13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-01, with 1,314 holding rows worth $2,844,859,000.
- Accession
- 0001085146-13-001779
- Filer
- CIK 822581
- Filed
- 2013-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 1,314 entries on the cover page, a total value of $2,844,859,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,844,859,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PAN AMERN SILVER CORP | 697900108 | COM | 102,450 | $1,081,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,068 | $1,080,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 20,280 | $1,075,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 12,461 | $1,074,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 13,201 | $1,074,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 66,962 | $1,071,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 10,375 | $1,071,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 16,003 | $1,067,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 76,430 | $1,067,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 20,829 | $1,066,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 19,790 | $1,064,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 37,573 | $1,064,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 102,149 | $1,059,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 25,480 | $1,052,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 35,190 | $1,052,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 43,739 | $1,048,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 35,506 | $1,048,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 27,980 | $1,046,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 20,197 | $1,045,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 7,424 | $1,033,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 118,547 | $1,029,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 52,090 | $1,028,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 53,841 | $1,026,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 11,204 | $1,025,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,721 | $1,024,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 17,405 | $1,018,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 16,738 | $1,016,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 120,668 | $1,015,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 28,418 | $1,013,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 77,815 | $1,012,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 27,123 | $1,011,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 56,600 | $1,009,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 27,307 | $1,006,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 11,142 | $1,003,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 107,592 | $996,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 20,282 | $994,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 56,514 | $991,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 83,835 | $985,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 40,000 | $980,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 32,334 | $976,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 17,219 | $974,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 55,311 | $966,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 55,733 | $962,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 164,300 | $962,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 25,621 | $961,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 51,250 | $959,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 14,601 | $957,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 50,464 | $955,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 43,652 | $952,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 10,483 | $949,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 60,699 | $947,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 8,873 | $942,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 28,761 | $933,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 20,053 | $932,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 35,375 | $932,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 92,200 | $930,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 20,720 | $929,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 49,475 | $925,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 74,359 | $921,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 52,309 | $920,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 40,345 | $914,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 37,715 | $912,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 13,616 | $912,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 12,240 | $912,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 45,900 | $911,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 12,994 | $908,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 17,475 | $904,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 25,489 | $903,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 43,350 | $902,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 13,004 | $899,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 16,224 | $899,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 107,400 | $898,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 40,550 | $898,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 23,158 | $898,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 20,000 | $898,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 39,094 | $897,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 13,095 | $897,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 80,950 | $893,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 6,382 | $885,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 32,432 | $883,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 13,616 | $881,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 21,513 | $881,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 36,200 | $880,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 45,883 | $879,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 23,026 | $879,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 11,999 | $875,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 44,407 | $870,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 9,606 | $869,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 54,060 | $868,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 5,193 | $867,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 31,698 | $864,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 12,392 | $863,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 23,478 | $862,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 30,041 | $860,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 10,618 | $859,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 7,610 | $855,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 14,576 | $850,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 25,928 | $847,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 89,815 | $844,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 34,120 | $840,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 15,787 | $839,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 38,850 | $836,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 12,733 | $830,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 116,550 | $824,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 18,803 | $820,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 20,304 | $818,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 11,828 | $814,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 13,495 | $812,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 7,549 | $805,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 25,158 | $805,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 33,461 | $801,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 45,172 | $799,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 20,008 | $798,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 22,876 | $797,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 11,093 | $795,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 27,150 | $795,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 62,133 | $795,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 37,042 | $783,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 64,969 | $783,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,579 | $776,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 16,867 | $776,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 21,096 | $774,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 25,156 | $768,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 36,304 | $762,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 55,712 | $762,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 16,911 | $754,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 25,212 | $751,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 20,000 | $751,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 40,000 | $750,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 4,089 | $745,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 125,600 | $741,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 6,331 | $736,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 14,610 | $734,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 15,141 | $732,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 17,985 | $727,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 19,710 | $727,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 13,660 | $725,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 3,176 | $722,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 17,490 | $721,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 62,723 | $721,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 9,305 | $718,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 17,621 | $717,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 26,600 | $713,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 23,943 | $710,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,697 | $709,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 6,434 | $708,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 8,596 | $703,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 19,615 | $701,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 27,098 | $701,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 10,641 | $700,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 15,947 | $699,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 22,456 | $698,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 14,759 | $696,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 13,544 | $694,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 18,182 | $685,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 11,661 | $684,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 15,160 | $684,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 12,731 | $683,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 29,193 | $683,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 38,000 | $683,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 43,969 | $681,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 60,443 | $677,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 22,202 | $676,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 5,252 | $674,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 8,975 | $673,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 17,822 | $672,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 28,000 | $671,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 13,616 | $671,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 14,816 | $671,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 47,898 | $667,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 7,290 | $664,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 32,157 | $663,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 15,902 | $660,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 13,789 | $660,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 8,524 | $657,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 13,695 | $657,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 27,060 | $656,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 22,720 | $655,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 156,695 | $655,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 40,000 | $653,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 40,992 | $653,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 6,575 | $650,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 19,170 | $647,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 34,700 | $644,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 108,023 | $644,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 50,758 | $643,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 36,326 | $642,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 13,406 | $642,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 7,203 | $639,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 9,865 | $639,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 19,697 | $639,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 10,213 | $637,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 23,000 | $635,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 15,405 | $635,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 7,238 | $634,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 19,053 | $632,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 7,300 | $631,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 10,850 | $629,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 6,695 | $628,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 8,292 | $625,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 37,170 | $624,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 79,000 | $623,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 11,353 | $616,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 4,770 | $616,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 7,271 | $613,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 39,930 | $610,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 7,636 | $609,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 41,058 | $602,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 15,438 | $601,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 63,300 | $600,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 13,047 | $598,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 13,000 | $597,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 21,762 | $594,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 19,586 | $594,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 56,665 | $594,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 24,266 | $589,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 18,985 | $581,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 4,670 | $576,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 8,566 | $575,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 27,770 | $574,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 30,042 | $570,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 15,846 | $568,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 7,012 | $567,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 12,944 | $567,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 15,700 | $566,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 23,650 | $565,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 18,990 | $564,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 8,821 | $563,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 43,473 | $560,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 9,529 | $559,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 24,321 | $551,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 22,567 | $550,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 52,690 | $549,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 113,874 | $548,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 10,290 | $547,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 30,635 | $547,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 10,105 | $544,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 63,850 | $543,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 19,563 | $538,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 30,667 | $538,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,225 | $536,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 31,519 | $536,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 32,831 | $533,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 87,380 | $532,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 4,507 | $530,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 10,209 | $528,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 10,371 | $524,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 36,797 | $523,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 11,587 | $519,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 4,832 | $518,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 13,250 | $515,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 6,011 | $514,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 9,850 | $514,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 12,001 | $511,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 9,828 | $510,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 7,700 | $509,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 42,708 | $508,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 43,209 | $507,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 21,006 | $504,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 30,023 | $502,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 16,042 | $501,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 5,990 | $500,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 31,466 | $500,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 4,350 | $498,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,358 | $498,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,204 | $497,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 16,200 | $496,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 10,548 | $494,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 8,277 | $491,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 40,577 | $490,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 11,324 | $488,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 20,400 | $484,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 19,471 | $482,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 60,362 | $481,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 26,330 | $475,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 8,700 | $475,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 55,840 | $475,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 34,317 | $472,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 56,000 | $470,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 27,672 | $466,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 7,835 | $466,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 29,170 | $464,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 41,269 | $460,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 44,636 | $460,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 45,892 | $459,000 | thousands by filing date | |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 20,409 | $459,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 79,757 | $455,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 9,726 | $451,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 13,296 | $449,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 5,447 | $448,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 8,000 | $445,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 10,884 | $445,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,441 | $444,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 30,288 | $444,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 855 | $443,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 9,053 | $442,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 74,560 | $442,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 15,585 | $441,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 67,260 | $441,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 23,825 | $440,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 33,773 | $439,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 9,993 | $439,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 17,865 | $437,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 30,837 | $437,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 23,996 | $436,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 27,650 | $434,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5,681 | $433,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,621 | $433,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 75,900 | $433,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 28,250 | $433,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 8,619 | $432,000 | thousands by filing date | |
| SINGAPORE FUND | 82929L109 | COM | 32,962 | $431,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 7,622 | $430,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 10,665 | $429,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 11,780 | $429,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 23,866 | $428,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5,276 | $426,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 21,167 | $426,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 50,450 | $426,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 16,489 | $425,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 16,149 | $425,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 9,646 | $424,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 23,879 | $424,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 27,003 | $423,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 68,170 | $422,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 68,239 | $420,000 | thousands by filing date | |
| MOLYCORP INC $0.055 PFD | 608753208 | PREFERRED | 20,600 | $420,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 6,906 | $417,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 9,475 | $417,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 14,950 | $416,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 8,404 | $415,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 33,000 | $415,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 5,383 | $414,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 100,534 | $414,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 9,351 | $413,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 15,001 | $412,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 8,200 | $411,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 3,825 | $409,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 13,319 | $406,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 11,809 | $405,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 25,009 | $405,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 115,000 | $404,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 35,300 | $403,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 11,001 | $403,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,677 | $401,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 23,201 | $401,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 4,491 | $401,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 5,010 | $400,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 7,801 | $398,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 32,957 | $397,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 17,471 | $396,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 35,570 | $396,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 19,925 | $393,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 55,751 | $393,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 15,663 | $392,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 18,150 | $391,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 5,214 | $391,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 9,792 | $390,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 19,500 | $390,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 13,396 | $389,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 21,725 | $389,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 12,700 | $388,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 20,824 | $388,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 20,140 | $387,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 15,700 | $387,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 9,579 | $386,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 49,273 | $386,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 20,000 | $385,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 66,209 | $385,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 26,035 | $384,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 2,093 | $384,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 41,375 | $384,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 8,971 | $382,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 21,600 | $382,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,583 | $381,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 95,000 | $381,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 5,929 | $380,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 16,001 | $379,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 7,200 | $378,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 8,575 | $378,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 6,153 | $375,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 5,212 | $374,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 360 | $374,000 | thousands by filing date | principal |
| RED HAT INC | 756577102 | COM | 8,084 | $373,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,437 | $371,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 6,627 | $370,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 7,200 | $369,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 60,502 | $367,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 19,499 | $367,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 14,329 | $366,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 3,904 | $364,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 15,857 | $364,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 11,535 | $363,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 16,360 | $363,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 15,898 | $361,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 13,184 | $360,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 23,457 | $359,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 74,200 | $359,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 11,016 | $357,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 19,936 | $357,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 18,872 | $357,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 39,454 | $355,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 14,830 | $355,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 14,431 | $354,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 8,800 | $353,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 27,817 | $352,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 4,536 | $347,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 14,095 | $347,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 21,255 | $346,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,292 | $345,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 26,500 | $344,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 26,603 | $343,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 22,800 | $342,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 27,329 | $342,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,620 | $341,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 28,827 | $341,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 9,065 | $340,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 32,452 | $339,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 5,206 | $338,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 74,000 | $338,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 31,879 | $337,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 21,102 | $337,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 5,745 | $336,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 28,000 | $336,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 4,578 | $335,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 10,327 | $335,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,793 | $333,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 20,168 | $333,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 5,300 | $333,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 3,345 | $333,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 26,354 | $332,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 24,869 | $332,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 15,063 | $331,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 7,555 | $331,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 5,503 | $330,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 3,000 | $330,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 190,869 | $330,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 13,333 | $329,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 10,284 | $328,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 11,102 | $328,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 6,090 | $327,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,545 | $326,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 10,080 | $325,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 7,383 | $324,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 32,294 | $323,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 34,150 | $322,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 18,059 | $322,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 8,361 | $319,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 4,173 | $319,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 28,537 | $319,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 180,057 | $319,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 9,973 | $317,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 5,658 | $316,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 14,632 | $315,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 6,324 | $315,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 6,223 | $314,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 5,213 | $313,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 3,849 | $313,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 13,415 | $313,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 16,100 | $312,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 6,771 | $312,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 6,800 | $310,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 7,169 | $308,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 4,692 | $308,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 6,109 | $307,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 6,500 | $305,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 7,285 | $304,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 35,583 | $303,000 | thousands by filing date | |
| HELIOS HIGH YIELD FD | 42328Q109 | COM | 30,643 | $303,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 28,915 | $301,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 6,368 | $300,000 | thousands by filing date | |
| NATIONAL TECHNICAL SYSTEM IN | 638104109 | COM | 13,108 | $300,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 12,700 | $298,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 40,350 | $297,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 17,900 | $296,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 6,404 | $296,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,397 | $294,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 72,404 | $294,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 11,722 | $293,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,756 | $293,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 6,821 | $293,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 6,938 | $291,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 27,423 | $290,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 18,538 | $290,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 13,508 | $290,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 10,372 | $289,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 12,475 | $288,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,761 | $288,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 11,764 | $288,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 7,799 | $288,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 4,225 | $287,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 11,031 | $287,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 12,127 | $287,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 10,440 | $286,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 10,458 | $283,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 16,888 | $283,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 31,154 | $282,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 9,651 | $282,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 97,000 | $282,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 17,530 | $282,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-001779 | this filing | 2013-11-01 | acceptance time not in the bulk data set |