13F-HR filed by MacKay Shields LLC
MacKay Shields LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-07, with 131 holding rows worth $1,875,421,000.
- Accession
- 0001085146-13-001310
- Filer
- CIK 61227
- Filed
- 2013-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 142 entries on the cover page, a total value of $1,875,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,875,421,000 with VALUE read as thousands by filing date, 13F file number 028-00046. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNEW YORK LIFE INVESTMENT MANAGEMENT LLC028-06325
- included managerUBS GLOBAL ASSET MANAGEMENT AMERICAS INC028-02682
- included managerMercer Investment Management, Inc.028-12567
- included managerFIRST TRUST ADVISORS LP028-06487
- included managerMercer Trust Co028-14465
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 31,343,000 | $71,142,000 | thousands by filing date | principal |
| T-Mobile US,Inc. | 872590104 | COM | 2,375,250 | $58,930,000 | thousands by filing date | |
| APACHE CORP | 037411808 | PFD CONV SER D | 1,223,577 | $58,414,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 28,722,000 | $52,879,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 403,668 | $52,202,000 | thousands by filing date | |
| E M C CORP MASS | 268648AM4 | NOTE 1.750%12/0 | 34,979,000 | $51,701,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 845,921 | $50,221,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 893,327 | $48,946,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 43,484,000 | $45,743,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 28,485,000 | $42,829,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,235,268 | $41,147,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 28,893,000 | $39,136,000 | thousands by filing date | principal |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 27,742,000 | $35,845,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 23,575,000 | $34,305,000 | thousands by filing date | principal |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 27,513,000 | $32,964,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 25,214,000 | $32,175,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 2,009,500 | $31,087,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 25,207,000 | $30,823,000 | thousands by filing date | principal |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 17,595,000 | $30,815,000 | thousands by filing date | principal |
| GOLDCORP INC NEW | 380956409 | COM | 1,200,000 | $29,676,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 22,402,000 | $29,333,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 602,376 | $29,010,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 15,926,000 | $28,839,000 | thousands by filing date | principal |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 12,018,000 | $28,531,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 560,506 | $26,887,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 13,841,000 | $25,655,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 9,117,000 | $25,277,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 17,805,000 | $25,183,000 | thousands by filing date | principal |
| U S CONCRETE INC | 90333L201 | COM | 1,379,903 | $22,658,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 20,824,000 | $22,106,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 17,567,000 | $21,981,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 19,986,000 | $20,644,000 | thousands by filing date | principal |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 18,825,000 | $20,091,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 19,335,000 | $19,165,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 16,518,000 | $19,043,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 16,934,000 | $18,236,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 17,303,000 | $17,909,000 | thousands by filing date | principal |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 15,179,000 | $17,608,000 | thousands by filing date | principal |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 7,112,000 | $17,456,000 | thousands by filing date | principal |
| HERTZ GLOBAL HOLDINGS INC | 42805TAA3 | NOTE 5.250% 6/0 | 5,439,000 | $16,361,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 13,810,000 | $16,123,000 | thousands by filing date | principal |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 14,439 | $16,021,000 | thousands by filing date | |
| INSULET CORP | 45784PAC5 | CNV | 12,083,000 | $15,814,000 | thousands by filing date | principal |
| MEDIVATION INC | 58501NAA9 | NOTE | 12,386,000 | $15,692,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 29,987,000 | $15,518,000 | thousands by filing date | principal |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 295,345 | $14,565,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 10,084,000 | $14,408,000 | thousands by filing date | principal |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 12,417,000 | $14,272,000 | thousands by filing date | principal |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 12,657,000 | $14,194,000 | thousands by filing date | principal |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 9,654,000 | $13,820,000 | thousands by filing date | principal |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 13,029,000 | $13,762,000 | thousands by filing date | principal |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 230,730 | $13,597,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 11,386 | $13,595,000 | thousands by filing date | |
| PPL CORP | 69351T601 | PREF CONV | 255,127 | $13,394,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 5,420,000 | $13,342,000 | thousands by filing date | principal |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 10,694,000 | $13,294,000 | thousands by filing date | principal |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 11,875,000 | $12,565,000 | thousands by filing date | principal |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 7,449,000 | $12,496,000 | thousands by filing date | principal |
| PEABODY ENERGY CORP | 704549104 | COM | 850,000 | $12,444,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 11,026,000 | $12,087,000 | thousands by filing date | principal |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 10,606,000 | $10,679,000 | thousands by filing date | principal |
| ICAHN ENTERPRISES LP | 451102AB3 | CNV | 10,478,000 | $10,494,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 7,506,000 | $10,032,000 | thousands by filing date | principal |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 9,390,000 | $9,789,000 | thousands by filing date | principal |
| JANUS CAPITAL GROUP INC | 47102XAG0 | CNV | 9,339,000 | $9,771,000 | thousands by filing date | principal |
| CIT GROUP INC COM NEW | 125581801 | Stock | 208,001 | $9,699,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 201,000 | $9,272,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 9,591,000 | $9,075,000 | thousands by filing date | principal |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 7,605,000 | $8,993,000 | thousands by filing date | principal |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 7,000,000 | $8,964,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 8,017,000 | $8,908,000 | thousands by filing date | principal |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 8,089,000 | $8,816,000 | thousands by filing date | principal |
| AFFILIATED MANAGERS 3.950/15/38 | 008252AL2 | NOTE | 6,541,000 | $8,430,000 | thousands by filing date | principal |
| HALLIBURTON CO COM | 406216101 | Stock | 195,042 | $8,137,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 7,385,000 | $8,086,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 7,000,000 | $6,843,000 | thousands by filing date | principal |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 6,194,000 | $6,618,000 | thousands by filing date | principal |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 6,027,000 | $6,490,000 | thousands by filing date | principal |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 4,207,000 | $6,405,000 | thousands by filing date | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 135,732 | $6,305,000 | thousands by filing date | |
| GENCORP INC | 368682AN0 | SDCV | 3,215,000 | $5,928,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 5,453,000 | $5,485,000 | thousands by filing date | principal |
| MOLSON COORS BREWING CO | 60871RAA8 | NOTE 2.500% 7/3 | 5,198,000 | $5,251,000 | thousands by filing date | principal |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 80,000 | $4,893,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 4,746,000 | $4,855,000 | thousands by filing date | principal |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 5,225,000 | $4,768,000 | thousands by filing date | principal |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 6,557,000 | $4,553,000 | thousands by filing date | principal |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 66,699 | $4,419,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 3,809,000 | $4,147,000 | thousands by filing date | principal |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 181,948 | $3,894,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 4,175,000 | $3,789,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE 1.625 | 440543AE6 | FRNT 1.625%11/1 | 2,637,000 | $3,042,000 | thousands by filing date | principal |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 3,007,000 | $3,035,000 | thousands by filing date | principal |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 2,350,000 | $2,987,000 | thousands by filing date | principal |
| CIENA CORP | 171779AE1 | NOTE | 3,008,000 | $2,892,000 | thousands by filing date | principal |
| TIDEWATER INC | 886423102 | COM | 50,200 | $2,860,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 47,000 | $2,732,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 2,684,000 | $2,712,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 2,237,000 | $2,583,000 | thousands by filing date | principal |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 157,999 | $2,203,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 163,808 | $2,172,000 | thousands by filing date | |
| QUANTUM CORP | 747906AG0 | NOTE 3.500%11/1 | 2,205,000 | $2,089,000 | thousands by filing date | principal |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 116,357 | $1,834,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 119,553 | $1,640,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 108,437 | $1,596,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 22,000 | $1,577,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 105,041 | $1,550,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 1,303,000 | $1,339,000 | thousands by filing date | principal |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 1,045,000 | $1,328,000 | thousands by filing date | principal |
| XPO INC COM | 983793100 | Stock | 71,428 | $1,292,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 76,535 | $1,068,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 70,681 | $1,041,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 18,000 | $970,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 10,691 | $594,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 550,000 | $537,000 | thousands by filing date | principal |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 343,000 | $455,000 | thousands by filing date | principal |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 371,000 | $339,000 | thousands by filing date | principal |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 22,040 | $316,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 13,120 | $296,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 17,036 | $226,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 12,886 | $180,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 35,000 | $41,000 | thousands by filing date | principal |
| OMNICOM GROUP INC COM | 681919106 | Stock | 639 | $40,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AQ6 | NOTE 1.500% 8/0 | 17,000 | $26,000 | thousands by filing date | principal |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 17,000 | $24,000 | thousands by filing date | principal |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 17,000 | $16,000 | thousands by filing date | principal |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 12,000 | $12,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 11,000 | $11,000 | thousands by filing date | principal |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 12,000 | $9,000 | thousands by filing date | principal |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 6,000 | $7,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 6,000 | $6,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-001310 | this filing | 2013-08-07 | acceptance time not in the bulk data set |