13F-HR filed by OSTERWEIS CAPITAL MANAGEMENT INC
OSTERWEIS CAPITAL MANAGEMENT INC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-15, with 139 holding rows worth $2,677,311,000.
- Accession
- 0001085146-13-001538
- Filer
- CIK 1007524
- Filed
- 2013-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 222 entries on the cover page, a total value of $2,677,311,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,677,311,000 with VALUE read as thousands by filing date, 13F file number 028-04483. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOSTERWEIS CAPITAL MANAGEMENT LLC/CA028-06550
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,463,749 | $126,000,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 1,463,205 | $99,542,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,126,844 | $96,751,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,247,837 | $92,678,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 3,300,272 | $92,144,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,204,463 | $90,669,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 232,756 | $89,217,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 3,227,397 | $89,044,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,632,405 | $88,966,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 3,064,835 | $88,267,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 2,134,390 | $83,903,000 | thousands by filing date | |
| 38259p508 | COM | 94,696 | $83,368,000 | thousands by filing date | ||
| OCCIDENTAL PETE CORP | 674599105 | COM | 886,905 | $79,139,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,020,394 | $79,070,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 3,264,093 | $77,849,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 2,776,665 | $77,163,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 658,331 | $75,675,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,127,659 | $70,083,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 1,718,315 | $65,623,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 12,512,405 | $65,440,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 3,374,154 | $65,121,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 9,247,885 | $62,331,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 876,835 | $62,212,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 604,750 | $61,951,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 995,205 | $61,344,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 2,640,084 | $60,748,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,558,015 | $58,332,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,840,938 | $56,536,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 3,012,587 | $48,171,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 665,230 | $47,038,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 4,944,270 | $44,845,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 6,005,069 | $44,078,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,719,291 | $36,930,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 30,587,000 | $35,735,000 | thousands by filing date | principal |
| ICAHN ENTERPRISES LP | 451102AB3 | CNV | 33,939,000 | $33,990,000 | thousands by filing date | principal |
| AAR CORP | 000361AK1 | NOTE 1.625% 3/0 | 31,091,000 | $30,955,000 | thousands by filing date | principal |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 18,150,000 | $24,514,000 | thousands by filing date | principal |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 15,500,000 | $19,210,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 485,495 | $18,522,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300AD0 | NOTE 0.875%11/1 | 18,164,000 | $18,119,000 | thousands by filing date | principal |
| ALLIANCE ONE INTL INC | 018772AQ6 | NOTE 5.500% 7/1 | 12,928,000 | $13,114,000 | thousands by filing date | principal |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 305,603 | $11,759,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 9,944,000 | $9,198,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 6,791,000 | $6,596,000 | thousands by filing date | principal |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 6,103,000 | $6,103,000 | thousands by filing date | principal |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 6,000,000 | $5,996,000 | thousands by filing date | principal |
| Procter & Gamble Co | 742718109 | COM | 42,911 | $3,303,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 25,514 | $2,305,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 1,700,000 | $1,814,000 | thousands by filing date | principal |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 15,560 | $1,089,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 5 | $843,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 16,631 | $817,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 17,166 | $767,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 7,550 | $645,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,512 | $600,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 12,637 | $586,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 114,000 | $583,000 | thousands by filing date | principal |
| Union Pacific Corporation | 907818108 | COM | 3,300 | $509,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,370 | $476,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,025 | $476,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 50,709 | $470,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 11,178 | $462,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,203 | $421,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 9,375 | $387,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 355,856 | $373,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 31,308 | $324,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,564 | $287,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,175 | $260,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,374 | $245,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,437 | $242,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 9,640 | $239,000 | thousands by filing date | |
| Hologic | 436440AA9 | CONV | 200,000 | $200,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 4,330 | $179,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,157 | $166,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 2,060 | $163,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,620 | $160,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,170 | $146,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,226 | $146,000 | thousands by filing date | principal |
| NVIDIA Corp | 67066G104 | COM | 10,000 | $140,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 4,100 | $140,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 3,000 | $138,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,000 | $132,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,100 | $130,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,499 | $130,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 14,445 | $129,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 3,250 | $114,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,400 | $107,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 2,497 | $102,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,180 | $101,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 3,450 | $97,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 7,593 | $95,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 2,134 | $94,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 1,750 | $90,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,561 | $88,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 44,150 | $84,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 835 | $82,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 5,000 | $81,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 2,027 | $80,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 15,400 | $78,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,147 | $76,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 3,880 | $76,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 1,332 | $74,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 9,000 | $71,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 2,150 | $69,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,066 | $64,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,600 | $63,000 | thousands by filing date | principal |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,400 | $60,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 4,310 | $60,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 10,000 | $57,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 90 | $52,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,555 | $46,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 15,000 | $45,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,000 | $44,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,200 | $42,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 738 | $39,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 3,300 | $35,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 600 | $30,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 2,000 | $30,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 1,000 | $30,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,000 | $29,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,000 | $27,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,000 | $26,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 340 | $23,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 2,000 | $23,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 292 | $20,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 313 | $18,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 650 | $18,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 730 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 250 | $18,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 350 | $18,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 2,000 | $12,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 160 | $9,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 550 | $9,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 189 | $9,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 725 | $7,000 | thousands by filing date | principal |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,250 | $2,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 306 | $1,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-001538 | this filing | 2013-08-15 | acceptance time not in the bulk data set |