053 | base | 2013-12-03 | acceptance time not in the bulk data set |