13F-HR filed by Pinnacle Summer Investments, Inc.
Pinnacle Summer Investments, Inc. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-12, with 839 holding rows worth $405,290,000.
- Accession
- 0001085146-13-001365
- Filer
- CIK 1071341
- Filed
- 2013-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 1,050 entries on the cover page, a total value of $405,290,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $405,290,000 with VALUE read as thousands by filing date, 13F file number 028-13429. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEdelman Financial Services, LLC028-12214
- reports for this filerLeonetti & Associates, LLC028-13075
- reports for this filerGFS Advisors, LLC028-13054
- included managerSANDERS MORRIS HARRIS INC.028-12760
- included managerSMH CAPITAL ADVISORS INC028-10258
- included managerRikoon Group, LLC028-15479
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RELIANCE INC | 759509102 | COM | 300 | $20,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 492 | $20,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,847 | $20,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 405 | $20,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 302 | $20,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 1,480 | $20,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 775 | $20,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 7,600 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 323 | $20,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,078 | $19,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,008 | $19,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 1,810 | $19,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 413 | $19,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,100 | $19,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 686 | $19,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 425 | $18,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 300 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 400 | $18,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 1,000 | $18,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 1,449 | $18,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 937 | $17,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 200 | $17,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 100 | $17,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 2,250 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 600 | $17,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 9,000 | $17,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 1,200 | $17,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 202 | $17,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 6,000 | $17,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,033 | $17,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 5,000 | $17,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 1,456 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 563 | $17,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 218 | $16,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 340 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 410 | $16,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 575 | $16,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 220 | $16,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 389 | $16,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 384 | $16,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 250 | $16,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 1,234 | $16,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 1,466 | $16,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 132 | $15,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 350 | $15,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,200 | $15,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,428 | $15,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 240 | $15,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 223 | $15,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 450 | $15,000 | thousands by filing date | |
| KUBOTA CORP ADR | 501173207 | USD | 200 | $15,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,250 | $15,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 443 | $15,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 144 | $15,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 300 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E234 | GBX PUREGOLD NEW | 1,435 | $15,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 296 | $14,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 500 | $14,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 334 | $14,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 131 | $14,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 375 | $14,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 167 | $14,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 392 | $14,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 162 | $14,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 170 | $14,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 1,099 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 500 | $14,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 950 | $14,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 435 | $14,000 | thousands by filing date | |
| ING INTERNATIONAL | 45684Q100 | COM | 1,534 | $14,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 250 | $13,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 24 | $13,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 226 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 330 | $13,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 300 | $13,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 301 | $13,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 300 | $13,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 500 | $13,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 145 | $13,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 24 | $12,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 220 | $12,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 260 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 200 | $12,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,000 | $12,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 400 | $12,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 200 | $12,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 481 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 205 | $12,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 540 | $12,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,500 | $12,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 375 | $12,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 415 | $12,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 183 | $12,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 1,300 | $12,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 640 | $12,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 800 | $12,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 165 | $11,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 280 | $11,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 180 | $11,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 105 | $11,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 30 | $11,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 247 | $11,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,448 | $11,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 324 | $11,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 106 | $11,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 42 | $11,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 366 | $11,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 5,105 | $11,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 427 | $11,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,000 | $11,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 300 | $11,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 600 | $11,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 94 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 60 | $10,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 225 | $10,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 300 | $10,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 142 | $10,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 173 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 356 | $10,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 385 | $10,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 400 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 258 | $10,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 375 | $10,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 1,300 | $10,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 111 | $10,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 8,000 | $10,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 806 | $10,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 250 | $9,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 175 | $9,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 269 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 200 | $9,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 205 | $9,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 150 | $9,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 105 | $9,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 100 | $9,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 1,180 | $9,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 400 | $9,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 75 | $9,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 340 | $9,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 86 | $8,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 512 | $8,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 81 | $8,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 226 | $8,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 710 | $8,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 360 | $8,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 145 | $8,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 115 | $8,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 113 | $8,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 490 | $8,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 100 | $8,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 200 | $8,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 146 | $8,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 401 | $8,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 322 | $8,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 200 | $8,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 67 | $8,000 | thousands by filing date | |
| POWERSHARES LUX | 73935X633 | LX NANOTCH PTF | 1,130 | $8,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 100 | $7,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 115 | $7,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 100 | $7,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 85 | $7,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 279 | $7,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 200 | $7,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 44 | $7,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 216 | $7,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 234 | $7,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 52 | $7,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 101 | $7,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 263 | $7,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 158 | $7,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 215 | $7,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 75 | $7,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 133 | $7,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 200 | $7,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 136 | $7,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 150 | $6,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 121 | $6,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 200 | $6,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 148 | $6,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 100 | $6,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 57 | $6,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 130 | $6,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 90 | $6,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 332 | $6,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 1,000 | $6,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 150 | $6,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,100 | $6,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 225 | $6,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 300 | $6,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 100 | $6,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 49 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 51 | $5,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 138 | $5,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 84 | $5,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 193 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 50 | $5,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 147 | $5,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 503 | $5,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 90 | $5,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 100 | $5,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 80 | $5,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 375 | $5,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 103 | $5,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 230 | $5,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 151 | $5,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 122 | $5,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 202 | $5,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 130 | $5,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 1,271 | $5,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 690 | $5,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 1,428 | $5,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 1,500 | $5,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 96 | $4,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 49 | $4,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 100 | $4,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 45 | $4,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 220 | $4,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 128 | $4,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 238 | $4,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,341 | $4,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 100 | $4,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 343 | $4,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 103 | $4,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 161 | $4,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 210 | $4,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 105 | $4,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 36 | $4,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 352 | $4,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 100 | $4,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 34 | $4,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 170 | $4,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 100 | $4,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 174 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 150 | $4,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954107 | COM | 7,500 | $4,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 274 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 36 | $3,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 124 | $3,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 37 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 96 | $3,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 80 | $3,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 68 | $3,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $3,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 125 | $3,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 50 | $3,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 45 | $3,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 78 | $3,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 50 | $3,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 79 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 105 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 41 | $3,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 233 | $3,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 280 | $3,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 100 | $3,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 47 | $3,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 40 | $3,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 40 | $3,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 63 | $3,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 100 | $3,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 50 | $3,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 28 | $3,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 1,500 | $3,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 370 | $3,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 360 | $3,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 95 | $3,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 110 | $3,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 570 | $3,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 2,000 | $3,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 200 | $3,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 180 | $3,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461837 | EGS CHIN INF ETF | 212 | $3,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 111 | $3,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 39 | $2,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 66 | $2,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 70 | $2,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 100 | $2,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 103 | $2,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 74 | $2,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 287 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 94 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 83 | $2,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 148 | $2,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 103 | $2,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 100 | $2,000 | thousands by filing date | |
| SONDE RESOURCES CORP | 835426107 | COM | 2,400 | $2,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 280 | $2,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 140 | $2,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 200 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 100 | $2,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 203 | $1,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 100 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 49 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 22 | $1,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 16 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 50 | $1,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 100 | $1,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 33 | $1,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 104 | $1,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 167 | $1,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 331 | $1,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 105 | $1,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 83 | $1,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 150 | $1,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 12 | $1,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 56 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 142 | $1,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 75 | $1,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 50 | $1,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 1,000 | $1,000 | thousands by filing date | |
| CLEARWIRE CORP NEW | 18538Q105 | CL A | 200 | $1,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 36 | $1,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 64 | $1,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 120 | $1,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC NEW DEL | 26817R108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSI CORPORATION | 502161102 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROUSE PPTYS INC | 779287101 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 256 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERVALU INC | 868536103 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHARD SUPPLY HARDWARE STORES CORP | 685691404 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRUMBS BAKE SHOP | 228803102 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 325 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-001365 | this filing | 2013-08-12 | acceptance time not in the bulk data set |