13F-HR filed by National Planning Corp
National Planning Corp filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-22, with 664 holding rows worth $1,029,940,000.
- Accession
- 0001085146-13-001729
- Filer
- CIK 1492262
- Filed
- 2013-10-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 664 entries on the cover page, a total value of $1,029,940,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,029,940,000 with VALUE read as thousands by filing date, 13F file number 028-13971. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPRUDENTIAL PLC028-03582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 6,069 | $287,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 5,073 | $286,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 8,711 | $285,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 9,765 | $284,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,991 | $284,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,891 | $283,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,643 | $281,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 5,205 | $281,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 10,812 | $281,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 7,137 | $280,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,216 | $277,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,701 | $276,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,232 | $274,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 23,800 | $274,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 6,152 | $273,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 6,479 | $273,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 7,527 | $272,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 5,898 | $272,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,628 | $271,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 3,879 | $271,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 11,018 | $269,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 3,820 | $268,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 27,856 | $267,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 10,505 | $266,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 4,023 | $265,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 5,330 | $264,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 4,742 | $264,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 18,000 | $263,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 14,180 | $259,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 17,708 | $250,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 3,770 | $249,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 3,144 | $247,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 26,425 | $247,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 4,133 | $247,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 3,267 | $246,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 9,993 | $245,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 21,150 | $245,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 24,350 | $244,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 7,876 | $243,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,675 | $242,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,469 | $241,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 3,596 | $240,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,610 | $239,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,551 | $239,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 4,470 | $239,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 18,950 | $239,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 10,729 | $238,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,516 | $237,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,040 | $237,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 14,750 | $236,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 1,018 | $236,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,324 | $235,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 2,987 | $235,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,592 | $233,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,194 | $232,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 3,500 | $231,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 9,189 | $231,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 6,768 | $230,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,120 | $229,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 8,141 | $229,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,548 | $227,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 25,509 | $227,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,517 | $226,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,969 | $225,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,468 | $225,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 17,200 | $225,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 3,973 | $224,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 22,257 | $223,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,670 | $222,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 17,685 | $220,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 11,396 | $219,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 8,574 | $218,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 5,700 | $218,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 5,499 | $217,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 3,899 | $217,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 10,174 | $217,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 15,300 | $216,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 9,505 | $216,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,540 | $214,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 14,100 | $214,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 14,761 | $212,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 11,638 | $212,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 5,222 | $211,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 4,618 | $211,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 4,108 | $210,000 | thousands by filing date | |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 2,370 | $209,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 25,358 | $207,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,825 | $207,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,134 | $202,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,264 | $201,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 21,868 | $201,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 1,584 | $201,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 9,811 | $200,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 19,439 | $197,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 16,100 | $192,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 38,550 | $191,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 11,650 | $181,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 12,471 | $180,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 28,300 | $179,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 17,536 | $179,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 25,183 | $177,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 16,600 | $173,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 12,900 | $170,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 11,315 | $165,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 24,833 | $164,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 17,710 | $164,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 12,995 | $164,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 50,825 | $156,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 12,149 | $156,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 19,187 | $153,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 11,000 | $151,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 12,624 | $149,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 18,209 | $146,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 12,174 | $144,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 106,800 | $139,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 11,157 | $132,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 10,312 | $131,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 10,130 | $131,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 55,753 | $128,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 10,700 | $127,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 40,592 | $124,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 48,884 | $123,000 | thousands by filing date | |
| QUATERRA RES INC | 747952109 | COM | 866,625 | $121,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 17,980 | $117,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 10,055 | $116,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 12,480 | $116,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 27,425 | $111,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 11,489 | $110,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 11,708 | $110,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 19,875 | $108,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,761 | $108,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 14,387 | $108,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 13,500 | $108,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12,769 | $106,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 15,756 | $104,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 12,166 | $103,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 34,633 | $96,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 12,000 | $93,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 22,360 | $92,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 31,500 | $91,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 11,215 | $90,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 89,300 | $89,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 14,289 | $88,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 15,553 | $82,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 12,386 | $82,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 14,692 | $80,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 11,684 | $74,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 10,000 | $72,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 12,249 | $70,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 17,456 | $67,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 16,331 | $65,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 23,700 | $63,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 21,075 | $63,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 22,500 | $62,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 11,475 | $57,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 23,981 | $52,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 20,496 | $42,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 19,000 | $38,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 16,400 | $19,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 48,040 | $6,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 13,000 | $5,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 10,900 | $5,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 10,000 | $4,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 10,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-001729 | this filing | 2013-10-22 | acceptance time not in the bulk data set |