13F-HR filed by SII INVESTMENTS INC/WI
SII INVESTMENTS INC/WI filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 327 holding rows worth $421,959,000.
- Accession
- 0001085146-13-002011
- Filer
- CIK 1351903
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 327 entries on the cover page, a total value of $421,959,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $421,959,000 with VALUE read as thousands by filing date, 13F file number 028-13970. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPRUDENTIAL PLC028-03582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ConocoPhillips | 20825C104 | COM | 266,170 | $18,509,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 225,815 | $18,151,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 191,037 | $13,343,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 131,232 | $11,093,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 216,187 | $8,562,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 63,338 | $7,679,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15,341 | $7,337,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 507,221 | $6,219,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 120,433 | $6,188,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 36,156 | $6,109,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 72,341 | $6,047,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 51,236 | $5,771,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 62,575 | $5,441,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 67,312 | $5,330,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 103,006 | $5,115,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 212,322 | $5,077,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 58,684 | $5,056,000 | thousands by filing date | |
| VTI | 922908769 | COM | 56,485 | $4,953,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 42,909 | $4,391,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 49,571 | $4,130,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 35,910 | $3,858,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 90,927 | $3,759,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 35,059 | $3,582,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 104,358 | $3,531,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 127,300 | $3,380,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 29,722 | $3,185,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 16,929 | $3,151,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 85,212 | $3,130,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 108,244 | $3,116,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 90,829 | $3,111,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 143,330 | $2,950,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 24,280 | $2,906,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 44,606 | $2,839,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 130,283 | $2,759,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 48,514 | $2,613,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 55,054 | $2,566,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 63,476 | $2,555,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 39,554 | $2,551,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 18,248 | $2,544,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 67,081 | $2,543,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 32,547 | $2,543,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 22,327 | $2,533,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 23,866 | $2,531,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 32,787 | $2,524,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 32,204 | $2,435,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 27,916 | $2,430,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 11,628 | $2,424,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 29,336 | $2,407,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 48,581 | $2,318,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 29,103 | $2,220,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 66,450 | $2,204,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 18,827 | $2,191,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 26,761 | $2,106,000 | thousands by filing date | |
| IJH | 464287507 | COM | 16,396 | $2,036,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 29,670 | $2,031,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 117,303 | $1,979,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 161,829 | $1,979,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 22,739 | $1,967,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 18,112 | $1,952,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 40,778 | $1,892,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 172,155 | $1,817,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 19,973 | $1,786,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 20,547 | $1,771,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 26,230 | $1,757,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 18,997 | $1,742,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 48,335 | $1,692,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 21,972 | $1,683,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 39,047 | $1,623,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 116,027 | $1,597,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 25,669 | $1,566,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 15,664 | $1,554,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 20,909 | $1,550,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 30,690 | $1,519,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 17,875 | $1,512,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 16,176 | $1,507,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 8,906 | $1,502,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 57,688 | $1,502,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 14,606 | $1,492,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 27,214 | $1,481,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 35,391 | $1,425,000 | thousands by filing date | |
| 38259p508 | COM | 1,590 | $1,397,000 | thousands by filing date | ||
| Goldman Sachs Group,Inc. | 38141G104 | COM | 8,771 | $1,393,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 17,733 | $1,390,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 47,456 | $1,364,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 26,051 | $1,357,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 16,718 | $1,349,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 12,720 | $1,341,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 13,157 | $1,331,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 18,525 | $1,239,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 14,325 | $1,188,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 23,625 | $1,188,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 16,959 | $1,181,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 13,913 | $1,161,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 13,658 | $1,130,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 19,457 | $1,124,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 10,509 | $1,121,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 50,175 | $1,117,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 80,205 | $1,112,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 29,259 | $1,105,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 84,847 | $1,104,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 26,989 | $1,097,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,112 | $1,092,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 17,705 | $1,072,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 29,183 | $1,064,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 48,565 | $1,047,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 24,936 | $1,044,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 17,095 | $1,039,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 19,687 | $1,018,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 14,340 | $1,015,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 22,104 | $1,015,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 11,130 | $1,009,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 20,069 | $981,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 19,556 | $965,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 69,941 | $963,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 21,265 | $962,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 17,190 | $955,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 34,398 | $954,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 19,055 | $939,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 30,762 | $932,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 122,472 | $928,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 40,555 | $927,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 53,786 | $927,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 12,002 | $925,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 22,655 | $904,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 59,276 | $867,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 63,605 | $862,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,316 | $859,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 23,167 | $846,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 12,256 | $844,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 7,490 | $832,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 12,969 | $831,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 7,252 | $825,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 14,067 | $820,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 8,926 | $820,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 26,149 | $815,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 28,909 | $812,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 11,339 | $808,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 21,342 | $802,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 7,727 | $798,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 20,780 | $790,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 9,663 | $773,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,969 | $759,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 6,850 | $745,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 9,965 | $731,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 12,110 | $729,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 45,880 | $729,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 34,867 | $727,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 11,918 | $725,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 12,534 | $718,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 9,251 | $713,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 16,018 | $707,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 13,263 | $699,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 14,978 | $697,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 30,528 | $695,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 6,952 | $687,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 14,681 | $680,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,577 | $643,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 44,589 | $628,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 7,630 | $621,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 11,984 | $619,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 33,097 | $614,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 5,765 | $608,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 34,557 | $606,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 47,990 | $596,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,998 | $593,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 7,738 | $587,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 7,231 | $586,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 32,319 | $577,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 23,929 | $565,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 20,550 | $564,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 24,091 | $562,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 35,825 | $558,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 45,792 | $549,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 24,549 | $544,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 19,598 | $538,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 8,292 | $531,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 6,551 | $521,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 65,236 | $518,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 9,940 | $517,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 30,300 | $509,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 7,482 | $505,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 6,955 | $504,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 5,500 | $495,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,065 | $492,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 4,905 | $481,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,511 | $471,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 7,057 | $470,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 18,326 | $470,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 7,931 | $467,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 4,279 | $466,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 6,310 | $448,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 9,937 | $447,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 21,413 | $445,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 55,830 | $444,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 7,667 | $442,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 8,310 | $442,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 9,396 | $438,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,780 | $436,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 6,025 | $431,000 | thousands by filing date | |
| HELIOS HIGH YIELD FD | 42328Q109 | COM | 42,410 | $423,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 9,494 | $417,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 5,476 | $415,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,562 | $414,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 12,475 | $413,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 10,966 | $410,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 15,729 | $410,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 4,396 | $408,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 8,395 | $402,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 6,670 | $398,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 10,538 | $397,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 8,165 | $396,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,062 | $395,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 8,519 | $391,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 21,980 | $391,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 7,716 | $386,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,530 | $384,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 10,069 | $384,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,872 | $382,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 6,483 | $382,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,088 | $381,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,555 | $376,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 16,120 | $375,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 3,538 | $374,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,160 | $370,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,148 | $364,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,349 | $362,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 11,001 | $361,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 5,228 | $359,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 8,893 | $352,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 10,249 | $351,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,949 | $349,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 5,888 | $349,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 11,016 | $344,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,770 | $340,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 6,066 | $331,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 7,416 | $327,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 4,482 | $326,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,519 | $320,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 6,349 | $320,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,353 | $320,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 6,085 | $318,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 7,415 | $312,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 7,778 | $310,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 5,915 | $310,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 12,533 | $309,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 5,759 | $307,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 33,105 | $307,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,765 | $304,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 6,071 | $303,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 8,961 | $303,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 6,149 | $302,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 7,602 | $295,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 11,198 | $292,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 14,947 | $282,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 4,615 | $281,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,786 | $280,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 11,762 | $275,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,146 | $272,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4,015 | $266,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,705 | $264,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 18,655 | $264,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 4,696 | $262,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,912 | $260,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 4,274 | $255,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,762 | $251,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 8,349 | $249,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 2,965 | $246,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,955 | $244,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,341 | $244,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,743 | $243,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 5,105 | $243,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 9,100 | $241,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 18,640 | $240,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 9,242 | $239,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 59,282 | $239,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,106 | $237,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 17,211 | $237,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 8,673 | $236,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,974 | $233,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 23,916 | $231,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 19,376 | $231,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,684 | $229,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 5,555 | $228,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,473 | $227,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 38,250 | $227,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 5,869 | $225,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 3,634 | $225,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,806 | $223,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 14,093 | $222,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,087 | $220,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 21,715 | $220,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 28,194 | $220,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 6,472 | $218,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 3,222 | $218,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 5,282 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 5,260 | $216,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 9,295 | $216,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,349 | $215,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 43,199 | $215,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,736 | $214,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,753 | $213,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,100 | $212,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,951 | $210,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 11,821 | $210,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,497 | $209,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,617 | $208,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 3,135 | $207,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 3,645 | $204,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,817 | $203,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 15,899 | $200,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 13,558 | $199,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 17,195 | $182,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 15,025 | $181,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,029 | $176,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 28,128 | $150,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 34,450 | $139,000 | thousands by filing date | |
| BLACKROCK STRTGC BOND TR | 09249G106 | COM | 10,245 | $132,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 16,775 | $94,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 12,800 | $92,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 26,050 | $70,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 21,650 | $43,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 10,000 | $40,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 15,750 | $40,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 13,670 | $35,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 18,500 | $35,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 14,500 | $30,000 | thousands by filing date | |
| ZALICUS INC | 98887C105 | COM | 12,500 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-002011 | this filing | 2013-11-14 | acceptance time not in the bulk data set |