13F-HR filed by MUFG Americas Holdings Corp
MUFG Americas Holdings Corp filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-08, with 1,179 holding rows worth $4,034,269,000.
- Accession
- 0001085146-13-001854
- Filer
- CIK 1011659
- Filed
- 2013-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 1,804 entries on the cover page, a total value of $4,034,269,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,034,269,000 with VALUE read as thousands by filing date, 13F file number 028-04665. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerUNION BANK OF CALIFORNIA N A028-04661
- included managerHIGHMARK CAPITAL MANAGEMENT INC/CA028-04663
- included managerBANK OF TOKYO - MITSUBISHI UFJ, LTD028-05836
- included managerMITSUBISHI UFJ FINANCIAL GROUP INC028-13582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NETGEAR INC | 64111Q104 | COM | 334 | $10,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 584 | $10,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 254 | $10,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 164 | $10,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 150 | $10,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 288 | $10,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 500 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 200 | $10,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 100 | $10,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 200 | $10,000 | thousands by filing date | |
| FIRSTBANK CORPORATION | 33761G104 | COMMON STOCK | 526 | $10,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 75 | $10,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 376 | $10,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 900 | $9,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 351 | $9,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 700 | $9,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 385 | $9,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 236 | $9,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 100 | $9,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 930 | $9,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 203 | $9,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 270 | $9,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 600 | $9,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,216 | $9,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 385 | $9,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 335 | $9,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 200 | $9,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 125 | $9,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,400 | $9,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 539 | $8,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 330 | $8,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 115 | $8,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 200 | $8,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 459 | $8,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 120 | $8,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 109 | $8,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 168 | $8,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 121 | $8,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 403 | $8,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 251 | $8,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 100 | $8,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 500 | $8,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 150 | $8,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 100 | $8,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 1,000 | $8,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 98 | $8,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 232 | $8,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 264 | $8,000 | thousands by filing date | |
| WMS INDUSTRIES INC | 929297109 | COM | 296 | $8,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 660 | $8,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 130 | $8,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 800 | $8,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 115 | $7,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 176 | $7,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 295 | $7,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 100 | $7,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 90 | $7,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 99 | $7,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 300 | $7,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 500 | $7,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 225 | $7,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 240 | $7,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 400 | $7,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 250 | $6,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 933 | $6,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 570 | $6,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 203 | $6,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 400 | $6,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 510 | $6,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 11 | $6,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 180 | $6,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 71 | $6,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 244 | $6,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 700 | $6,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 128 | $6,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 50 | $6,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 159 | $6,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 180 | $6,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 120 | $6,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 50 | $5,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 168 | $5,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 129 | $5,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 317 | $5,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 818 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 42 | $5,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 800 | $5,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 487 | $5,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 958 | $5,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 62 | $5,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 271 | $5,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 350 | $5,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 495 | $5,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 525 | $5,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 197 | $5,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 500 | $5,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 110 | $4,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 86 | $4,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 80 | $4,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 336 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 42 | $4,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 243 | $4,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 244 | $4,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 61 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 100 | $4,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 350 | $4,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 220 | $4,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 106 | $3,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 24 | $3,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 346 | $3,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 39 | $3,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 106 | $3,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 24 | $3,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 250 | $3,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 55 | $3,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 58 | $3,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 90 | $3,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 197 | $3,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 750 | $3,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 118 | $3,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 360 | $3,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 200 | $3,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 42 | $2,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 26 | $2,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 80 | $2,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 80 | $2,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 105 | $2,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 77 | $2,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 31 | $2,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 56 | $2,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 61 | $2,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 130 | $2,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 300 | $2,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 300 | $2,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 302 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 50 | $2,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1 | $1,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 10 | $1,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 11 | $1,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 19 | $1,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 82 | $1,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 20 | $1,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 8 | $1,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 30 | $1,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 17 | $1,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 20 | $1,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 23 | $1,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 85 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 25 | $1,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 45 | $1,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 100 | $1,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 186 | $1,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 40 | $1,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 34 | $1,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 19 | $1,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 24 | $1,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 97 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 55 | $1,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 30 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 203 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 50 | $1,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 25 | $1,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 1,500 | $1,000 | thousands by filing date | |
| ECOTALITY INC | 27922Y202 | COM NEW | 10,803 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 12 | $1,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 1,004 | $1,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFORMATICA CORP | 45666Q102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO GROUP INC | 037604105 | CL A | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEBMD HEALTH CORP | 94770V102 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LCA-VISION INC | 501803308 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAPPI LTD | 803069202 | SPON ADR NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-001854 | this filing | 2013-11-08 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-15-002485 | base | 2015-12-31 | acceptance time not in the bulk data set |