13F-HR filed by COWEN INC.
COWEN INC. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-15, with 267 holding rows worth $988,215,000.
- Accession
- 0001085146-13-001576
- Filer
- CIK 1466538
- Filed
- 2013-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 281 entries on the cover page, a total value of $988,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $988,215,000 with VALUE read as thousands by filing date, 13F file number 028-14571. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRamius LLC028-13626
- included managerRAMIUS ADVISORS LLC028-10674
- included managerRamius Alternative Solutions LLC028-14361
- included managerCOWEN CAPITAL LLC028-10501
- included managerCOWEN & COMPANY, LLC028-04125
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 801,517 | $128,578,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 506,256 | $106,371,000 | thousands by filing date | |
| SMITHFIELD FOODS INC | 832248108 | COM | 1,608,158 | $52,670,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 552,808 | $46,320,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 362,228 | $26,805,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,032,600 | $25,557,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,116,951 | $22,328,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,118,700 | $21,755,000 | thousands by filing date | |
| BMC SOFTWARE INC | 055921100 | COM | 441,111 | $19,907,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 450,140 | $19,050,000 | thousands by filing date | |
| NATIONAL FINANCIAL PARTNERS | 63607P208 | COM | 748,845 | $18,953,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 143,112 | $16,935,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 714,150 | $16,754,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 425,553 | $16,509,000 | thousands by filing date | |
| GARDNER DENVER INC | 365558105 | COM | 200,400 | $15,066,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 330,000 | $13,768,000 | thousands by filing date | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 150,000 | $12,695,000 | thousands by filing date | |
| GARDNER DENVER INC | 365558105 | COM | 160,956 | $12,100,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 830,696 | $11,070,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 243,128 | $10,664,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 114,707 | $9,850,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 345,500 | $9,539,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 700,000 | $9,002,000 | thousands by filing date | |
| SMITHFIELD FOODS INC | 832248108 | COM | 274,800 | $9,000,000 | thousands by filing date | call |
| LinnCo, LLC | 535782106 | LTD | 238,200 | $8,878,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 118,800 | $8,791,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 220,269 | $8,480,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 356,100 | $8,479,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 110,200 | $8,155,000 | thousands by filing date | put |
| COOPER TIRE & RUBR CO | 216831107 | COM | 230,100 | $7,633,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 305,600 | $7,437,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 400,100 | $7,362,000 | thousands by filing date | |
| CLEARWIRE CORP NEW | 18538Q105 | CL A | 1,402,900 | $7,008,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 129,600 | $6,841,000 | thousands by filing date | |
| ARBITRON INC | 03875Q108 | COM | 137,965 | $6,408,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 82,200 | $6,368,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 50,400 | $6,361,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 118,675 | $5,693,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 768,290 | $5,393,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 123,386 | $5,108,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 388,887 | $4,892,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 96,400 | $4,478,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,539,945 | $4,450,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 151,517 | $4,244,000 | thousands by filing date | |
| MET-PRO CORP | 590876306 | COM | 306,269 | $4,116,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 64,000 | $4,022,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 280,800 | $3,971,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,000 | $3,966,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 116,400 | $3,786,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 82,838 | $3,703,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 60,000 | $3,602,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 43,000 | $3,443,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 293,201 | $3,299,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 88,364 | $3,161,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 97,339 | $3,149,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 125,000 | $3,081,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 50,100 | $3,014,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 50,100 | $3,014,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 35,000 | $3,005,000 | thousands by filing date | put |
| FORTINET INC COM | 34959E109 | Stock | 171,400 | $3,000,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522109 | COM | 72,500 | $2,787,000 | thousands by filing date | call |
| Equinix, Inc. | 29444U502 | EQIX | 15,000 | $2,771,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 56,400 | $2,770,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 30,000 | $2,677,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 115,300 | $2,636,000 | thousands by filing date | call |
| OMTHERA PHARMACEUTICALS INC | 68217A103 | COM | 192,935 | $2,566,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 20,200 | $2,550,000 | thousands by filing date | call |
| IRON MTN INC NEW REIT | 462846106 | COM | 90,554 | $2,410,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 232,404 | $2,403,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 104,382 | $2,397,000 | thousands by filing date | |
| FORTRESS PAPER LTD-CL A | 34958R101 | CS | 409,698 | $2,357,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 151,600 | $2,345,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 40,000 | $2,327,000 | thousands by filing date | put |
| MYLAN INC | 628530107 | COM | 70,000 | $2,172,000 | thousands by filing date | put |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 147,648 | $2,136,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 54,600 | $2,104,000 | thousands by filing date | call |
| BELO CORP | 080555105 | COM SER A | 144,800 | $2,020,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 43,500 | $1,963,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 66,700 | $1,917,000 | thousands by filing date | call |
| POWER-ONE INC | 73930R102 | COMMON STOCK | 298,400 | $1,885,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 43,000 | $1,866,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 27,700 | $1,835,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 32,000 | $1,831,000 | thousands by filing date | call |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 32,810 | $1,788,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 29,000 | $1,744,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 26,259 | $1,679,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 37,000 | $1,669,000 | thousands by filing date | put |
| Lineage, Inc. | 536020100 | COM | 50,000 | $1,659,000 | thousands by filing date | put |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 25,700 | $1,628,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 10,000 | $1,604,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 20,000 | $1,601,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 45,000 | $1,593,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 38,200 | $1,576,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 31,800 | $1,557,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 21,300 | $1,556,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 38,700 | $1,542,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 25,200 | $1,512,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 96,500 | $1,404,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 20,000 | $1,385,000 | thousands by filing date | put |
| TIVO INC | 888706108 | COM | 122,700 | $1,356,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 18,750 | $1,316,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 46,345 | $1,293,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 20,000 | $1,281,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 295,000 | $1,277,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 295,000 | $1,277,000 | thousands by filing date | put |
| TELULAR CORP | 87970T208 | COM NEW | 100,200 | $1,264,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 19,875 | $1,235,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 182,500 | $1,215,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 28,900 | $1,194,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 17,100 | $1,185,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 21,070 | $1,176,000 | thousands by filing date | |
| SMITHFIELD FOODS INC | 832248108 | COM | 35,600 | $1,166,000 | thousands by filing date | put |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 29,500 | $1,165,000 | thousands by filing date | |
| CLEARWIRE CORP NEW | 18538Q105 | CL A | 228,500 | $1,141,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 45,400 | $1,105,000 | thousands by filing date | put |
| VODAFONE GP PLC | 92857W209 | ADR | 37,638 | $1,082,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 23,053 | $1,080,000 | thousands by filing date | |
| 38259p508 | COM | 1,200 | $1,056,000 | thousands by filing date | ||
| OCCIDENTAL PETE CORP | 674599105 | COM | 11,450 | $1,022,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 28,400 | $993,000 | thousands by filing date | put |
| PROLOR BIOTECH INC | 74344F106 | COM | 157,479 | $991,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 74,100 | $988,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 25,000 | $961,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 41,500 | $949,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 51,000 | $938,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 250,000 | $935,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 64,000 | $905,000 | thousands by filing date | call |
| SEATTLE GENETICS INC | 812578102 | COM | 27,800 | $875,000 | thousands by filing date | put |
| VALARIS ORD | 920355104 | COM | 13,400 | $867,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 4,500 | $860,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 20,800 | $856,000 | thousands by filing date | call |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 39,000 | $822,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 12,490 | $800,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,625 | $791,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 45,000 | $787,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 18,600 | $769,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 3,500 | $753,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 57,000 | $717,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 12,300 | $716,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 25,000 | $713,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 8,300 | $703,000 | thousands by filing date | call |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 61,997 | $702,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 54,723 | $701,000 | thousands by filing date | |
| MARKET LEADER INC | 57056R103 | COM | 60,781 | $650,000 | thousands by filing date | |
| GARDNER DENVER INC | 365558105 | COM | 8,600 | $647,000 | thousands by filing date | put |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 20,600 | $622,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 212,432 | $603,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 90,000 | $585,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 27,500 | $584,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 70,000 | $577,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 21,400 | $575,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 65,500 | $560,000 | thousands by filing date | call |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 10,000 | $518,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 15,200 | $504,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 17,600 | $493,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 15,000 | $487,000 | thousands by filing date | |
| STERLING BANCORP N Y | 859158107 | COM | 41,157 | $478,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 50,000 | $463,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 18,500 | $459,000 | thousands by filing date | call |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 9,297 | $432,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 13,000 | $431,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 15,000 | $424,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 6,100 | $422,000 | thousands by filing date | call |
| Inergy, LP | 456615103 | LTD | 25,750 | $413,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 20,000 | $398,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 11,335 | $383,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,600 | $354,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 9,750 | $341,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,050 | $317,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 6,000 | $314,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 7,500 | $310,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 10,000 | $283,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,971 | $268,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 10,000 | $262,000 | thousands by filing date | |
| VANGUARD HEALTH SYS INC | 922036207 | COM | 12,500 | $259,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 165,000 | $259,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 7,280 | $247,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,474 | $240,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,000 | $229,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 4,515 | $224,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 5,310 | $219,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 42,200 | $219,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,815 | $216,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 6,400 | $203,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 92,600 | $203,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 17,000 | $202,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 13,400 | $201,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 18,407 | $200,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 90,500 | $200,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 206,200 | $200,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 118,300 | $199,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 15,000 | $199,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 14,800 | $197,000 | thousands by filing date | call |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 63,700 | $197,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 178,600 | $196,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 93,000 | $196,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 63,900 | $194,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 18,600 | $193,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 86,000 | $190,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 14,800 | $189,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 30,400 | $186,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 81,000 | $184,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 112,600 | $184,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 13,000 | $183,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 90,000 | $183,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 132,100 | $180,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 63,400 | $171,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 400,100 | $168,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 34,600 | $163,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 84,900 | $160,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 14,500 | $160,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 12,000 | $158,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 5,000 | $157,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 14,900 | $153,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 111,300 | $152,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 45,400 | $152,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 10,034 | $150,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 58,800 | $146,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 15,200 | $144,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 82,000 | $143,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 24,700 | $140,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 16,000 | $138,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,900 | $135,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 5,000 | $134,000 | thousands by filing date | put |
| RF MICRODEVICES INC | 749941100 | COM | 25,000 | $134,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 32,200 | $120,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 36,600 | $119,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 42,600 | $117,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 15,000 | $116,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 47,800 | $115,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 24,000 | $110,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 15,100 | $106,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 20,000 | $105,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,500 | $104,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 25,500 | $103,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 62,700 | $102,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 17,700 | $102,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 19,800 | $101,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 17,000 | $101,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 66,200 | $101,000 | thousands by filing date | |
| MAXYGEN INC | 577776107 | COM | 40,500 | $100,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 33,100 | $100,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 26,200 | $99,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 15,000 | $98,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 49,800 | $97,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 18,400 | $97,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 67,100 | $96,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 68,400 | $91,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 13,500 | $85,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 10,800 | $85,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 13,600 | $85,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 24,700 | $79,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 4,000 | $74,000 | thousands by filing date | put |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 63,300 | $73,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 21,300 | $68,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 43,100 | $66,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 13,503 | $65,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 57,300 | $64,000 | thousands by filing date | |
| REVETT MINERALS INC | 761505205 | COM NEW | 97,500 | $63,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 16,700 | $54,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 16,700 | $48,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 25,000 | $30,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 19,500 | $26,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 15,400 | $17,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 38,000 | $10,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 122,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 80,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-001576 | this filing | 2013-08-15 | acceptance time not in the bulk data set |