13F-HR filed by INVESTMENT CENTERS OF AMERICA INC
INVESTMENT CENTERS OF AMERICA INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-15, with 395 holding rows worth $493,798,000.
- Accession
- 0001085146-13-002025
- Filer
- CIK 1351904
- Filed
- 2013-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 395 entries on the cover page, a total value of $493,798,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $493,798,000 with VALUE read as thousands by filing date, 13F file number 028-14413. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPRUDENTIAL PLC028-03582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,401,032 | $13,003,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 859,414 | $10,491,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 21,377 | $10,306,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 144,325 | $9,975,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 142,087 | $9,975,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 98,689 | $8,394,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 955,615 | $7,910,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 222,502 | $7,699,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 106,688 | $7,456,000 | thousands by filing date | |
| VTI | 922908769 | COM | 81,801 | $7,194,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 69,598 | $7,094,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 406,616 | $6,936,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 175,751 | $6,655,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 76,839 | $6,184,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 182,216 | $6,178,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 148,992 | $5,934,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 66,886 | $5,801,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 48,764 | $5,463,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 47,509 | $5,404,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 61,173 | $5,318,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 48,631 | $5,183,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 99,026 | $4,950,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 53,545 | $4,922,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 101,523 | $4,768,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 69,526 | $4,637,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 40,347 | $4,140,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 51,059 | $4,079,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 59,200 | $3,938,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 37,251 | $3,928,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 22,886 | $3,889,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 43,119 | $3,758,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 151,076 | $3,633,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 86,427 | $3,495,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 52,054 | $3,476,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 26,433 | $3,409,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 64,410 | $3,347,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 31,083 | $3,333,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 41,812 | $3,232,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 161,080 | $3,221,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 63,306 | $3,211,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 81,652 | $3,150,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 60,551 | $3,122,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 52,296 | $3,107,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 38,126 | $3,057,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 108,863 | $3,030,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 34,076 | $2,847,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 57,569 | $2,687,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 29,900 | $2,684,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 35,484 | $2,625,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 33,179 | $2,604,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 54,114 | $2,598,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 51,328 | $2,549,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 20,697 | $2,540,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 77,107 | $2,455,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 30,615 | $2,423,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 53,385 | $2,378,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 36,936 | $2,373,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 58,360 | $2,356,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 33,420 | $2,355,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 130,133 | $2,288,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 37,604 | $2,286,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 99,003 | $2,271,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 36,526 | $2,236,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 20,433 | $2,197,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 25,943 | $2,169,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 52,641 | $2,169,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 27,417 | $2,168,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 18,902 | $2,164,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 27,498 | $2,164,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 17,709 | $2,124,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 22,537 | $2,122,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 12,316 | $2,085,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 16,004 | $2,062,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 70,177 | $2,027,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 20,824 | $2,026,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 18,928 | $1,980,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 23,737 | $1,980,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 45,332 | $1,948,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 13,926 | $1,947,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 22,070 | $1,845,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 19,068 | $1,804,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 14,776 | $1,752,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 61,849 | $1,715,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 16,160 | $1,714,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 26,433 | $1,667,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 35,365 | $1,641,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 33,924 | $1,638,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 78,138 | $1,570,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 9,946 | $1,513,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 71,724 | $1,499,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 44,820 | $1,481,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 33,230 | $1,455,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 54,988 | $1,443,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 13,990 | $1,437,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 28,199 | $1,425,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 82,208 | $1,405,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 17,421 | $1,403,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 20,004 | $1,395,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 33,873 | $1,388,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 24,331 | $1,357,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 26,876 | $1,331,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 13,229 | $1,311,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 31,422 | $1,302,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 24,097 | $1,280,000 | thousands by filing date | |
| IJH | 464287507 | COM | 10,239 | $1,267,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 18,964 | $1,266,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 26,290 | $1,250,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 15,949 | $1,244,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 39,774 | $1,216,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 14,787 | $1,213,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 95,679 | $1,194,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 67,675 | $1,193,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 15,645 | $1,176,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 20,018 | $1,173,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 57,547 | $1,163,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 48,544 | $1,150,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 76,975 | $1,139,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 17,184 | $1,126,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 264,170 | $1,112,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,781 | $1,085,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 36,469 | $1,082,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 100,548 | $1,076,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 130,901 | $1,069,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 29,046 | $1,068,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 18,130 | $1,046,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 24,909 | $1,022,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 10,039 | $1,018,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 48,696 | $1,009,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 85,034 | $992,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 14,545 | $974,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 28,744 | $954,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 53,645 | $935,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 14,621 | $933,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 10,727 | $929,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 59,794 | $929,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 10,995 | $918,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 12,496 | $896,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 48,024 | $894,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 15,537 | $875,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 14,687 | $870,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 9,982 | $862,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 8,475 | $852,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 19,564 | $852,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 34,321 | $847,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 31,714 | $825,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,402 | $810,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 25,453 | $806,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 16,544 | $801,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 41,651 | $799,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 57,230 | $796,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 21,790 | $795,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 21,295 | $793,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 11,735 | $778,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 68,469 | $776,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 5,682 | $762,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,899 | $756,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 6,985 | $746,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 13,407 | $732,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 56,416 | $728,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4,723 | $724,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 58,229 | $723,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 13,052 | $711,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 14,467 | $707,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 13,271 | $689,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 29,529 | $685,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 6,004 | $682,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 8,403 | $682,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,658 | $678,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 13,647 | $670,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 71,000 | $663,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 41,588 | $644,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 23,561 | $641,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 30,765 | $639,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 12,715 | $625,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 9,376 | $611,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,157 | $610,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 7,511 | $600,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 11,723 | $594,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 11,402 | $591,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 7,288 | $583,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 40,868 | $581,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 70,295 | $567,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,821 | $560,000 | thousands by filing date | |
| 38259p508 | COM | 636 | $558,000 | thousands by filing date | ||
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 13,956 | $555,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 19,479 | $553,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,385 | $550,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 44,852 | $549,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 25,021 | $543,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 7,024 | $543,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 41,430 | $541,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 5,673 | $537,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 6,392 | $533,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 8,331 | $531,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 11,098 | $525,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 43,250 | $519,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 10,905 | $509,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 5,543 | $506,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 16,334 | $494,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,543 | $487,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 22,385 | $485,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 11,436 | $484,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 4,811 | $479,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 13,648 | $478,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 12,052 | $475,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 4,490 | $474,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 5,058 | $473,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,080 | $471,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 8,820 | $467,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 11,646 | $462,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 33,784 | $462,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 59,223 | $461,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,198 | $452,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 6,173 | $451,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 10,498 | $447,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 7,393 | $443,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 21,314 | $442,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 5,327 | $436,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,263 | $433,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 4,096 | $433,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 24,374 | $431,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 16,538 | $427,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 21,241 | $427,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 16,629 | $422,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 4,644 | $418,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 5,705 | $416,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 4,764 | $415,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 10,163 | $406,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 14,556 | $404,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 12,082 | $404,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,424 | $403,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 9,734 | $402,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 4,042 | $398,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 19,400 | $398,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 4,548 | $391,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,221 | $388,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 32,226 | $388,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 7,956 | $386,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 5,503 | $386,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,039 | $385,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 7,591 | $383,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 12,279 | $377,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 18,484 | $368,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 5,987 | $367,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 6,228 | $367,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 4,727 | $365,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,378 | $361,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 4,586 | $358,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 13,904 | $358,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,662 | $352,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,967 | $352,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 6,022 | $352,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 7,249 | $350,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 5,328 | $345,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,616 | $341,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,942 | $341,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 41,677 | $341,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,116 | $339,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 17,276 | $332,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 8,096 | $325,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 6,042 | $323,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,800 | $322,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 6,421 | $316,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 13,877 | $316,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 21,337 | $316,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 24,767 | $316,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 8,448 | $315,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 6,013 | $315,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 6,719 | $307,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 10,099 | $305,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,866 | $304,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 15,866 | $304,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 15,339 | $302,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,213 | $298,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 17,804 | $296,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 25,403 | $296,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 5,932 | $290,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 2,606 | $289,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 40,459 | $287,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,719 | $284,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 5,817 | $282,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 24,967 | $277,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 21,295 | $274,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 31,276 | $272,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,588 | $271,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,013 | $271,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,138 | $268,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 21,500 | $267,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,496 | $266,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 5,327 | $265,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 17,916 | $264,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 5,919 | $264,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 10,400 | $264,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 14,899 | $263,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 837 | $262,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 6,370 | $261,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 25,082 | $261,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,613 | $259,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,519 | $258,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 7,191 | $257,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 6,937 | $257,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 9,050 | $256,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 16,190 | $253,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,121 | $251,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,218 | $250,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 9,547 | $249,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 26,754 | $246,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 25,241 | $246,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 10,551 | $242,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 23,150 | $242,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 4,486 | $241,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 21,491 | $241,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 9,282 | $241,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,527 | $240,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 26,192 | $240,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 12,515 | $236,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 7,909 | $235,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,711 | $234,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,399 | $232,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 6,434 | $231,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 4,277 | $230,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,901 | $230,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,148 | $226,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 3,146 | $226,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 27,935 | $225,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,853 | $224,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,281 | $224,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 12,262 | $223,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 6,520 | $221,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 8,175 | $220,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 7,006 | $219,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 2,853 | $219,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 6,137 | $218,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 3,627 | $218,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 6,843 | $217,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,679 | $217,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 4,714 | $217,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 7,406 | $217,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 10,459 | $216,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 14,850 | $215,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 12,207 | $214,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 17,756 | $212,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,516 | $211,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 5,051 | $208,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 2,713 | $206,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 3,009 | $206,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 11,289 | $206,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 5,543 | $204,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 3,895 | $204,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,500 | $203,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 10,850 | $202,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 10,668 | $202,000 | thousands by filing date | |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 2,284 | $202,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 16,687 | $199,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 21,042 | $197,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 49,125 | $192,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 14,520 | $182,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 10,003 | $180,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 20,944 | $173,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 29,104 | $172,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 12,295 | $170,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 13,125 | $158,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 10,400 | $152,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 14,527 | $151,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 10,894 | $151,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 15,003 | $148,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 18,950 | $143,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 14,506 | $143,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 10,454 | $142,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 11,051 | $138,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 11,000 | $132,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 10,700 | $132,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 12,263 | $130,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 17,450 | $118,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 13,183 | $116,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 10,184 | $114,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 10,475 | $112,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 14,921 | $107,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 13,333 | $107,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 34,000 | $103,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 12,998 | $103,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,165 | $98,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 22,998 | $96,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 22,556 | $91,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 14,452 | $85,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 42,976 | $75,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 15,541 | $74,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,002 | $74,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 12,600 | $63,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 15,330 | $62,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 10,950 | $44,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 11,500 | $41,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 12,500 | $29,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 12,065 | $13,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,000 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-002025 | this filing | 2013-11-15 | acceptance time not in the bulk data set |