13F-HR filed by Raymond James Financial Services Advisors, Inc.
Raymond James Financial Services Advisors, Inc. filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-10-18, with 3,437 holding rows worth $75,081,357,431.
- Accession
- 0001084208-24-000023
- Filer
- CIK 1462284
- Filed
- 2024-10-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 3,437 entries on the cover page, a total value of $75,081,357,431 stated on the cover page (in dollars after the unit check, H1), rows summing to $75,081,357,431 with VALUE read as dollars as filed, 13F file number 028-13494. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 19,790 | $268,546 | dollars as filed | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 3,109 | $267,886 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 5,551 | $267,841 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 5,483 | $267,139 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 10,222 | $267,101 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 15,444 | $266,255 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 5,871 | $266,209 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 30,342 | $265,189 | dollars as filed | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 5,449 | $265,039 | dollars as filed | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 4,142 | $264,913 | dollars as filed | |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 16,034 | $264,561 | dollars as filed | |
| RAYONIER INC COM | 754907103 | REIT | 8,214 | $264,318 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 100,737 | $263,931 | dollars as filed | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,344 | $263,599 | dollars as filed | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 6,286 | $263,513 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 3,199 | $263,156 | dollars as filed | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 10,031 | $263,106 | dollars as filed | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 14,313 | $263,071 | dollars as filed | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 998 | $262,953 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 270,000 | $262,170 | dollars as filed | principal |
| MARQETA INC | 57142B104 | CLASS A COM | 53,205 | $261,769 | dollars as filed | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 3,038 | $261,452 | dollars as filed | |
| URBAN OUTFITTERS INC | 917047102 | COM | 6,824 | $261,427 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 9,272 | $261,398 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 20,971 | $260,251 | dollars as filed | |
| APPFOLIO INC | 03783C100 | COM CL A | 1,102 | $259,411 | dollars as filed | |
| BLACKROCK 2037 MUNICIPAL TAR | 09262G108 | COM | 10,143 | $259,357 | dollars as filed | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 5,154 | $259,280 | dollars as filed | |
| AMERESCO INC | 02361E108 | CL A | 6,812 | $258,447 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 3,854 | $257,910 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 128,526 | $257,052 | dollars as filed | |
| GLOBAL-E ONLINE LTD NPV | M5216V106 | SHS | 6,685 | $256,971 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 1,942 | $256,927 | dollars as filed | |
| PENNANT GROUP INC | 70805E109 | COM | 7,195 | $256,864 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T602 | CORE BOND ETF | 5,937 | $256,182 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 5,449 | $255,613 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 3,950 | $253,985 | dollars as filed | |
| H2O AMERICA | 784305104 | COM | 4,369 | $253,883 | dollars as filed | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 3,277 | $253,279 | dollars as filed | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 19,521 | $252,004 | dollars as filed | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 3,118 | $251,841 | dollars as filed | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 21,059 | $251,655 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 21,018 | $250,743 | dollars as filed | |
| RENASANT CORP | 75970E107 | COM | 7,706 | $250,438 | dollars as filed | |
| ISHARES TR | 46435U366 | CMN | 7,856 | $249,512 | dollars as filed | |
| Redwood Trust Inc Note 7.750 percent 6/1 | 758075AF2 | Convertible | 250,000 | $249,250 | dollars as filed | principal |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 4,882 | $249,237 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 3,696 | $248,957 | dollars as filed | |
| BALCHEM CORP | 057665200 | COM | 1,409 | $247,984 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 3,081 | $247,963 | dollars as filed | |
| BELPOINTE PREP LLC | 080694102 | UNIT RP LTD LB A | 3,582 | $247,230 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 20,770 | $246,951 | dollars as filed | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 3,178 | $246,930 | dollars as filed | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 3,127 | $246,561 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L805 | RESH ENHNC VLU | 9,714 | $246,558 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 5,439 | $245,404 | dollars as filed | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 1,348 | $245,376 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H307 | ALLIANZIM US EQ | 6,340 | $245,295 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 22,194 | $245,244 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 3,722 | $244,870 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,176 | $244,844 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 4,412 | $244,248 | dollars as filed | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 13,059 | $244,195 | dollars as filed | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,953 | $243,854 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 28,042 | $243,125 | dollars as filed | |
| PROSHARES TR | 74347B169 | CMN | 5,359 | $242,932 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 7,963 | $241,757 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 2,550 | $241,684 | dollars as filed | |
| MOELIS & CO | 60786M105 | CL A | 3,522 | $241,292 | dollars as filed | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 5,978 | $240,615 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 20,783 | $240,459 | dollars as filed | |
| VONTIER CORPORATION | 928881101 | COM | 7,126 | $240,445 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 10,834 | $239,969 | dollars as filed | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 2,508 | $239,539 | dollars as filed | |
| ATLAS ENERGY SOLUTIONS INC | 642045108 | COM NEW | 10,964 | $239,015 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 3,005 | $238,958 | dollars as filed | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 17,572 | $238,623 | dollars as filed | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 3,006 | $238,169 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 23,869 | $237,735 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 16,352 | $237,104 | dollars as filed | |
| FLOWSERVE CORP | 34354P105 | COM | 4,566 | $235,997 | dollars as filed | |
| RBB FD INC | 74933W486 | US TREASY 2 YR | 4,836 | $235,779 | dollars as filed | |
| CONMED CORP COM | 207410101 | Stock | 3,273 | $235,394 | dollars as filed | |
| ISHARES TR | 46436E460 | IBONDS DEC 2031 | 11,251 | $234,237 | dollars as filed | |
| TREX CO INC | 89531P105 | COM | 3,517 | $234,162 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 5,830 | $234,032 | dollars as filed | |
| MARZETTI COMPANY | 513847103 | COM | 1,324 | $233,705 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 8,432 | $233,482 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 132,470 | $233,147 | dollars as filed | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 10,939 | $232,998 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 3,768 | $232,674 | dollars as filed | |
| LGI HOMES INC COM | 50187T106 | Stock | 1,961 | $232,418 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 9,485 | $232,383 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 258,237 | $232,336 | dollars as filed | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 9,074 | $232,294 | dollars as filed | |
| AB ACTIVE ETFS INC | 00039J202 | TAX AWARE SHRT | 9,167 | $232,108 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 2,275 | $232,092 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 29,259 | $232,023 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 1,864 | $231,545 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 10,190 | $231,415 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 7,376 | $231,161 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 4,631 | $231,110 | dollars as filed | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 4,334 | $230,898 | dollars as filed | |
| UBIQUITI INC | 90353W103 | COM | 1,039 | $230,472 | dollars as filed | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,198 | $229,919 | dollars as filed | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,698 | $229,540 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 6,503 | $228,570 | dollars as filed | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 7,098 | $228,556 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 5,012 | $228,197 | dollars as filed | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 5,118 | $227,858 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 4,086 | $227,468 | dollars as filed | |
| INGLES MKTS INC CL A | 457030104 | Stock | 3,049 | $227,464 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 20,757 | $227,284 | dollars as filed | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 2,832 | $226,900 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 7,473 | $226,731 | dollars as filed | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 7,792 | $226,595 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 15,570 | $225,915 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 24,013 | $225,482 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 16,800 | $224,951 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 28,118 | $224,944 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 42,622 | $224,618 | dollars as filed | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 911 | $224,374 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 13,129 | $224,112 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 4,497 | $223,906 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 24,178 | $223,647 | dollars as filed | |
| TORM PLC SHS CL A | G89479102 | Stock | 6,537 | $223,513 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 29,055 | $223,435 | dollars as filed | |
| CABLE ONE INC | 12685J105 | COM | 636 | $222,466 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 4,416 | $222,411 | dollars as filed | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 18,425 | $221,466 | dollars as filed | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 15,628 | $221,449 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 21,730 | $221,216 | dollars as filed | |
| ICU MED INC | 44930G107 | COM | 1,214 | $221,215 | dollars as filed | |
| PTC INC COM | 69370C100 | Stock | 1,224 | $221,128 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 4,581 | $220,438 | dollars as filed | |
| ANGLOGOLD ASHANTI PLC | G0378L100 | COM SHS | 8,265 | $220,087 | dollars as filed | |
| RAMACO RES INC | 75134P600 | COM CL A | 18,807 | $220,037 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 23,393 | $218,956 | dollars as filed | |
| FLEXSHARES TR | 33939L696 | CMN | 1,608 | $218,447 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 78,000 | $218,400 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 3,574 | $218,014 | dollars as filed | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,997 | $217,962 | dollars as filed | |
| BANK FIRST CORP | 06211J100 | COM | 2,400 | $217,680 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 500 | $217,500 | dollars as filed | put |
| AIM ETF PRODUCTS TRUST | 00888H752 | ALLIA US MAY ETF | 7,226 | $216,992 | dollars as filed | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 6,288 | $216,891 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 18,732 | $216,735 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 5,604 | $216,642 | dollars as filed | |
| MORNINGSTAR INC COM | 617700109 | Stock | 678 | $216,461 | dollars as filed | |
| 3D PRINTING ETF | 00214Q500 | ETF | 10,324 | $215,565 | dollars as filed | |
| HUNTSMAN CORP | 447011107 | COM | 8,895 | $215,259 | dollars as filed | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 4,829 | $215,016 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 6,598 | $214,699 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 39,262 | $213,977 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 35,689 | $211,279 | dollars as filed | |
| ADEIA INC | 00676P107 | COM | 17,692 | $210,712 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 3,923 | $210,306 | dollars as filed | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 1,811 | $210,170 | dollars as filed | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 2,613 | $209,693 | dollars as filed | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 5,382 | $209,414 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 3,351 | $208,905 | dollars as filed | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 5,401 | $208,641 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 10,996 | $208,374 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 1,244 | $207,959 | dollars as filed | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 3,080 | $207,948 | dollars as filed | |
| CORECIVIC INC | 21871N101 | COM | 16,438 | $207,943 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 60,894 | $207,649 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 15,865 | $207,191 | dollars as filed | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,163 | $206,787 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 12,776 | $205,310 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 2,664 | $205,154 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 75,417 | $205,134 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 3,921 | $204,417 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 9,052 | $203,933 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 14,359 | $203,761 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 17,559 | $203,682 | dollars as filed | |
| ATMUS FILTRATION TECHNOLOGIE | 04956D107 | COM | 5,420 | $203,413 | dollars as filed | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 4,976 | $203,112 | dollars as filed | |
| GLAUKOS CORP COM | 377322102 | Stock | 1,558 | $202,976 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 13,371 | $202,972 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 33,827 | $202,959 | dollars as filed | |
| WK KELLOGG CO | 92942W107 | COM SHS | 11,854 | $202,826 | dollars as filed | |
| POPULAR INC | 733174700 | COM NEW | 2,021 | $202,669 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 24,637 | $202,022 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H109 | US LRGCP B10 APR | 5,343 | $201,871 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072695 | CORE MUNI FXD IN | 4,300 | $201,842 | dollars as filed | |
| SPS COMM INC COM | 78463M107 | Stock | 1,036 | $201,160 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H604 | FUND | 5,342 | $200,454 | dollars as filed | |
| THOR FINL TECHNOLOGIES TR | 885155101 | CMN | 6,914 | $200,093 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 19,125 | $199,856 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 173,717 | $198,037 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 21,505 | $197,415 | dollars as filed | |
| AUDIOCODES LTD | M15342104 | ORD | 20,175 | $196,303 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 28,390 | $194,472 | dollars as filed | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 10,117 | $194,146 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 16,167 | $193,519 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 13,388 | $193,455 | dollars as filed | |
| Movano, Inc. | 62459M107 | common | 535,800 | $192,406 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 15,700 | $189,813 | dollars as filed | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 14,967 | $189,029 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 30,998 | $188,468 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 72,779 | $187,770 | dollars as filed | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 11,006 | $186,437 | dollars as filed | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 16,022 | $186,256 | dollars as filed | |
| GERON CORP | 374163103 | COM | 41,025 | $186,254 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 15,652 | $185,009 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 14,602 | $184,277 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 16,247 | $183,104 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 15,248 | $182,061 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 18,367 | $182,017 | dollars as filed | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 12,314 | $181,384 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 13,873 | $180,076 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 25,818 | $179,177 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 31,913 | $179,032 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 203,585 | $178,707 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 30,213 | $176,746 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 11,809 | $176,185 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 18,891 | $174,933 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 13,416 | $174,192 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 29,808 | $173,779 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 29,520 | $172,398 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 13,340 | $170,088 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 20,757 | $169,791 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 33,603 | $168,016 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 25,021 | $166,891 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 15,121 | $166,331 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 10,100 | $165,135 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 11,642 | $164,385 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 10,533 | $161,682 | dollars as filed | |
| AZUL S A | 05501U106 | OPT | 46,800 | $160,992 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 17,929 | $160,465 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 188,384 | $159,938 | dollars as filed | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 14,995 | $158,347 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 16,343 | $158,201 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 24,647 | $155,276 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 14,444 | $154,406 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 27,568 | $149,970 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 11,805 | $149,097 | dollars as filed | |
| UDEMY INC COM | 902685106 | Stock | 19,770 | $147,089 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 2,607 | $147,048 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 14,676 | $144,710 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 14,400 | $144,000 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 31,453 | $143,426 | dollars as filed | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 10,556 | $142,928 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 16,079 | $142,140 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 25,898 | $141,145 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 10,126 | $137,004 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 11,892 | $136,996 | dollars as filed | |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 44,900 | $136,945 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 14,463 | $134,506 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 18,794 | $133,998 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 30,242 | $131,553 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 25,910 | $130,586 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 28,180 | $127,090 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 78,237 | $125,962 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 10,529 | $125,822 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 23,922 | $124,394 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 14,911 | $124,209 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 133,380 | $124,043 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 51,261 | $123,027 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 14,571 | $122,687 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 39,745 | $122,415 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 22,815 | $122,288 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 17,106 | $120,766 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 200 | $120,000 | dollars as filed | put |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,000 | $120,000 | dollars as filed | call |
| GENASYS INC | 36872P103 | CMN | 33,560 | $119,474 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 10,750 | $119,325 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 12,954 | $119,046 | dollars as filed | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 10,227 | $117,713 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 23,279 | $116,625 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 15,380 | $115,350 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 115,000 | $114,138 | dollars as filed | principal |
| Tesla Motors, Inc | 88160R101 | COM | 1,000 | $114,000 | dollars as filed | put |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 12,694 | $113,357 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 63,622 | $112,611 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 38,500 | $112,420 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 21,869 | $111,532 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 18,036 | $111,465 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 13,317 | $111,334 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 55,595 | $110,634 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 11,141 | $108,068 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 86,609 | $107,395 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 12,038 | $106,902 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 25,436 | $104,541 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 14,460 | $102,811 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 28,312 | $101,074 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 27,371 | $100,315 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 400 | $100,000 | dollars as filed | put |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,000 | $100,000 | dollars as filed | put |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 21,705 | $98,758 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 100,000 | $96,850 | dollars as filed | principal |
| VIRTRA INC | 92827K301 | CMN | 15,430 | $95,975 | dollars as filed | |
| Leslie's Inc | 527064109 | Common Stock | 30,077 | $95,043 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 23,287 | $93,847 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 18,974 | $92,213 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 38,856 | $92,089 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 120,126 | $91,656 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 15,199 | $91,193 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 60,591 | $90,887 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 14,534 | $90,547 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 3,000 | $90,000 | dollars as filed | call |
| METLIFE INC COM | 59156R108 | Stock | 1,800 | $90,000 | dollars as filed | put |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 11,174 | $89,169 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 10,036 | $89,120 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 12,702 | $87,007 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 69,867 | $86,635 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 48,121 | $86,618 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 14,121 | $86,139 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 600 | $85,200 | dollars as filed | put |
| NET POWER INC | 64107A105 | COMMON STOCK | 12,088 | $84,737 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 14,757 | $84,703 | dollars as filed | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 11,849 | $84,661 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 20,771 | $84,123 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 23,933 | $83,766 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 1,600 | $83,500 | dollars as filed | put |
| TELLURIAN INC NEW | 87968A104 | COM | 86,244 | $83,484 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 17,421 | $82,227 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 12,851 | $81,732 | dollars as filed | |
| CREATIVE REALITIES INC | 22530J309 | CMN | 17,646 | $80,995 | dollars as filed | |
| CODERE ONLINE LUXEMBOURG S A | L18268109 | ORDINARY SHARES | 10,000 | $79,900 | dollars as filed | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 16,032 | $79,839 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 21,301 | $79,240 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 52,954 | $78,901 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 800 | $76,000 | dollars as filed | put |
| BUMBLE INC | 12047B105 | COM CL A | 11,867 | $75,711 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 26,966 | $72,808 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 12,789 | $72,769 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 59,474 | $72,558 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 25,110 | $72,317 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 11,704 | $71,511 | dollars as filed | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 21,828 | $71,159 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 17,152 | $71,009 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 11,505 | $70,065 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 500 | $70,000 | dollars as filed | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 22,500 | $69,750 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 12,275 | $69,722 | dollars as filed | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 12,021 | $69,361 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 34,000 | $69,360 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 89,904 | $69,316 | dollars as filed | |
| Apple Inc | 037833100 | COM | 400 | $67,000 | dollars as filed | put |
| FLYEXCLUSIVE INC | 343928107 | COMMON STOCK | 22,200 | $66,156 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 16,087 | $65,473 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 13,371 | $65,250 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 1,000 | $65,000 | dollars as filed | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 15,584 | $64,206 | dollars as filed | |
| CELLECTAR BIOSCIENCES INC | 15117F807 | COM | 30,000 | $64,200 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 12,112 | $63,346 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 52,753 | $63,304 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 26,471 | $62,207 | dollars as filed | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 88,461 | $60,145 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 16,359 | $60,038 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 400 | $60,000 | dollars as filed | put |
| Micron Technology,Inc. | 595112103 | COM | 700 | $59,500 | dollars as filed | put |
| CRONOS GROUP INC | 22717L101 | COM | 27,108 | $59,367 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 11,916 | $58,746 | dollars as filed | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 24,617 | $57,604 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 10,312 | $53,726 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 19,861 | $53,426 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 14,660 | $50,137 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 60,500 | $48,914 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 50,000 | $48,650 | dollars as filed | principal |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 11,520 | $48,269 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 400 | $48,000 | dollars as filed | call |
| MARCHEX INC | 56624R108 | CMN | 25,403 | $47,504 | dollars as filed | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 15,060 | $47,137 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 25,760 | $45,595 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 14,299 | $44,470 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 50,000 | $43,175 | dollars as filed | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 100 | $42,500 | dollars as filed | put |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 49,701 | $42,241 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,086 | $40,687 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 100 | $38,000 | dollars as filed | put |
| DATA STORAGE CORP | 23786R201 | COM NEW | 10,000 | $37,700 | dollars as filed | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 14,421 | $36,486 | dollars as filed | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 15,935 | $34,898 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 20,099 | $34,570 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 29,571 | $34,302 | dollars as filed | |
| MOGO INC | 60800C208 | COM | 28,623 | $34,061 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 35,000 | $32,950 | dollars as filed | principal |
| D-WAVE QUANTUM INC | 26740W109 | COM | 32,032 | $31,484 | dollars as filed | |
| RED CAT HLDGS INC | 75644T100 | COM | 11,900 | $30,226 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 19,897 | $28,254 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154405 | COM SHS | 27,563 | $28,114 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 10,552 | $27,435 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 39,738 | $27,046 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 500 | $26,250 | dollars as filed | put |
| PINSTRIPES HOLDINGS INC CL A COM | 06690B107 | Stock | 33,156 | $25,427 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 17,355 | $24,818 | dollars as filed | |
| I3 VERTICALS LLC | 44933TAB2 | NOTE 1.000% 2/1 | 25,000 | $24,203 | dollars as filed | principal |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 48,990 | $24,079 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 22,444 | $23,791 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 10,595 | $23,733 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 12,968 | $23,731 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 200 | $21,000 | dollars as filed | put |
| SCILEX HOLDING CO | 80880W106 | COM | 22,703 | $20,991 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 26,522 | $20,533 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 57,961 | $20,141 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 20,000 | $19,663 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 20,000 | $18,851 | dollars as filed | principal |
| NextEra Energy,Inc. | 65339F101 | COM | 300 | $18,750 | dollars as filed | put |
| LIVEPERSON, INC. | 538146101 | COM | 14,349 | $18,367 | dollars as filed | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 23,250 | $18,049 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 14,978 | $17,824 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 12,560 | $16,956 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 10,000 | $16,800 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 10,815 | $16,439 | dollars as filed | |
| CHEFS WHSE INC | 163086AB7 | BOND | 15,000 | $15,476 | dollars as filed | principal |
| BLUEBIRD BIO INC | 09609G100 | COM | 28,710 | $14,915 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 19,126 | $14,708 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 15,000 | $14,618 | dollars as filed | principal |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 10,100 | $14,544 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 15,000 | $14,213 | dollars as filed | principal |
| T1 ENERGY INC COM NEW | 35834F104 | Stock | 14,551 | $14,116 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 14,800 | $12,682 | dollars as filed | |
| QUOIN PHARMACEUTICALS ADR | 74907L300 | COM | 25,119 | $12,384 | dollars as filed | |
| DEFI DEVELOPMENT CORP COM | 47100L202 | Stock | 18,975 | $12,144 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 33,630 | $11,760 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 19,873 | $11,524 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,833 | $10,249 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 10,000 | $10,006 | dollars as filed | principal |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 10,507 | $9,512 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 10,000 | $9,505 | dollars as filed | principal |
| ENVIVA INC | 29415B103 | COM | 23,417 | $9,479 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 11,933 | $9,345 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 10,000 | $9,170 | dollars as filed | principal |
| BIONANO GENOMICS INC | 09075f305 | COM | 19,571 | $8,883 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 500 | $8,750 | dollars as filed | call |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 10,000 | $8,579 | dollars as filed | principal |
| Akoustis Technologies Inc | 00973N102 | COM | 76,540 | $6,850 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 12,905 | $6,840 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 20,000 | $6,030 | dollars as filed | principal |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 12,387 | $5,626 | dollars as filed | |
| BIOMERICA INC | 09061H307 | COM NEW | 14,500 | $4,750 | dollars as filed | |
| INUVO INC | 46122W204 | COM NEW | 18,061 | $4,454 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 10,279 | $113 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 11,000 | $22 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-24-000023 | this filing | 2024-10-18 | acceptance time not in the bulk data set |