13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 1,263 holding rows worth $2,586,649,000.
- Accession
- 0001085146-13-001437
- Filer
- CIK 822581
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 1,263 entries on the cover page, a total value of $2,586,649,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,586,649,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 5,764 | $252,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 12,475 | $252,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 18,876 | $251,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 4,090 | $250,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 6,421 | $250,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 7,368 | $249,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 60,760 | $248,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 6,770 | $248,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 19,111 | $248,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 7,992 | $248,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 4,380 | $248,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 11,576 | $247,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 12,510 | $247,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 5,839 | $247,000 | thousands by filing date | |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 2,967 | $246,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,460 | $245,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 5,750 | $245,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 19,802 | $245,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 3,000 | $244,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 22,992 | $243,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 28,975 | $242,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,202 | $241,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 44,373 | $241,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 34,350 | $241,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 4,175 | $240,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 60,001 | $239,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,684 | $238,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 9,878 | $236,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 2,097 | $235,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 9,500 | $235,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 4,970 | $232,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 24,996 | $232,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 6,600 | $232,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 27,430 | $232,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 9,072 | $232,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 4,570 | $231,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 12,000 | $231,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 46,400 | $231,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 14,415 | $231,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 14,908 | $230,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 27,765 | $230,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,202 | $229,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 7,036 | $229,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD V | 09255N102 | COM | 18,709 | $229,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 20,500 | $227,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,267 | $227,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 56,244 | $227,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 14,100 | $227,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 17,079 | $227,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 8,702 | $226,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 9,869 | $226,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 2,451 | $225,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 5,545 | $224,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 15,829 | $224,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 3,549 | $224,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 4,192 | $223,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,356 | $222,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 9,850 | $222,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 3,819 | $222,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 4,814 | $221,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,354 | $220,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 12,600 | $220,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 5,500 | $219,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 18,270 | $219,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 18,733 | $219,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,600 | $219,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 12,400 | $219,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 20,000 | $218,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 23,282 | $218,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 14,700 | $217,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 13,375 | $217,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 10,926 | $217,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 16,150 | $217,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 7,000 | $216,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,968 | $216,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 8,755 | $216,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 2,123 | $216,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 2,719 | $215,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 17,627 | $215,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 27,208 | $214,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 16,661 | $214,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 8,500 | $214,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 1,730 | $213,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 12,500 | $212,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 30,719 | $212,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 4,174 | $212,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,853 | $211,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 3,254 | $211,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 2,500 | $211,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 6,600 | $209,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,149 | $208,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 5,000 | $207,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 2,010 | $207,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 5,050 | $206,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 7,400 | $205,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 19,000 | $205,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 3,000 | $204,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,249 | $203,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 5,772 | $203,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 7,253 | $203,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,474 | $202,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 4,000 | $202,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 5,252 | $202,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 13,070 | $202,000 | thousands by filing date | |
| PROLOR BIOTECH INC | 74344F106 | COM | 32,128 | $202,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 3,182 | $201,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 10,300 | $200,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,746 | $200,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 14,023 | $200,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 14,955 | $198,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 10,768 | $197,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 62,500 | $196,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 20,650 | $194,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 23,690 | $194,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 10,300 | $192,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 32,277 | $189,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 15,350 | $189,000 | thousands by filing date | |
| HELIOS HIGH YIELD FD | 42328Q109 | COM | 19,571 | $189,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 12,687 | $188,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 14,700 | $186,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 17,875 | $186,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 33,333 | $185,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 12,166 | $184,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 14,000 | $183,000 | thousands by filing date | |
| NATIONAL TECHNICAL SYSTEM IN | 638104109 | COM | 13,108 | $183,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 10,000 | $182,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 10,630 | $180,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 22,984 | $180,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 23,300 | $179,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 21,321 | $179,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 10,138 | $178,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 11,533 | $178,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 17,500 | $178,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 45,500 | $178,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,068 | $175,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 68,000 | $173,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 14,505 | $171,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 11,049 | $170,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 18,974 | $169,000 | thousands by filing date | |
| INTERMEC INC | 458786100 | COM | 17,082 | $168,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 71,800 | $167,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 65,976 | $166,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 39,869 | $166,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 17,842 | $165,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 14,300 | $165,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 17,340 | $163,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 22,879 | $162,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 10,900 | $162,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 12,450 | $158,000 | thousands by filing date | |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 55,000 | $155,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 18,600 | $153,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 45,000 | $153,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 16,275 | $149,000 | thousands by filing date | |
| MAXYGEN INC | 577776107 | COM | 59,144 | $147,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 18,668 | $147,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 18,600 | $146,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 15,808 | $146,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 18,300 | $145,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 12,800 | $144,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 14,912 | $143,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 33,328 | $142,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 15,169 | $142,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 10,800 | $141,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,706 | $141,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 12,876 | $140,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 30,000 | $140,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 10,000 | $139,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 108,771 | $139,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982105 | SHS | 200,563 | $138,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 37,000 | $137,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 17,400 | $135,000 | thousands by filing date | |
| MET-PRO CORP | 590876306 | COM | 10,000 | $134,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 12,432 | $126,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 14,500 | $124,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 86,000 | $124,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 10,977 | $121,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 11,830 | $121,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 43,135 | $120,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 14,936 | $120,000 | thousands by filing date | |
| EDGEN GROUP INC | 28014Q107 | CL A | 18,500 | $118,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 27,100 | $117,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 14,428 | $112,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,546 | $111,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 11,692 | $111,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 16,564 | $110,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 15,001 | $110,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 140,380 | $110,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 58,100 | $109,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 35,450 | $108,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 105,596 | $105,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 57,123 | $104,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 44,053 | $103,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 17,139 | $100,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 14,600 | $99,000 | thousands by filing date | |
| CLEARWIRE CORP NEW | 18538Q105 | CL A | 19,150 | $96,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 75,600 | $91,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 13,000 | $90,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 10,450 | $90,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 14,125 | $89,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 42,000 | $86,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 11,200 | $85,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 11,184 | $85,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 12,896 | $85,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 10,888 | $83,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 16,800 | $81,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 11,000 | $81,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 27,600 | $81,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 37,000 | $79,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 14,758 | $79,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 10,258 | $78,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 48,618 | $77,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 25,000 | $75,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 19,010 | $73,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 18,741 | $73,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 17,500 | $72,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 65,000 | $72,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 11,920 | $71,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 22,000 | $71,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 35,659 | $71,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 29,116 | $70,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 24,000 | $70,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 15,000 | $70,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 11,661 | $69,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 20,700 | $69,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 36,000 | $68,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 10,700 | $67,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 10,000 | $66,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 19,030 | $64,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 15,340 | $63,000 | thousands by filing date | |
| INTERNET PATENTS CORP | 46063G101 | COM | 17,500 | $63,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 15,700 | $62,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,550 | $55,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 25,001 | $55,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 92,000 | $52,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 26,342 | $50,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 51,000 | $50,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 15,000 | $47,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 34,045 | $45,000 | thousands by filing date | |
| TRANSWITCH CORP | 894065309 | COM | 121,810 | $44,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 99,351 | $41,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R204 | COM | 149,051 | $39,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 26,000 | $36,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 15,000 | $36,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 15,000 | $33,000 | thousands by filing date | |
| VIRTUAL SCOPICS INC. | 928269109 | COM | 85,700 | $33,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 13,700 | $31,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 25,600 | $30,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 30,000 | $29,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 12,276 | $28,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 11,500 | $24,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 22,750 | $22,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 10,000 | $19,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 10,000 | $19,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 21,980 | $16,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 10,000 | $13,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 15,000 | $11,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 15,000 | $9,000 | thousands by filing date | |
| GABELLI HLTHCARE & WELLNESS | 36246K129 | RIGHT 07/17/2013 | 32,259 | $5,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. | 469249106 | Common Stock | 10,000 | $5,000 | thousands by filing date | |
| LONE PINE RES INC | 54222A106 | COM | 12,000 | $4,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 10,000 | $4,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 10,000 | $4,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916110 | RIGHT 07/03/2013 | 79,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-001437 | this filing | 2013-08-14 | acceptance time not in the bulk data set |