13F-HR filed by MUFG Americas Holdings Corp
MUFG Americas Holdings Corp filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-20, with 1,634 holding rows worth $7,407,743,000.
- Accession
- 0001085146-13-001584
- Filer
- CIK 1011659
- Filed
- 2013-08-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 2,589 entries on the cover page, a total value of $7,407,743,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,407,743,000 with VALUE read as thousands by filing date, 13F file number 028-04665. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerUNION BANK OF CALIFORNIA N A028-04661
- included managerHIGHMARK CAPITAL MANAGEMENT INC/CA028-04663
- included managerBANK OF TOKYO - MITSUBISHI UFJ, LTD028-05836
- included managerMITSUBISHI UFJ FINANCIAL GROUP INC028-13582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,030 | $116,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 12,225 | $115,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,000 | $114,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,045 | $114,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 998 | $113,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,300 | $113,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 4,184 | $113,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 9,240 | $113,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 4,400 | $113,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 2,555 | $112,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 3,200 | $112,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 3,500 | $111,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 4,910 | $110,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 6,664 | $110,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 2,975 | $109,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,552 | $109,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 6,259 | $108,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,533 | $107,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,480 | $107,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 4,100 | $107,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 7,500 | $107,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 6,100 | $107,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,000 | $106,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,500 | $105,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 95 | $105,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,352 | $105,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 2,477 | $105,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 3,645 | $105,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,539 | $104,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 2,600 | $104,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 2,000 | $104,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 1,700 | $103,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 2,000 | $103,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 3,700 | $102,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 4,165 | $102,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 7,387 | $102,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 3,600 | $101,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 2,997 | $101,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 16,800 | $101,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,665 | $100,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 1,156 | $100,000 | thousands by filing date | |
| COINSTAR INC | 19259P300 | COM | 1,700 | $100,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 2,385 | $99,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,200 | $99,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,375 | $98,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 3,307 | $97,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 4,110 | $96,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 2,190 | $96,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 3,847 | $95,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 2,262 | $95,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 4,143 | $95,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 7,525 | $95,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 850 | $94,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,500 | $93,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,288 | $93,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 2,000 | $91,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 5,998 | $90,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 19,800 | $90,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 5,440 | $90,000 | thousands by filing date | |
| NUPATHE INC | 67059M100 | COM | 29,000 | $89,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 14,000 | $88,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 5,000 | $88,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,938 | $87,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,723 | $87,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,395 | $87,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 11,400 | $86,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 3,030 | $85,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 3,100 | $85,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 5,000 | $85,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,085 | $85,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 2,741 | $84,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,588 | $83,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 7,235 | $83,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 4,200 | $83,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,516 | $82,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 4,361 | $82,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,850 | $80,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 1,065 | $80,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 1,250 | $80,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 975 | $79,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 2,000 | $79,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,751 | $79,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 8,000 | $79,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 9,619 | $79,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 2,830 | $78,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 7,500 | $77,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 1,500 | $76,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 2,290 | $76,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 665 | $76,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 2,645 | $75,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 196 | $75,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,000 | $75,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 2,699 | $74,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 1,500 | $74,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 1,500 | $74,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,400 | $74,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 600 | $72,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 1,000 | $72,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 2,000 | $71,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 20,000 | $70,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 7,548 | $70,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 445 | $69,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,400 | $69,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 1,331 | $68,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 5,000 | $68,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 1,650 | $68,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,279 | $67,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,166 | $67,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 4,170 | $67,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,400 | $66,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 638 | $65,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 4,896 | $65,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 4,000 | $65,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 4,500 | $65,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 7,000 | $65,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,898 | $62,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 1,523 | $62,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 881 | $62,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 4,300 | $62,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 1,630 | $62,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 11,565 | $60,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 1,000 | $59,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 3,530 | $59,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 1,724 | $59,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,754 | $58,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 6,000 | $58,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,400 | $58,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 600 | $58,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 16,000 | $58,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 900 | $58,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 915 | $56,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 2,905 | $56,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 3,400 | $56,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 2,000 | $55,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 2,000 | $55,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,020 | $54,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 1,575 | $54,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 1,739 | $54,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 2,587 | $54,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,855 | $53,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 3,914 | $53,000 | thousands by filing date | |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 2,402 | $53,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 500 | $52,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 3,000 | $52,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 659 | $51,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 4,086 | $51,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,194 | $51,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 7,500 | $51,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 2,134 | $50,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 3,122 | $50,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 889 | $50,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,800 | $50,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 1,000 | $50,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 600 | $50,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 1,362 | $50,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 1,860 | $50,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 5,300 | $50,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 11,054 | $50,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,025 | $49,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,019 | $49,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,059 | $49,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 7,500 | $49,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 2,000 | $49,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,000 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 455 | $48,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,280 | $48,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 1,772 | $48,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 3,100 | $48,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,438 | $47,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 3,535 | $47,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 1,000 | $46,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,003 | $45,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,575 | $45,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 669 | $45,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 700 | $45,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 1,390 | $44,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 4,995 | $44,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,727 | $44,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 4,707 | $43,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 1,700 | $43,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 1,000 | $43,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 1,600 | $43,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,150 | $42,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 2,367 | $42,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 800 | $42,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,400 | $42,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 20,000 | $42,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 4,800 | $42,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 800 | $41,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 600 | $40,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 3,534 | $40,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 1,543 | $40,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 600 | $39,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 0 | $39,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 2,541 | $39,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 1,045 | $39,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 490 | $38,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 3,300 | $38,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,315 | $38,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 2,758 | $37,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 5,000 | $37,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 1,429 | $36,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,655 | $36,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,000 | $36,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,000 | $36,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 364 | $36,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 409 | $35,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 800 | $35,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 2,170 | $35,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 700 | $35,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 3,776 | $35,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 830 | $34,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 400 | $34,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 642 | $34,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,044 | $34,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1,400 | $34,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 500 | $34,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 633 | $33,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 500 | $33,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 240 | $33,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 625 | $33,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,000 | $33,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 576 | $33,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 1,168 | $33,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 4,675 | $32,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 600 | $32,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 930 | $32,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 638 | $32,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,495 | $32,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 1,590 | $32,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 595 | $32,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 830 | $32,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 1,380 | $32,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 2,500 | $32,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 350 | $32,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 300 | $31,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 700 | $31,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 398 | $30,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 1,075 | $30,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 650 | $30,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 55 | $29,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 424 | $29,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 1,300 | $29,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 350 | $29,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 220 | $29,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,000 | $28,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,584 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 361 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 946 | $28,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,930 | $27,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 533 | $27,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 706 | $27,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 4,000 | $27,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 1,000 | $27,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 350 | $27,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 700 | $27,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 3,000 | $27,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 450 | $27,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,500 | $27,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 441 | $26,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 12,200 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 613 | $26,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 200 | $26,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,899 | $25,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 368 | $25,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,700 | $25,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,537 | $25,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 422 | $25,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 750 | $25,000 | thousands by filing date | |
| NATIONAL FINANCIAL PARTNERS | 63607P208 | COM | 1,000 | $25,000 | thousands by filing date | |
| NASDAQ OMX GROUP INC 2.500 | 631103AA6 | NOTE 2.500% 8/1 | 25,000 | $25,000 | thousands by filing date | principal |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 3,000 | $25,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 2,500 | $25,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 350 | $24,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 562 | $24,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 541 | $24,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 2,000 | $24,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 3,820 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,408 | $23,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 3,700 | $23,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,000 | $23,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 1,826 | $23,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 289 | $22,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 816 | $22,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 543 | $22,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 234 | $22,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 962 | $22,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,252 | $21,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 200 | $21,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 453 | $21,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,086 | $21,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 250 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 927 | $21,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 852 | $21,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 450 | $21,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 900 | $21,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 3,100 | $21,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 850 | $20,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 150 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 610 | $20,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,200 | $20,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 250 | $20,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 595 | $20,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 946 | $20,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 535 | $20,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 600 | $19,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 529 | $19,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 500 | $19,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 500 | $19,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 600 | $19,000 | thousands by filing date | |
| FRANCE TELECOM | 35177Q105 | SPONSORED ADR | 2,000 | $19,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 500 | $19,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 250 | $18,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,040 | $18,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 433 | $18,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 800 | $18,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 1,300 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 450 | $18,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 400 | $18,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 456 | $18,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 1,745 | $18,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 1,500 | $18,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 2,100 | $18,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 700 | $18,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 1,100 | $18,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 200 | $18,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 5,729 | $18,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 3,000 | $18,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 258 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 375 | $17,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 400 | $17,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,060 | $17,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 550 | $17,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 950 | $17,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 1,193 | $17,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 175 | $17,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 1,067 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 750 | $17,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,000 | $16,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 500 | $16,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 362 | $16,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 289 | $16,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 400 | $16,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,880 | $16,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 983 | $16,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 4,000 | $16,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 500 | $15,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 510 | $15,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 848 | $15,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 300 | $15,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 550 | $15,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 600 | $15,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 736 | $15,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,034 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 916 | $15,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 700 | $15,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 320 | $15,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 258 | $15,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 1,200 | $15,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 500 | $14,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 110 | $14,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 400 | $14,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 2,800 | $14,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 300 | $14,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 951 | $14,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 197 | $14,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 300 | $14,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 1,823 | $14,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 2,600 | $14,000 | thousands by filing date | |
| FOOD TECHNOLOGY SERVICE INC | 344798202 | COM NEW | 2,866 | $14,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 921 | $14,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 500 | $13,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 254 | $13,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 500 | $13,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,904 | $13,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 842 | $13,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 148 | $13,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 100 | $13,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 500 | $13,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 500 | $13,000 | thousands by filing date | |
| CH ENERGY GROUP INC | 12541M102 | COM | 200 | $13,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 200 | $12,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 200 | $12,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 400 | $12,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 350 | $12,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 780 | $12,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 497 | $12,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 600 | $12,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 650 | $12,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 21 | $11,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 159 | $11,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,100 | $11,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,495 | $11,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 600 | $11,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 323 | $11,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 250 | $11,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 249 | $11,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 410 | $10,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 250 | $10,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 375 | $10,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 500 | $10,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 100 | $10,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 603 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 125 | $10,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 619 | $10,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 253 | $10,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 100 | $10,000 | thousands by filing date | |
| RESEARCH IN MOTION LTD | 760975102 | COM | 1,000 | $10,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 376 | $10,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 235 | $9,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 930 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 197 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 200 | $9,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 600 | $9,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 440 | $9,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 200 | $9,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 75 | $9,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 100 | $9,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 850 | $9,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 278 | $9,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 660 | $9,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 300 | $9,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,000 | $9,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 800 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 73 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 100 | $8,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 200 | $8,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 200 | $8,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 100 | $8,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 236 | $8,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 174 | $8,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 346 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 150 | $8,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 100 | $8,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 232 | $8,000 | thousands by filing date | |
| WMS INDUSTRIES INC | 929297109 | COM | 296 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 212 | $8,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 130 | $8,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 1,100 | $8,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 100 | $7,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 179 | $7,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 120 | $7,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 196 | $7,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 134 | $7,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 350 | $7,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 109 | $7,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 200 | $7,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 400 | $7,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 834 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 100 | $7,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 400 | $7,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 90 | $7,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 150 | $7,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 98 | $7,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 340 | $7,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 2,000 | $7,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370104 | COM | 741 | $7,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 5,000 | $7,000 | thousands by filing date | |
| SPORT CHALET INC | 849163209 | CL A | 5,846 | $7,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 97 | $6,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 247 | $6,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 933 | $6,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 100 | $6,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 507 | $6,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 217 | $6,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 99 | $6,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 772 | $6,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 1,000 | $6,000 | thousands by filing date | |
| MPG OFFICE TR INC | 553274101 | COM | 2,000 | $6,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 137 | $5,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 198 | $5,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 818 | $5,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 800 | $5,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 400 | $5,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 248 | $5,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 500 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 100 | $5,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 200 | $5,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 958 | $5,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 693 | $5,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,000 | $5,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 428 | $5,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 3,033 | $5,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 350 | $5,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 2,000 | $5,000 | thousands by filing date | |
| ECOTALITY INC | 27922Y202 | COM NEW | 3,000 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U548 | EGYPT INDX ETF | 483 | $5,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 37 | $4,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 165 | $4,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 25 | $4,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 250 | $4,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 217 | $4,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 80 | $4,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 346 | $4,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 750 | $4,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 487 | $4,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 174 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-001584 | this filing | 2013-08-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-15-002484 | base | 2015-12-31 | acceptance time not in the bulk data set |