13F-HR filed by BLB&B Advisors, LLC
BLB&B Advisors, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-16, with 241 holding rows worth $379,542,000.
- Accession
- 0001085146-13-001693
- Filer
- CIK 1389059
- Filed
- 2013-10-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 241 entries on the cover page, a total value of $379,542,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $379,542,000 with VALUE read as thousands by filing date, 13F file number 028-12136. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| International Business Machines Corporation | 459200101 | COM | 83,081 | $15,385,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 157,963 | $13,591,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 425,209 | $10,158,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 195,341 | $9,118,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 104,765 | $9,082,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 373,021 | $8,550,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 247,412 | $8,367,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 68,427 | $8,314,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 89,141 | $6,738,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 233,722 | $6,714,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 53,337 | $6,369,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 182,183 | $6,063,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 371,337 | $5,418,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 111,332 | $5,300,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 128,180 | $5,145,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 77,657 | $4,923,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 161,787 | $4,915,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 93,551 | $4,836,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 103,851 | $4,806,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,839,438 | $4,729,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 569,721 | $4,552,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 108,185 | $4,490,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 135,353 | $4,330,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 87,796 | $4,267,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 54,005 | $4,177,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 69,737 | $4,084,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 38,647 | $3,961,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 37,590 | $3,852,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 102,294 | $3,840,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 147,788 | $3,804,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 56,493 | $3,773,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 110,027 | $3,766,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 170,591 | $3,630,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 55,635 | $3,600,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 42,472 | $3,542,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 29,652 | $3,484,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 92,938 | $3,370,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 143,343 | $3,359,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 40,190 | $3,337,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 38,278 | $3,043,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 41,956 | $3,037,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 177,281 | $2,991,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 32,052 | $2,861,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 38,777 | $2,809,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 53,819 | $2,782,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 30,689 | $2,712,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 111,130 | $2,664,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 56,923 | $2,546,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 61,034 | $2,312,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 173,200 | $2,229,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 27,641 | $2,222,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 68,583 | $2,081,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 21,912 | $2,050,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 77,667 | $2,044,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 58,418 | $1,939,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 61,083 | $1,919,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 25,342 | $1,897,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 23,173 | $1,858,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 33,224 | $1,744,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 16,029 | $1,728,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 66,716 | $1,705,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 21,389 | $1,615,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 14,093 | $1,613,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 56,957 | $1,566,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 192,385 | $1,562,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 36,079 | $1,516,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 18,299 | $1,503,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 17,455 | $1,487,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 22,408 | $1,445,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 20,785 | $1,441,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 34,470 | $1,424,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 17,670 | $1,411,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 18,068 | $1,407,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 16,225 | $1,405,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 79,150 | $1,388,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 21,118 | $1,387,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 15,608 | $1,321,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 22,155 | $1,289,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 13,151 | $1,239,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 13,646 | $1,231,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 31,191 | $1,178,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 28,355 | $1,152,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 75,912 | $1,147,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 19,329 | $1,146,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 10,067 | $1,143,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 1,070,000 | $1,089,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 26,755 | $1,078,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 30,915 | $1,070,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 44,916 | $1,067,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 16,280 | $1,042,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 124,020 | $1,008,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 15,756 | $1,005,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 21,287 | $1,002,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 43,795 | $989,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 14,183 | $986,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 35,697 | $986,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 11,515 | $955,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 38,563 | $954,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,972 | $940,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 12,841 | $940,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 19,411 | $914,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 14,616 | $913,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 12,934 | $890,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 74,695 | $865,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 10,154 | $848,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 15,463 | $823,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 27,252 | $808,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 37,726 | $792,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 17,307 | $781,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 15,113 | $758,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 13,226 | $750,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 20,170 | $733,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 15,090 | $728,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 18,600 | $726,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 57,262 | $723,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 7,655 | $693,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 10,567 | $686,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 20,576 | $655,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,880 | $648,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 13,000 | $638,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 13,202 | $633,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 14,488 | $628,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 18,201 | $625,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 13,252 | $621,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 21,095 | $604,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 6,050 | $601,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 170,118 | $601,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5,510 | $591,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,590 | $586,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 4,850 | $583,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 8,529 | $560,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 14,554 | $559,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 37,561 | $552,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 17,448 | $543,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 42,324 | $530,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 8,000 | $529,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 37,597 | $519,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 10,231 | $517,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 6,000 | $514,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 7,201 | $514,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 6,514 | $513,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 37,477 | $500,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,588 | $495,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 6,106 | $494,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 7,707 | $493,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 21,690 | $487,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5,738 | $486,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 8,154 | $484,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,412 | $474,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 14,260 | $472,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 10,248 | $472,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,138 | $466,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 7,826 | $460,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 18,190 | $460,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 26,090 | $458,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 9,674 | $451,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,016 | $449,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 21,210 | $435,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,781 | $426,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,500 | $422,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 8,493 | $416,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,984 | $414,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,585 | $413,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 20,463 | $407,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 7,365 | $406,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 8,290 | $405,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 8,130 | $391,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 5,082 | $391,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 13,987 | $389,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 4,667 | $380,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 22,999 | $380,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 6,981 | $376,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 36,027 | $374,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 112,080 | $370,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 48,775 | $363,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,953 | $362,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 5,569 | $354,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 6,821 | $343,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 48,692 | $343,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 51,467 | $340,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 8,280 | $337,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 9,990 | $336,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 9,121 | $332,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,050 | $331,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 4,393 | $330,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,551 | $325,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 3,060 | $322,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 25,784 | $322,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,748 | $318,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 48,659 | $317,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 7,822 | $306,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 11,326 | $305,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,252 | $303,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,283 | $303,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,942 | $298,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,775 | $296,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 9,810 | $296,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 6,955 | $288,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 31,369 | $286,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 3,150 | $285,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,110 | $284,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 6,935 | $283,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,591 | $283,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 3,760 | $278,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,660 | $278,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,039 | $272,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,676 | $268,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,273 | $267,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 10,228 | $265,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,824 | $257,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,452 | $253,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 24,950 | $242,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 7,680 | $240,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,190 | $239,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,470 | $238,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 12,208 | $235,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,988 | $232,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 8,819 | $232,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,850 | $231,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,923 | $226,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,450 | $224,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,843 | $222,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,880 | $219,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 18,927 | $219,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 8,950 | $217,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,203 | $216,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 11,301 | $209,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,973 | $207,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 2,590 | $204,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 2,872 | $202,000 | thousands by filing date | |
| PERMA-FIX ENVIRONMENTAL SVCS | 714157104 | COM | 250,000 | $183,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 19,650 | $182,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 30,650 | $161,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 16,490 | $130,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 12,336 | $127,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 33,801 | $127,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 12,175 | $114,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,716 | $74,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 23,250 | $55,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 12,500 | $53,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 10,000 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-001693 | this filing | 2013-10-16 | acceptance time not in the bulk data set |