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13F-HR filed by Clear Harbor Asset Management, LLC

Clear Harbor Asset Management, LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-07-19, with 201 holding rows worth $337,394,000.

Accession
0001085146-13-001190
Filed
2013-07-19
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2013

A holdings report, 201 entries on the cover page, a total value of $337,394,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $337,394,000 with VALUE read as thousands by filing date, 13F file number 028-14126. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
ROPER TECHNOLOGIES INC COM776696106Stock380,302$47,241,000thousands by filing date
PIONEER NATURAL RESOURCES CO723787107COM111,960$16,206,000thousands by filing date
AMERICAN WTR WKS CO INC NEW COM030420103Stock265,674$10,954,000thousands by filing date
NORTHERN OIL & GAS INC NEV665531109COM733,604$9,786,000thousands by filing date
TRIMBLE INC COM896239100Stock354,445$9,212,000thousands by filing date
FLEX LTD ORDY2573F102Stock1,126,109$8,716,000thousands by filing date
CORE LABORATORIES N VN22717107COM55,767$8,458,000thousands by filing date
PARKER-HANNIFIN CORP COM701094104Stock84,152$8,028,000thousands by filing date
ENERGEN CORP29265N108COM145,794$7,619,000thousands by filing date
JOHNSON CONTROLS INT F478366107COM197,736$7,077,000thousands by filing date
EXXON MOBIL CORP30231G102COM77,197$6,975,000thousands by filing date
HARTFORD INSURANCE GROUP INC COM416515104Stock194,201$6,005,000thousands by filing date
QUESTAR CORP748356102COM244,952$5,842,000thousands by filing date
NORTHWEST NATURAL GAS CO667655104COM132,103$5,612,000thousands by filing date
Berkshire Hathaway Inc084670702COM49,955$5,591,000thousands by filing date
APACHE CORP037411105COM66,159$5,546,000thousands by filing date
EQT CORP COM26884L109Stock69,473$5,514,000thousands by filing date
Caterpillar Inc.149123101COM66,616$5,495,000thousands by filing date
Apple Inc037833100COM12,234$4,851,000thousands by filing date
Johnson & Johnson478160104COM51,380$4,411,000thousands by filing date
QEP RESOURCES INC74733V100COM151,710$4,215,000thousands by filing date
FX ENERGY INC302695101COM1,209,474$3,882,000thousands by filing date
SEAGATE TECHNOLOGY PLCG7945M107SHS85,725$3,843,000thousands by filing date
VODAFONE GP PLC92857W209ADR131,685$3,785,000thousands by filing date
CONNECTICUT WTR SVC INC207797101COM130,175$3,736,000thousands by filing date
NEW JERSEY RES CORP646025106COM87,559$3,636,000thousands by filing date
SOUTH JERSEY INDUSTRIES INC838518108COM62,233$3,573,000thousands by filing date
CHINA CERAMICS CO LTDG2113X100SHS1,601,523$3,331,000thousands by filing date
HEXCEL CORP NEW428291108COM94,225$3,208,000thousands by filing date
GENERAL ELEC CO369604103COM134,293$3,114,000thousands by filing date
Microsoft Corp594918104COM88,065$3,042,000thousands by filing date
CHESAPEAKE UTILS CORP165303108COM58,440$3,009,000thousands by filing date
ENERNOC INC292764107COMMON STOCK226,410$3,002,000thousands by filing date
AXIS CAP HLDGS LTD SHSG0692U109Stock63,843$2,923,000thousands by filing date
GETTY RLTY CORP NEW COM374297109REIT138,096$2,852,000thousands by filing date
OCCIDENTAL PETE CORP674599105COM31,852$2,842,000thousands by filing date
CONSOLIDATED EDISON INC209115104COM40,165$2,342,000thousands by filing date
CALIFORNIA WTR SVC GROUP130788102COM110,174$2,149,000thousands by filing date
SOLAR SENIOR CAPITAL LTD83416M105COM116,181$2,139,000thousands by filing date
HATTERAS FINL CORP41902R103COM83,898$2,067,000thousands by filing date
JABIL INC COM466313103Stock98,862$2,015,000thousands by filing date
EXTERRAN PARTNERS LP30225N105COM UNITS63,310$1,911,000thousands by filing date
Union Pacific Corporation907818108COM12,118$1,870,000thousands by filing date
TITAN INTERNATIONAL INC88830M102COMMON STOCK109,660$1,850,000thousands by filing date
FORD MTR CO COM345370860Stock118,475$1,833,000thousands by filing date
SLR INVESTMENT CORP83413U100COM76,640$1,770,000thousands by filing date
JPMorgan Chase & Co46625H100COM32,429$1,712,000thousands by filing date
UNI-PIXEL INC904572203COM115,980$1,700,000thousands by filing date
UnitedHealth Group Inc91324P102COM24,800$1,624,000thousands by filing date
GENERAL MTRS CO37045V126*W EXP 07/10/20197,800$1,599,000thousands by filing date
AETNA INC NEW00817Y108COM24,626$1,565,000thousands by filing date
ODYSSEY MARINE EXPLORATION I676118102COM527,140$1,560,000thousands by filing date
International Business Machines Corporation459200101COM7,891$1,508,000thousands by filing date
EXTERRAN HLDGS INC30225X103COM52,595$1,479,000thousands by filing date
W & T OFFSHORE INC92922P106COM101,610$1,452,000thousands by filing date
VECTREN CORP92240G101COM41,345$1,399,000thousands by filing date
RDA MICROELECTRONICS INC749394102SPONSORED ADR124,850$1,383,000thousands by filing date
Procter & Gamble Co742718109COM17,635$1,358,000thousands by filing date
MATADOR RES CO COM576485205Stock111,886$1,340,000thousands by filing date
Chevron Corporation166764100COM10,267$1,215,000thousands by filing date
SPDR GOLD TR78463V107GOLD SHS10,202$1,215,000thousands by filing date
VIVUS INC928551100COM93,300$1,174,000thousands by filing date
CENOVUS ENERGY INC15135U109COM39,259$1,120,000thousands by filing date
TRADE STR RESIDENTIAL INC89255N203COM NEW126,870$1,116,000thousands by filing date
NVIDIA Corp67066G104COM78,730$1,105,000thousands by filing date
Cisco Systems,Inc.17275R102COM42,443$1,033,000thousands by filing date
DELTA NATURAL GAS CO INC247748106COM48,183$1,024,000thousands by filing date
ITRON INC COM465741106Stock23,970$1,017,000thousands by filing date
WILLIAMS CLAYTON ENERGY INC969490101COM22,365$973,000thousands by filing date
KROGER CO COM501044101Stock27,755$959,000thousands by filing date
Merck & Co.,Inc.58933Y105COM20,577$956,000thousands by filing date
OXFORD LANE CAP CORP691543102COM57,639$954,000thousands by filing date
Pfizer Inc.717081103COM32,232$903,000thousands by filing date
SELECT INCOME REIT81618T100COM SH BEN INT31,443$882,000thousands by filing date
AQUA AMERICA INC03836W103COM28,014$877,000thousands by filing date
Schlumberger Limited806857108COM11,947$856,000thousands by filing date
LABORATORY CORP OF AMERICA50540R409COM NEW8,246$825,000thousands by filing date
URS CORP NEW903236107COM17,125$809,000thousands by filing date
ECOLAB INC COM278865100Stock9,479$808,000thousands by filing date
ConocoPhillips20825C104COM13,154$796,000thousands by filing date
ENERGY XXI (BERMUDA) LTDG10082140USD UNRS SHS35,604$790,000thousands by filing date
PARAMETRIC SOUND CORP699172201COM NEW48,024$780,000thousands by filing date
PNC FINL SVCS GROUP INC COM693475105Stock10,573$771,000thousands by filing date
WISDOMTREE TR97717W851JAPN HEDGE EQT16,775$765,000thousands by filing date
TAIWAN SEMICONDUCTOR MFG874039100SPONSORED ADS40,929$750,000thousands by filing date
INTEVAC INC461148108COM126,490$716,000thousands by filing date
SMUCKER J M CO832696405COM NEW6,932$715,000thousands by filing date
YORK WATER CO987184108COMMON STOCK37,025$705,000thousands by filing date
NEWMONT CORP651639106COM22,535$675,000thousands by filing date
POWERSHARES73936Q769EXCHANGE TRADED27,250$674,000thousands by filing date
Lihua International Inc.532352101COM135,468$652,000thousands by filing date
BHP BILLITON LIMITED SPONSORED ADS088606108ADR10,900$628,000thousands by filing date
MCKESSON CORP COM58155Q103Stock5,380$616,000thousands by filing date
PURE CYCLE CORP746228303COMMON STOCK107,736$602,000thousands by filing date
Lowes Companies,Inc.548661107COM13,750$562,000thousands by filing date
BOFI HOLDING INC05566U108COMMON STOCK12,140$556,000thousands by filing date
TICC CAPITAL CORP87244T109COM57,427$552,000thousands by filing date
COLGATE PALMOLIVE CO COM194162103Stock9,484$543,000thousands by filing date
AGL RES INC001204106COM12,453$534,000thousands by filing date
EMERSON ELEC CO COM291011104Stock9,430$514,000thousands by filing date
WALGREEN CO931422109COM11,348$502,000thousands by filing date
iShares Gold Trust464285105ISHARES41,715$500,000thousands by filing date
SPECTRANETICS CORP84760C107COM26,510$495,000thousands by filing date
ISHARES TR4642874407-10 YR TRSY BD4,815$494,000thousands by filing date
XEROX CORP984121103COM53,855$488,000thousands by filing date
FIFTH STREET FIN CORP COM31678A103COM46,734$488,000thousands by filing date
MARVELL TECHNOLOGY GROUP LTDG5876H105ORD41,270$483,000thousands by filing date
AbbVie,Inc.00287Y109COM11,640$481,000thousands by filing date
Sandstorm Gold Ltd80013R206Common Stock82,288$481,000thousands by filing date
AT&T Inc00206R102COM13,055$462,000thousands by filing date
KIMBERLY-CLARK CORP COM494368103Stock4,581$445,000thousands by filing date
Intel Corp458140100COM18,303$443,000thousands by filing date
ISHARES TR46428743220 YR TR BD ETF4,005$442,000thousands by filing date
ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF464288646ETF4,148$436,000thousands by filing date
Abbott Laboratories002824100COM11,615$405,000thousands by filing date
PIEDMONT NATURAL GAS CO720186105COM11,800$398,000thousands by filing date
PepsiCo,Inc.713448108COM4,807$393,000thousands by filing date
WESTERN DIGITAL CORP958102105COM6,300$391,000thousands by filing date
PRINCIPAL FINANCIAL GROUP INC COM74251V102Stock10,444$391,000thousands by filing date
TWO HARBORS INVESTMENT CORP90187B101COMMON STOCK37,568$385,000thousands by filing date
DEVON ENERGY CORP NEW COM25179M103Stock7,296$379,000thousands by filing date
Bristol-Myers Squibb Company110122108COM8,324$372,000thousands by filing date
iShares iBoxx Inv Grade Corporate Bond ETF464287242SHS3,206$364,000thousands by filing date
Coca-Cola Company191216100COM8,600$345,000thousands by filing date
Google38259p508COM383$337,000thousands by filing date
E M C CORP MASS268648102COM14,285$337,000thousands by filing date
STILLWATER MINING CO86074Q102COM31,250$336,000thousands by filing date
WISDOMTREE TR ASIA LC DBT FD97717X842COM6,790$331,000thousands by filing date
EQM MIDSTREAM PARTNERS LP26885B100UNIT LTD PARTN6,700$327,000thousands by filing date
UNITED TECHNOLOGIES CORP913017109COM3,503$326,000thousands by filing date
BLACKROCK INCOME TR INC09247F100COM47,334$324,000thousands by filing date
MACQUARIE INFRASTRUCTURE HOLDI55608B105COMMON UNITS6,000$321,000thousands by filing date
NOVARTIS AG SPONSORED ADR66987V109ADR4,530$320,000thousands by filing date
Philip Morris International Inc.718172109COM3,590$311,000thousands by filing date
PLAINS ALL AMERN PIPELINE L726503105UNIT LTD PARTN5,400$301,000thousands by filing date
ATHENAHEALTH INC04685W103COMMON STOCK3,550$301,000thousands by filing date
ORBOTECH LTDM75253100ORD24,000$299,000thousands by filing date
HAWAIIAN HOLDINGS INC419879101COM49,010$299,000thousands by filing date
EXPRESS SCRIPTS HLDG CO30219G108COM4,527$279,000thousands by filing date
DIREXION SHS ETF TR25459Y488DLY SC BEAR3XNEW260,700$266,000thousands by filing datecall
DIANA SHIPPING INCY2066G104COM25,900$260,000thousands by filing date
Oracle Corporation68389X105COM8,430$259,000thousands by filing date
PLUM CREEK TIMBER CO INC729251108COM5,200$243,000thousands by filing date
Eaton Corp. PlcG29183103COM3,635$239,000thousands by filing date
CHINA TECHFAITH WIRLS COMM T169424108SPONSORED ADR223,350$228,000thousands by filing date
VITESSE SEMICONDUCTOR CORP928497304COM NEW85,000$224,000thousands by filing date
NTS INC NEV COM62943b105COM142,744$224,000thousands by filing date
DIME CMNTY BANCSHARES INC COM253922108Stock14,536$223,000thousands by filing date
STERICYCLE INC858912108COM2,000$221,000thousands by filing date
Home Depot, Inc437076102COM2,812$218,000thousands by filing date
ABB LTD-ADR000375204SPONSORED ADR9,390$203,000thousands by filing date
ENBRIDGE ENERGY PARTNERS L P29250R106Domestic Common6,600$201,000thousands by filing date
SPROTT PHYSICAL GOLD SILVER153501101COM14,000$190,000thousands by filing date
LTX-CREDENCE CORP502403207COM NEW31,751$190,000thousands by filing date
BARRICK GOLD CORP067901108COM11,429$180,000thousands by filing date
ISHARES TR4642886613 7 YR TREAS BD1,200$145,000thousands by filing date
Professional Diversity Network74312y103COM34,390$144,000thousands by filing date
DIREXION DAILY ENERGY BUL 3X25459W888CMN51,000$135,000thousands by filing dateput
MBIA INC55262C100COMMON STOCK10,000$133,000thousands by filing date
WISDOMTREE DREYFUS NEW ZEALAND97717W216COM5,550$109,000thousands by filing date
Microsoft Corp594918104COM25,000$91,000thousands by filing datecall
NEWFIELD EXPL CO651290108COM37,500$90,000thousands by filing datecall
ISHARES TR464288513IBOXX HI YD ETF934$85,000thousands by filing date
ISHARES TR464287457COM1,000$84,000thousands by filing date
ARENA PHARMECEUTICALS INC040047102COMMON STOCK10,000$77,000thousands by filing date
SPECTRUM PHARMACEUTICALS INC84763A108COM10,066$75,000thousands by filing date
PERMA-FIX ENVIRONMENTAL SVCS714157104COM185,550$67,000thousands by filing date
NEWFIELD EXPL CO651290108COM2,667$64,000thousands by filing date
WHITING PETE CORP NEW966387102COM1,375$63,000thousands by filing date
CROSSROADS SYS INC22765d209COM NEW31,700$59,000thousands by filing date
WHITING PETE CORP NEW966387102COM10,000$58,000thousands by filing datecall
EMMIS COMMUNICATIONS CORP291525103CL A25,000$54,000thousands by filing date
PETROQUEST ENERGY INC716748108COMMON STOCK13,000$51,000thousands by filing date
CHINA GERUI ADVANCED MATERIAG21101103CMN27,765$50,000thousands by filing date
APACHE CORP037411105COM5,000$48,000thousands by filing datecall
DIREXION SHS ETF TR25459Y496DLY GLMNRBU3XNEW120,000$48,000thousands by filing datecall
DIREXION SHARES ETF TRUST25459W847DAILY SMALL CAP16,600$43,000thousands by filing dateput
MAGNUM HUNTER RES CORP COM55973B102COM11,728$43,000thousands by filing date
iShares MSCI EAFE Value ETF464288877SHS850$41,000thousands by filing date
CHYRONHEGO CORP171607104COM27,500$38,000thousands by filing date
CAMTEK LTD ORDM20791105Stock15,500$37,000thousands by filing date
SIRIUS XM RADIO INC82967N108COM10,310$35,000thousands by filing date
MEDIABISTRO INC58448U101COM20,282$33,000thousands by filing date
DOT HILL SYS CORP25848T109COM13,252$29,000thousands by filing date
EXETER RES CORP301835104COM36,100$26,000thousands by filing date
FOREST OIL CORP346091705COM PAR $0.0140,000$15,000thousands by filing datecall
WISDOMTREE TR97717X784WSDM EMKTBD FD175$13,000thousands by filing date
ADVANCED PHOTONIX INC00754E107CLA17,000$11,000thousands by filing date
ISHARES TR464288323NEW YORK MUN ETF100$10,000thousands by filing date
iShares Russell 2000 ETF464287655SHS5,000$7,000thousands by filing dateput
WISDOMTREE AUSTRALIA97717W810AUSTRALIA DIV FD115$6,000thousands by filing date
GENERAL MTRS CO COM37045V100Stock150$5,000thousands by filing date
DIREXION SHS ETF TR25459Y686DLY EMRGMKT BULL10,000$4,000thousands by filing dateput
ISHARES TR464287465MSCI EAFE ETF50$3,000thousands by filing date
ODYSSEY MARINE EXPLORATION I676118102COM10,000$3,000thousands by filing datecall
FORD MTR CO COM345370860Stock500$2,000thousands by filing datecall
NORTHERN OIL & GAS INC NEV665531109COM5,000$2,000thousands by filing datecall
ISHARES TR464287465MSCI EAFE ETF1,000$1,000thousands by filing dateput
BURGER KING WORLDWIDE INC121220107COM20,000$1,000thousands by filing dateput
UNI-PIXEL INC904572203COM300$1,000thousands by filing datecall
FOREST OIL CORP346091705COM PAR $0.0131$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001085146-13-001190this filing2013-07-19acceptance time not in the bulk data set