13F-HR filed by PATHSTONE FAMILY OFFICE, LLC
PATHSTONE FAMILY OFFICE, LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-07-24, with 381 holding rows worth $86,087,000.
- Accession
- 0001085146-13-001218
- Filer
- CIK 1511137
- Filed
- 2013-07-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 381 entries on the cover page, a total value of $86,087,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $86,087,000 with VALUE read as thousands by filing date, 13F file number 028-14122. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerSAWGRASS ASSET MANAGEMENT LLC028-05505
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 2,383,291 | $57,486,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 61,860 | $3,172,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 22,995 | $2,272,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 24,651 | $2,217,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 29,111 | $1,668,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 8,590 | $1,377,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 861,699 | $965,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,705 | $678,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 6,025 | $636,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 25,975 | $633,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 7,749 | $342,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 5,400 | $291,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 29,922 | $285,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,756 | $268,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 2,000 | $266,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 7,500 | $255,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,187 | $253,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,433 | $249,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,851 | $230,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 4,903 | $228,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 6,500 | $216,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,960 | $190,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 13,221 | $187,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 7,500 | $180,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 7,000 | $175,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 6,420 | $175,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,999 | $173,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 3,000 | $167,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 996 | $160,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,713 | $160,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,441 | $152,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 7,629 | $149,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,730 | $148,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 3,767 | $143,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 3,068 | $140,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,481 | $137,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,636 | $136,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,928 | $131,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 10,000 | $128,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 7,400 | $128,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,090 | $125,000 | thousands by filing date | |
| 38259p508 | COM | 136 | $119,000 | thousands by filing date | ||
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,482 | $116,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 6,472 | $114,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 584 | $112,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,360 | $110,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 277,000 | $110,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,540 | $109,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 4,000 | $100,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1,862 | $98,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 3,061 | $97,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,677 | $95,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 2,367 | $92,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 4,000 | $90,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 820 | $89,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,008 | $88,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,219 | $88,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 313 | $87,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 3,507 | $87,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,569 | $86,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,030 | $85,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,535 | $84,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,981 | $81,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 869 | $80,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,965 | $78,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,712 | $77,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,826 | $77,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 6,413 | $76,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,211 | $74,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 3,252 | $73,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,226 | $72,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,358 | $71,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 847 | $71,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 4,000 | $71,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,500 | $70,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 2,000 | $69,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2,004 | $68,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 5,204 | $66,000 | thousands by filing date | |
| ISHARES TR | 464289800 | S&P TARGET 40 | 1,690 | $66,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 56,465 | $63,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,774 | $62,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,000 | $61,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 955 | $61,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 630 | $61,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,000 | $60,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 3,141 | $58,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,458 | $57,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 530 | $57,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,274 | $57,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,234 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,449 | $57,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 773 | $57,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 3,314 | $57,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 713 | $56,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 2,124 | $56,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 960 | $55,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 1,852 | $55,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 961 | $54,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 100 | $53,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 3,010 | $53,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,352 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 650 | $52,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,000 | $52,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 465 | $52,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 713 | $52,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,000 | $51,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 439 | $50,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 2,000 | $50,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 758 | $49,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 2,929 | $48,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 2,463 | $47,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,190 | $47,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 382 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,198 | $46,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 2,000 | $46,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 2,000 | $46,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 800 | $46,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 118 | $46,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,313 | $45,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 2,400 | $45,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 2,265 | $44,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 805 | $44,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 685 | $43,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 750 | $43,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 586 | $43,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 1,970 | $43,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,060 | $42,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 500 | $42,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 2,000 | $42,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 3,000 | $42,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 920 | $42,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 226 | $41,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 895 | $41,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 400 | $40,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 425 | $39,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 150 | $39,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 1,210 | $39,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 152 | $39,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 835 | $39,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 327 | $38,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 220 | $38,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 1,280 | $38,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 2,290 | $38,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 471 | $37,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,360 | $37,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 1,060 | $36,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,274 | $35,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 2,070 | $35,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 4,000 | $35,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 596 | $34,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 486 | $34,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 615 | $34,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,130 | $34,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,500 | $34,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 528 | $33,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 1,010 | $33,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 2,546 | $31,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 317 | $31,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 370 | $30,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 20,000 | $30,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,000 | $30,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 815 | $30,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 475 | $30,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 355 | $30,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,000 | $30,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,000 | $29,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,139 | $29,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 580 | $28,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,135 | $28,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 395 | $28,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 370 | $26,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 870 | $26,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 500 | $25,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 361 | $25,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,000 | $25,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 2,000 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 1,384 | $25,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 454 | $24,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 11,000 | $24,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 300 | $23,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 176 | $23,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 530 | $23,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 565 | $23,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 300 | $23,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 1,350 | $23,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 912 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 337 | $22,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 2,000 | $22,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 117 | $22,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 500 | $22,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 3,000 | $22,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,500 | $21,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 477 | $21,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 260 | $19,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 1,246 | $19,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 405 | $19,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 400 | $18,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 720 | $18,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 800 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 273 | $18,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 600 | $18,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 1,000 | $18,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 275 | $18,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 241 | $17,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 465 | $17,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 650 | $17,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 400 | $16,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 315 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 385 | $15,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 100 | $15,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 800 | $15,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 115 | $14,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 180 | $14,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 346 | $14,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 157 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 190 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 290 | $14,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 209 | $14,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 265 | $14,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 538 | $13,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 300 | $13,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 2,000 | $13,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 1,800 | $13,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 800 | $13,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 1,909 | $13,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 337 | $12,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 110 | $12,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 140 | $12,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 60 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 112 | $12,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 130 | $12,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 300 | $12,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 103 | $11,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 135 | $11,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 47 | $11,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 190 | $11,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,698 | $11,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 150 | $11,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 220 | $11,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 90 | $10,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 240 | $10,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 170 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 100 | $10,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 155 | $10,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 125 | $9,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 122 | $9,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 210 | $9,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 104 | $9,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 200 | $9,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 166 | $9,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 269 | $9,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 500 | $9,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 115 | $8,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 104 | $8,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 99 | $8,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 1,000 | $8,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 70 | $7,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 100 | $7,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 94 | $7,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 511 | $7,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 55 | $6,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 130 | $6,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 205 | $6,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 177 | $6,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 70 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 263 | $6,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 68 | $6,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 128 | $6,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 400 | $6,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 285 | $6,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 69 | $6,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 70 | $5,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 42 | $5,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 47 | $5,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 67 | $5,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 15 | $5,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 76 | $5,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 71 | $5,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 75 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 44 | $5,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 285 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 37 | $5,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 65 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 270 | $5,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 235 | $5,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 200 | $5,000 | thousands by filing date | |
| OVERLAND STORAGE INC | 690310206 | COM NEW | 4,559 | $5,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760129 | SHS | 3,332 | $5,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,000 | $4,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 40 | $4,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 103 | $4,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 66 | $4,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 80 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 54 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 55 | $4,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 40 | $4,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 200 | $4,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 126 | $4,000 | thousands by filing date | |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 2,000 | $4,000 | thousands by filing date | |
| CHINA HOUSING & LAND DEV INC | 16939V103 | COM | 2,264 | $4,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 200 | $3,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 24 | $3,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 23 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 41 | $3,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 40 | $3,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 38 | $3,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 33 | $3,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 10 | $3,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 38 | $3,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 28 | $3,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 40 | $3,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 36 | $3,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 50 | $3,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 51 | $3,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 64 | $3,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 63 | $3,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 110 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 80 | $3,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 25 | $3,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 52 | $3,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 107 | $3,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 100 | $3,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 114 | $3,000 | thousands by filing date | |
| SONDE RESOURCES CORP | 835426107 | COM | 3,000 | $3,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 81 | $3,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 200 | $3,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 114 | $3,000 | thousands by filing date | |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 125 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC IPTH NAT GAS | 06740P239 | COM | 122 | $3,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 45 | $2,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 30 | $2,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100 | $2,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 45 | $2,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 100 | $2,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 23 | $2,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 94 | $2,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 59 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 22 | $2,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 70 | $2,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 52 | $2,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 223 | $2,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 23 | $2,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 237 | $2,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 30 | $2,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 855 | $2,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 8,720 | $2,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 25 | $1,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 21 | $1,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 17 | $1,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 143 | $1,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 23 | $1,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 25 | $1,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 272 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 21 | $1,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 20 | $1,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 60 | $1,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 23 | $1,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 22 | $1,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 22 | $1,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 27 | $1,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 200 | $1,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 100 | $1,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 500 | $1,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 21 | $1,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 25 | $1,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 25 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 20 | $1,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Salesforce.com, Inc | 79466L302 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HASBRO INC COM | 418056107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVR ENERGY, INC. | 12662P108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WHOLE FOODS MKT INC | 966837106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YAMANA GOLD INC | 98462Y100 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINKEDIN CORP | 53578A108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RENREN INC | 759892102 | SPONSORED ADR | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-001218 | this filing | 2013-07-24 | acceptance time not in the bulk data set |