13F-HR filed by Brown Advisory Securities, LLC
Brown Advisory Securities, LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-08, with 257 holding rows worth $206,358,000.
- Accession
- 0001085146-13-001323
- Filer
- CIK 1389479
- Filed
- 2013-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 257 entries on the cover page, a total value of $206,358,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $206,358,000 with VALUE read as thousands by filing date, 13F file number 028-12353. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 20,481 | $8,134,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 85,996 | $7,768,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 83,838 | $6,447,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 101,711 | $5,114,000 | thousands by filing date | |
| 38259p508 | COM | 5,548 | $4,889,000 | thousands by filing date | ||
| MasterCard, Inc | 57636Q104 | COM | 8,379 | $4,809,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 52,985 | $4,548,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 73,551 | $4,485,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 37,370 | $4,187,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 113,844 | $3,940,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 20,370 | $3,898,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 45,141 | $3,690,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 44,757 | $3,221,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 122,803 | $2,848,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 36,542 | $2,615,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 42,154 | $2,603,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 35,339 | $2,595,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 39,422 | $2,494,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 51,551 | $2,392,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 58,428 | $2,267,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 64,000 | $2,265,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 35,446 | $2,171,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 17,305 | $2,053,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 32,679 | $2,033,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 77,062 | $1,869,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 18,337 | $1,822,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 47,237 | $1,800,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 23,768 | $1,777,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 19,175 | $1,741,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 39,210 | $1,713,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 40,682 | $1,629,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 21,275 | $1,559,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 72,919 | $1,544,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 53,702 | $1,534,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 12,425 | $1,425,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 46,091 | $1,413,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 22,678 | $1,356,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 11,181 | $1,347,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 32,632 | $1,345,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 17,716 | $1,344,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 18,686 | $1,314,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 24,883 | $1,308,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 11,538 | $1,290,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 18,077 | $1,275,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 14,498 | $1,237,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 62,002 | $1,231,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 26,773 | $1,223,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 41,077 | $1,152,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 25,858 | $1,150,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,006 | $1,113,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 14,804 | $1,082,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 11,904 | $1,032,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 14,131 | $1,029,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 15,964 | $1,008,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 28,719 | $999,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 24,169 | $996,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 25,230 | $982,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 13,571 | $957,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 18,769 | $914,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 10,745 | $908,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 13,074 | $884,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 16,641 | $877,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 35,135 | $857,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 10,152 | $849,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 31,845 | $843,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 9,802 | $842,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 11,092 | $827,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 12,777 | $826,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 7,553 | $824,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 9,675 | $788,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 21,124 | $788,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 9,460 | $778,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 9,036 | $757,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 23,279 | $753,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 21,484 | $747,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 13,674 | $743,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 12,819 | $733,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 30,754 | $725,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,298 | $715,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 8,492 | $708,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,270 | $701,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 8,310 | $699,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 17,762 | $684,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 14,815 | $654,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 11,507 | $652,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 10,146 | $649,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 18,730 | $645,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 53,855 | $643,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,772 | $640,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 10,574 | $632,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 7,875 | $632,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 15,387 | $621,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 9,896 | $597,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 9,858 | $587,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 15,259 | $551,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,890 | $548,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,074 | $546,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10,864 | $529,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 19,727 | $527,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,371 | $522,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 6,189 | $522,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 29,356 | $515,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 11,422 | $511,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,147 | $500,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 8,900 | $499,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 17,552 | $496,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,356 | $493,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 7,523 | $493,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 19,737 | $490,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 5,469 | $488,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 7,439 | $488,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,994 | $485,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 6,512 | $484,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 46,027 | $481,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 4,046 | $469,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,335 | $464,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 36,943 | $464,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,752 | $457,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 18,214 | $446,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 5,891 | $446,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 7,950 | $442,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,842 | $431,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 11,914 | $429,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6,467 | $425,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,556 | $425,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 16,395 | $423,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 15,000 | $422,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,966 | $419,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 15,400 | $417,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 18,600 | $416,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 10,097 | $416,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 5,910 | $411,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 5,593 | $408,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 6,082 | $407,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 5,241 | $405,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 6,400 | $399,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 3,500 | $399,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 3,977 | $398,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 7,079 | $392,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 7,722 | $391,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,867 | $386,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 16,970 | $384,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 29,773 | $383,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 27,948 | $383,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 6,642 | $371,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 4,150 | $369,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 5,000 | $363,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 14,000 | $359,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 6,163 | $356,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 11,798 | $356,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,902 | $351,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,941 | $340,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 5,094 | $340,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,336 | $339,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 6,977 | $339,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 6,400 | $338,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,629 | $328,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,370 | $327,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 2,947 | $326,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 8,851 | $325,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 4,094 | $320,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 8,569 | $312,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,343 | $299,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,888 | $292,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,361 | $292,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,578 | $289,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,951 | $287,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,547 | $284,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 14,765 | $283,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,438 | $281,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 8,455 | $281,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 9,000 | $281,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,537 | $279,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,450 | $279,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,044 | $279,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,375 | $279,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,836 | $276,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 44,750 | $272,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,009 | $271,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 15,160 | $270,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 8,267 | $263,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 8,481 | $260,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,572 | $258,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,208 | $252,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 11,782 | $252,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 4,701 | $251,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 8,369 | $251,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 4,753 | $248,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 5,718 | $244,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 8,148 | $242,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 12,331 | $237,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,145 | $237,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 3,683 | $233,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 6,093 | $232,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,447 | $232,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 6,068 | $232,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 13,125 | $229,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5,516 | $229,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,287 | $228,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 8,300 | $223,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,115 | $217,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 6,194 | $216,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,648 | $215,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 6,145 | $212,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 50,550 | $210,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,607 | $203,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,556 | $200,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 11,920 | $184,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 11,187 | $179,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 25,000 | $177,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 10,108 | $158,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 11,238 | $154,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 20,000 | $154,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 11,643 | $143,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 13,450 | $128,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 11,000 | $127,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 23,000 | $54,000 | thousands by filing date | principal |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 30,000 | $40,000 | thousands by filing date | principal |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 21,000 | $40,000 | thousands by filing date | principal |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 20,000 | $38,000 | thousands by filing date | principal |
| E M C CORP MASS | 268648AM4 | NOTE 1.750%12/0 | 22,000 | $32,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 21,000 | $32,000 | thousands by filing date | principal |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 20,000 | $31,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 10,260 | $30,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 21,000 | $29,000 | thousands by filing date | principal |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 20,000 | $29,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 10,000 | $29,000 | thousands by filing date | principal |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 11,000 | $24,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 22,000 | $24,000 | thousands by filing date | principal |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 13,000 | $24,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 23,000 | $24,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 23,000 | $23,000 | thousands by filing date | principal |
| WABASH NATL CORP | 929566AH0 | CNV | 21,000 | $23,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 22,000 | $22,000 | thousands by filing date | principal |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 10,000 | $22,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 22,000 | $22,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 22,000 | $22,000 | thousands by filing date | principal |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 10,000 | $22,000 | thousands by filing date | principal |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 20,000 | $21,000 | thousands by filing date | principal |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 22,000 | $21,000 | thousands by filing date | principal |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 21,000 | $21,000 | thousands by filing date | principal |
| MOLSON COORS BREWING CO | 60871RAA8 | NOTE 2.500% 7/3 | 20,000 | $20,000 | thousands by filing date | principal |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 11,000 | $20,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 20,000 | $20,000 | thousands by filing date | principal |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 11,000 | $13,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 10,000 | $12,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 10,000 | $12,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 11,000 | $12,000 | thousands by filing date | principal |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 10,000 | $12,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 10,000 | $12,000 | thousands by filing date | principal |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 11,000 | $11,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 11,000 | $11,000 | thousands by filing date | principal |
| CIENA CORP | 171779AE1 | NOTE | 11,000 | $11,000 | thousands by filing date | principal |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 11,000 | $11,000 | thousands by filing date | principal |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 10,000 | $10,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE 1.625 | 440543AE6 | FRNT 1.625%11/1 | 10,000 | $10,000 | thousands by filing date | principal |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 10,000 | $10,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-001323 | this filing | 2013-08-08 | acceptance time not in the bulk data set |