13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-15, with 1,830 holding rows worth $9,316,505,000.
- Accession
- 0001085146-13-001571
- Filer
- CIK 1084580
- Filed
- 2013-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 1,830 entries on the cover page, a total value of $9,316,505,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,316,505,000 with VALUE read as thousands by filing date, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerCoreCommodity Management, LLC028-11239
- included managerJefferies Investment Advisers, LLC028-13965
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 5,219 | $210,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 5,000 | $210,000 | thousands by filing date | call |
| COVIDIEN PLC | G2554F113 | SHS | 3,348 | $210,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 6,200 | $209,000 | thousands by filing date | put |
| CYBERONICS | 23251P102 | COMMON STOCK | 4,001 | $208,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 11,064 | $207,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 4,396 | $207,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,766 | $207,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 4,858 | $207,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 7,749 | $206,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 11,794 | $206,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 8,400 | $205,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 2,829 | $205,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 813 | $205,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 4,954 | $205,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 7,235 | $205,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 3,294 | $205,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 7,321 | $203,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 9,649 | $203,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 22,678 | $203,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,300 | $201,000 | thousands by filing date | put |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 14,884 | $201,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 7,190 | $201,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 11,525 | $201,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 46,679 | $200,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 4,735 | $200,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,369 | $200,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 2,687 | $200,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 3,239 | $200,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 12,775 | $200,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 10,758 | $199,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 24,500 | $198,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,500 | $195,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 5,412 | $195,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,891 | $192,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,000 | $189,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,053 | $188,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 65,518 | $188,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 25,797 | $188,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 7,091 | $187,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 16,493 | $187,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 28,000 | $185,000 | thousands by filing date | call |
| PLX TECHNOLOGY INC | 693417107 | COM | 38,917 | $185,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,716 | $183,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 14,057 | $183,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 3,001 | $183,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,500 | $182,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 29,699 | $182,000 | thousands by filing date | |
| CAPLEASE INC | 140288101 | COM | 21,590 | $182,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 40,000 | $182,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,000 | $181,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 13,076 | $181,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,175 | $180,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 2,306 | $179,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 13,771 | $179,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 2,978 | $179,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 10,010 | $178,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 25,000 | $176,000 | thousands by filing date | call |
| DENTSPLY INTL INC | 249030107 | COM | 4,300 | $176,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,900 | $175,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 15,330 | $175,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 29,112 | $174,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 3,017 | $174,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N305 | COM NEW | 169,700 | $173,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 13,060 | $172,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 11,944 | $172,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 44,915 | $171,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,652 | $170,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 14,948 | $168,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 5,385 | $168,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P170 | INV JAP GOV BD | 8,600 | $168,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,242 | $167,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 11,921 | $167,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 11,400 | $167,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 10,000 | $166,000 | thousands by filing date | call |
| LONE PINE RES INC | 54222A106 | COM | 500,000 | $165,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 5,263 | $165,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 49,434 | $165,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 4,307 | $163,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 3,541 | $162,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 2,500 | $161,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 11,068 | $160,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 11,207 | $159,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 11,252 | $157,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,924 | $156,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,126 | $156,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 2,154 | $156,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,251 | $155,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 2,412 | $155,000 | thousands by filing date | |
| ARRIS GROUP INC 2.000 | 04269QAC4 | NOTE | 150,000 | $155,000 | thousands by filing date | principal |
| NEW GOLD INC CDA | 644535106 | COM | 23,788 | $153,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 4,719 | $152,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,761 | $151,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1,500 | $151,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 6,221 | $149,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 12,152 | $147,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 10,193 | $147,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 4,178 | $146,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 12,341 | $145,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 10,198 | $144,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 24,037 | $140,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 108,000 | $138,000 | thousands by filing date | principal |
| CALLAWAY GOLF CO | 131193104 | COM | 20,773 | $137,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 843 | $136,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,223 | $136,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 15,000 | $136,000 | thousands by filing date | call |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 2,049 | $136,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 18,957 | $135,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 16,638 | $134,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 20,378 | $133,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 5,000 | $132,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 19,288 | $131,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 4,000 | $131,000 | thousands by filing date | call |
| OGE ENERGY CORP | 670837103 | COM | 1,912 | $130,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 12,635 | $130,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 135,000 | $130,000 | thousands by filing date | principal |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 15,567 | $130,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 43,196 | $129,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AK1 | NOTE 3.375% 7/1 | 100,000 | $129,000 | thousands by filing date | principal |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,200 | $128,000 | thousands by filing date | put |
| MATADOR RES CO COM | 576485205 | Stock | 10,543 | $126,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 15,018 | $126,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 7,741 | $126,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 133,000 | $125,000 | thousands by filing date | principal |
| VERIFONE SYS INC | 92342Y109 | COM | 7,430 | $125,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 2,250 | $125,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 18,583 | $122,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 2,795 | $119,000 | thousands by filing date | |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 568,000 | $119,000 | thousands by filing date | principal |
| E M C CORP MASS | 268648102 | COM | 5,000 | $118,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 32,300 | $117,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 54,211 | $116,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 51,000 | $116,000 | thousands by filing date | principal |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 130,000 | $115,000 | thousands by filing date | principal |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 8,000 | $114,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 8,390 | $112,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 597 | $110,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 981 | $110,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 7,410 | $109,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 251,645 | $106,000 | thousands by filing date | |
| RESEARCH IN MOTION LTD | 760975102 | COM | 9,930 | $104,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 6,906 | $103,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 21,752 | $102,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 9,767 | $102,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AG0 | NOTE 2.625%12/1 | 100,000 | $102,000 | thousands by filing date | principal |
| FERRO CORP | 315405100 | COM | 14,491 | $101,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,770 | $99,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 22,100 | $98,000 | thousands by filing date | put |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 89,000 | $98,000 | thousands by filing date | principal |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 20,864 | $98,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 22,830 | $96,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 3,428 | $96,000 | thousands by filing date | |
| IJH | 464287507 | COM | 790 | $91,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 4,815 | $89,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 575 | $88,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 2,600 | $87,000 | thousands by filing date | put |
| POLARIS INC COM | 731068102 | Stock | 900 | $86,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 2,948 | $86,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 792 | $85,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 5,000 | $85,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,076 | $84,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 4,410 | $83,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 2,630 | $83,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 1,000 | $82,000 | thousands by filing date | call |
| ENERSYS COM | 29275Y102 | Stock | 1,548 | $76,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 23,337 | $75,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 1,500 | $74,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 5,742 | $73,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 12,659 | $72,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 12,947 | $72,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 13,843 | $72,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 726 | $71,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 800 | $71,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 1,251 | $71,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 2,567 | $71,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 800 | $68,000 | thousands by filing date | put |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 65,000 | $66,000 | thousands by filing date | principal |
| TELENAV INC | 879455103 | COMMON STOCK | 12,396 | $65,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,784 | $64,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 688 | $64,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,688 | $62,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 4,201 | $62,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 764 | $61,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 2,000 | $61,000 | thousands by filing date | call |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 43,000 | $61,000 | thousands by filing date | principal |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 19,551 | $61,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,220 | $60,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 719 | $60,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 18,719 | $58,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 984 | $57,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 502 | $55,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 1,550 | $55,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 1,500 | $55,000 | thousands by filing date | call |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 13,932 | $55,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 14,404 | $55,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 18,347 | $53,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 743 | $51,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 22,068 | $51,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,023 | $50,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 2,210 | $49,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 51,000 | $48,000 | thousands by filing date | principal |
| SEATTLE GENETICS INC | 812578102 | COM | 1,438 | $45,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 2,793 | $45,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 15,834 | $44,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,168 | $44,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 50,000 | $44,000 | thousands by filing date | principal |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 2,000 | $42,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,933 | $39,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 22,006 | $37,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,407 | $36,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 4,000 | $36,000 | thousands by filing date | put |
| HOSPIRA INC | 441060100 | COM | 927 | $35,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 2,667 | $34,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 400 | $34,000 | thousands by filing date | call |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 28,000 | $32,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440101 | COM | 1,582 | $31,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 426 | $31,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,000 | $30,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 300 | $30,000 | thousands by filing date | put |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 25,000 | $30,000 | thousands by filing date | principal |
| FEI CO | 30241L109 | COM | 380 | $28,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 311 | $27,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 11,470 | $27,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 450 | $26,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 26,000 | $26,000 | thousands by filing date | principal |
| NORTHGATE MINERALS CORP | 666416AB8 | NOTE 3.500%10/0 | 28,000 | $26,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 4,947 | $25,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 6,191 | $24,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 250 | $23,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 1,349 | $22,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 284 | $21,000 | thousands by filing date | |
| TELULAR CORP | 87970T208 | COM NEW | 21,824 | $21,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,500 | $20,000 | thousands by filing date | call |
| STEWART ENTERPRISES INC | 860370105 | CL A | 1,453 | $19,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 1,300 | $19,000 | thousands by filing date | call |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 15,222 | $19,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 420 | $18,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 537 | $17,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 233 | $17,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 266 | $17,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 600 | $16,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 564 | $16,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 1,000 | $16,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 193 | $16,000 | thousands by filing date | |
| NEWS CORP | 65248E203 | CL B | 493 | $16,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,781 | $15,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 579 | $15,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 11,850 | $14,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 14,000 | $14,000 | thousands by filing date | principal |
| AVG TECHNOLOGIES | N07831105 | SHS | 740 | $14,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 629 | $13,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 785 | $13,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 323 | $13,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 564 | $12,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 11,470 | $12,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 421 | $11,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 559 | $11,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 11,000 | $11,000 | thousands by filing date | principal |
| FLOTEK INDS INC DEL | 343389102 | COM | 584 | $10,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 429 | $10,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 212 | $9,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 341 | $9,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAA8 | NOTE | 7,000 | $9,000 | thousands by filing date | principal |
| Charles Schwab Corp | 808513105 | COM | 400 | $8,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 518 | $8,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 100 | $7,000 | thousands by filing date | put |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 109 | $7,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 508 | $7,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 220 | $7,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 105 | $7,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 163 | $7,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 218 | $6,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 439 | $6,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 84 | $6,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 1,532 | $6,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 132 | $6,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 48 | $5,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 96 | $5,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 216 | $5,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 183 | $5,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 106 | $5,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 192 | $5,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 68 | $5,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 50 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 37 | $4,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 45 | $4,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 289 | $4,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 89 | $4,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 210 | $4,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 100 | $4,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 12,000 | $4,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 223 | $4,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 74 | $4,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 75 | $4,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 2,820 | $4,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 37 | $3,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 79 | $3,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 75 | $3,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 195 | $3,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 382 | $3,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 20 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 33 | $2,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 166 | $2,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 50 | $2,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 270 | $2,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 103 | $2,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 135 | $2,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 105 | $2,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 50 | $2,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 89 | $2,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 108 | $2,000 | thousands by filing date | |
| PROSPECT GLOBAL RES INC | 74348X103 | COM | 25,460 | $2,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 16 | $1,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 27 | $1,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 150 | $1,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 21 | $1,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 151 | $1,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 74 | $1,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 86 | $1,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 42 | $1,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 135 | $1,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 120 | $1,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 60 | $1,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 30 | $1,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 85 | $1,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 95 | $1,000 | thousands by filing date | |
| AFFILIATED MANAGERS 3.950/15/38 | 008252AL2 | NOTE | 1,000 | $1,000 | thousands by filing date | principal |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 62 | $1,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916110 | RIGHT 07/03/2013 | 40,000 | $1,000 | thousands by filing date | |
| DOMINION RESOURCES INC/VA | 25746UAT6 | CNV | 800 | $1,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-001571 | this filing | 2013-08-15 | acceptance time not in the bulk data set |