13F-HR filed by Efficient Market Advisors, LLC
Efficient Market Advisors, LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-07-31, with 117 holding rows worth $275,035,000.
- Accession
- 0001085146-13-001262
- Filer
- CIK 1429788
- Filed
- 2013-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 117 entries on the cover page, a total value of $275,035,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $275,035,000 with VALUE read as thousands by filing date, 13F file number 028-13603. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 773,636 | $39,146,000 | thousands by filing date | |
| IJH | 464287507 | COM | 264,475 | $30,546,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 260,406 | $27,350,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 153,259 | $24,586,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 225,559 | $16,542,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 172,225 | $15,719,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 153,901 | $14,928,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 304,098 | $11,945,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 996,559 | $10,583,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 226,919 | $8,802,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 87,945 | $7,942,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 431,000 | $7,611,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 299,100 | $7,402,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 198,346 | $7,060,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 80,205 | $5,888,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 100,665 | $5,768,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 462,171 | $5,185,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 466,172 | $5,086,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 46,695 | $4,443,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 29,332 | $1,941,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 19,163 | $1,795,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 35,329 | $1,562,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 35,307 | $1,394,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 59,554 | $1,391,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,903 | $1,079,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 22,858 | $994,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 10,530 | $887,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 22,500 | $850,000 | thousands by filing date | |
| VTI | 922908769 | COM | 9,863 | $815,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 7,136 | $577,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 13,109 | $501,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 8,811 | $471,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 12,191 | $390,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,200 | $325,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,823 | $300,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,810 | $200,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 8,442 | $155,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,854 | $136,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 4,891 | $133,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 5,000 | $125,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,000 | $118,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,276 | $115,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 26,000 | $110,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 3,286 | $109,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 3,152 | $99,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,200 | $92,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 3,636 | $91,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 3,786 | $88,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,500 | $86,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,221 | $86,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 5,000 | $77,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 4,950 | $72,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 3,000 | $67,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 587 | $63,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 400 | $61,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,150 | $60,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,200 | $60,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 3,324 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 850 | $54,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 730 | $45,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 20,000 | $44,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,503 | $37,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,530 | $35,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 763 | $35,000 | thousands by filing date | |
| 38259p508 | COM | 40 | $35,000 | thousands by filing date | ||
| Johnson & Johnson | 478160104 | COM | 400 | $34,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 400 | $34,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 2,000 | $31,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 75 | $30,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,225 | $30,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 2,000 | $29,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 2,023 | $27,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,500 | $27,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,408 | $26,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,053 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 756 | $22,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,100 | $21,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 489 | $21,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 500 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 858 | $20,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 600 | $20,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 116 | $19,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 200 | $16,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 300 | $16,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 400 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 188 | $15,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 1,000 | $15,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,000 | $14,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 1,107 | $14,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,000 | $13,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 285 | $13,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,083 | $13,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 227 | $12,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 1,000 | $12,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 912 | $12,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 1,000 | $12,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 648 | $10,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 1,000 | $9,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 35 | $7,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 200 | $5,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 50 | $5,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 58 | $5,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 75 | $5,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,000 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 22 | $2,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 130 | $2,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 11 | $1,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 11 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 288 | $1,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 12 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERNIUM SA | 880890108 | SPONSORED ADS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-001262 | this filing | 2013-07-31 | acceptance time not in the bulk data set |