13F-HR filed by STEELHEAD PARTNERS LLC
STEELHEAD PARTNERS LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 88 holding rows worth $1,114,598,000.
- Accession
- 0001085146-13-001494
- Filer
- CIK 1133521
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 88 entries on the cover page, a total value of $1,114,598,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,114,598,000 with VALUE read as thousands by filing date, 13F file number 028-06101. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 13,082,608 | $172,298,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 3,851,887 | $81,198,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 53,909,000 | $58,087,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT INC | 538034AB5 | CORPORATE OBLIG | 50,916,000 | $51,552,000 | thousands by filing date | principal |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 9,503,907 | $49,800,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 48,070,000 | $49,512,000 | thousands by filing date | principal |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 29,278,000 | $44,155,000 | thousands by filing date | principal |
| COGENT COMM GROUP INC | 19239VAB0 | NOTE 1.000% 6/1 | 41,139,000 | $40,316,000 | thousands by filing date | principal |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 29,934,000 | $30,514,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 27,355,000 | $30,056,000 | thousands by filing date | principal |
| PROVIDENCE SVC CORP | 743815AB8 | NOTE 6.500% 5/1 | 28,740,000 | $29,908,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 29,442,000 | $29,148,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAK7 | NOTE 5.000%10/1 | 15,915,000 | $28,170,000 | thousands by filing date | principal |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 24,850,000 | $26,853,000 | thousands by filing date | principal |
| WEBMD HEALTH CORP | 94770VAH5 | NOTE 2.250% 3/3 | 26,435,000 | $26,005,000 | thousands by filing date | principal |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 23,464,000 | $24,373,000 | thousands by filing date | principal |
| ENDEAVOUR INTERNATIONAL CORP | 29259G101 | COM | 6,342,979 | $24,357,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AF5 | NOTE 1.500%12/1 | 22,716,000 | $22,773,000 | thousands by filing date | principal |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 20,596,000 | $21,136,000 | thousands by filing date | principal |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 21,530,000 | $20,682,000 | thousands by filing date | principal |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 22,168,000 | $20,589,000 | thousands by filing date | principal |
| LEVEL 3 COMMUNICATIONS INC | 52729NBR0 | NOTE 6.500%10/0 | 11,774,500 | $15,940,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 15,802,000 | $15,911,000 | thousands by filing date | principal |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 11,798,000 | $15,190,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 14,500,000 | $14,835,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405AF9 | NOTE 5.500%10/0 | 8,500,000 | $14,439,000 | thousands by filing date | principal |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 12,000,000 | $12,090,000 | thousands by filing date | principal |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 10,873,000 | $11,539,000 | thousands by filing date | principal |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 7,900,000 | $9,228,000 | thousands by filing date | principal |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 7,578,000 | $9,103,000 | thousands by filing date | principal |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 9,500,000 | $8,704,000 | thousands by filing date | principal |
| PENDRELL CORP | 70686R104 | COM | 3,168,714 | $8,270,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 9,500,000 | $8,123,000 | thousands by filing date | principal |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 7,250,000 | $7,431,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 7,000,000 | $6,808,000 | thousands by filing date | principal |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 669,500 | $6,012,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645AA8 | NOTE 2.875% 9/0 | 5,284,000 | $5,264,000 | thousands by filing date | principal |
| JETBLUE AIRWAYS CORP | 477143AF8 | DBCV 6.750%10/1 | 3,762,000 | $5,255,000 | thousands by filing date | principal |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 2,385,000 | $4,865,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,400,000 | $4,634,000 | thousands by filing date | put |
| JETBLUE AIRWAYS CORP | 477143AE1 | DBCV 5.500%10/1 | 2,626,000 | $4,047,000 | thousands by filing date | principal |
| JOY GLOBAL INC | 481165108 | COM | 450,000 | $3,589,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 247,500 | $3,547,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AD3 | DBCV 5.500%10/1 | 2,500,000 | $3,538,000 | thousands by filing date | principal |
| DIGITAL RIV INC | 25388BAB0 | NOTE 1.250% 1/0 | 3,000,000 | $2,978,000 | thousands by filing date | principal |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 2,500,000 | $2,891,000 | thousands by filing date | principal |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 800,000 | $2,740,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 410,400 | $2,676,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 250,000 | $1,981,000 | thousands by filing date | put |
| SONDE RESOURCES CORP | 835426107 | COM | 2,318,163 | $1,939,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 400,000 | $1,692,000 | thousands by filing date | call |
| EMERALD OIL INC | 29101U100 | COM | 238,596 | $1,637,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 266,410 | $1,630,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 954,500 | $1,473,000 | thousands by filing date | put |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 2,100,000 | $1,359,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 500,000 | $1,045,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 3,225,000 | $1,030,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 50,000 | $826,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 20,000 | $666,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 16,500 | $570,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 100,000 | $570,000 | thousands by filing date | put |
| CALPINE CORP | 131347304 | COM | 25,000 | $531,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAA5 | NOTE 2.625%12/0 | 519,000 | $519,000 | thousands by filing date | principal |
| TEEKAY CORPORATION | Y8564W103 | COM | 12,000 | $488,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 17,500 | $474,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 17,500 | $445,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 15,000 | $422,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 65,000 | $409,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 150,000 | $356,000 | thousands by filing date | put |
| SIRIUS XM RADIO INC | 82967N108 | COM | 1,450,000 | $355,000 | thousands by filing date | put |
| Walter Energy Inc | 93317Q105 | COM | 900,000 | $353,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 3,000 | $325,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 50,000 | $263,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 55,200 | $263,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,000 | $240,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 14,111 | $207,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 70,000 | $196,000 | thousands by filing date | put |
| PEABODY ENERGY CORP | 704549104 | COM | 300,000 | $171,000 | thousands by filing date | call |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 44,000 | $166,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 14,200 | $148,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 25,000 | $139,000 | thousands by filing date | put |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 100,000 | $138,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,750 | $125,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 10,000 | $108,000 | thousands by filing date | put |
| TEXAS INDUSTRIES INC | 882491103 | COM | 17,500 | $82,000 | thousands by filing date | put |
| PARAGON SHIPPING INC-CLASS A | 69913R309 | COM | 13,500 | $60,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 20,000 | $49,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 20,000 | $19,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-001494 | this filing | 2013-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-13-007560 | base | 2013-09-25 | acceptance time not in the bulk data set |