13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-10-18, with 3,988 holding rows worth $164,078,989,211.
- Accession
- 0001084208-24-000022
- Filer
- CIK 1084208
- Filed
- 2024-10-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 3,988 entries on the cover page, a total value of $164,078,989,211 stated on the cover page (in dollars after the unit check, H1), rows summing to $164,078,989,211 with VALUE read as dollars as filed, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 8,885 | $252,062 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,698 | $251,596 | dollars as filed | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 6,537 | $251,413 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 14,974 | $250,963 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 23,079 | $250,869 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 17,670 | $250,737 | dollars as filed | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 19,957 | $249,463 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 5,642 | $248,643 | dollars as filed | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 9,927 | $248,365 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 39,500 | $248,060 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726104 | COM SER A | 5,880 | $247,842 | dollars as filed | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 6,117 | $247,494 | dollars as filed | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 4,891 | $247,293 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 14,532 | $246,899 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 6,601 | $246,666 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 16,684 | $246,261 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 13,948 | $246,182 | dollars as filed | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 15,256 | $245,934 | dollars as filed | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 5,854 | $245,400 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 21,852 | $244,742 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 5,059 | $244,653 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 24,707 | $243,858 | dollars as filed | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 2,503 | $243,696 | dollars as filed | |
| ISHARES TR | 46436E288 | INVT GRD CORP BD | 8,575 | $243,516 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U729 | FT VEST LAD | 10,333 | $243,239 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 31,321 | $243,051 | dollars as filed | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 3,163 | $242,128 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 23,135 | $241,298 | dollars as filed | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 3,125 | $241,031 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,400 | $240,000 | dollars as filed | call |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 3,000 | $240,000 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,475 | $239,822 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 6,042 | $239,505 | dollars as filed | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 5,603 | $239,247 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L123 | CL A NEW | 22,598 | $238,861 | dollars as filed | |
| EUROSEAS LTD | Y23592135 | COM | 4,884 | $238,583 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 1,726 | $238,464 | dollars as filed | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 8,850 | $237,977 | dollars as filed | |
| ISHARES TR | 46436E122 | IBON 2030 TE ETF | 8,856 | $237,947 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 21,669 | $237,926 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 4,528 | $237,900 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 19,486 | $237,535 | dollars as filed | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 4,331 | $237,185 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 43,278 | $235,432 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 16,902 | $234,944 | dollars as filed | |
| DNOW INC | 67011P100 | COMMON STOCK | 18,119 | $234,279 | dollars as filed | |
| WORLD KINECT CORPORATION | 981475106 | COM | 7,573 | $234,081 | dollars as filed | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 9,105 | $233,999 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 37,666 | $233,906 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 14,339 | $232,867 | dollars as filed | |
| LIBERTY GLOBAL LTD | G61188127 | COM CL C | 10,727 | $231,810 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 32,482 | $231,597 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 9,721 | $231,263 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 12,203 | $231,238 | dollars as filed | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 7,994 | $230,647 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 2,418 | $230,049 | dollars as filed | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 5,092 | $229,299 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 5,870 | $229,047 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 25,462 | $228,900 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 4,994 | $228,619 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 73,900 | $228,351 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 80,385 | $228,293 | dollars as filed | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 19,159 | $228,184 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 45,447 | $227,235 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 25,450 | $226,760 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 5,945 | $225,910 | dollars as filed | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 2,310 | $225,595 | dollars as filed | |
| ZYMEWORKS INC | 98985Y108 | COM | 17,901 | $224,658 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 20,002 | $224,622 | dollars as filed | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 7,024 | $224,487 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 7,410 | $222,961 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 36,066 | $222,888 | dollars as filed | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,127 | $222,690 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 9,192 | $222,627 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 8,604 | $222,585 | dollars as filed | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 4,697 | $222,267 | dollars as filed | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 14,441 | $222,247 | dollars as filed | |
| SHOE STA GROUP INC | 824889109 | COM | 5,065 | $222,100 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 363,838 | $221,976 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 2,975 | $221,905 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 2,028 | $221,767 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 11,267 | $220,833 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 12,231 | $220,647 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 17,324 | $220,359 | dollars as filed | |
| WNS HLDGS LTD COM SHS | G98196101 | Stock | 4,175 | $220,063 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 40,000 | $219,600 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 11,774 | $219,585 | dollars as filed | |
| JACK IN THE BOX INC | 466367109 | COM | 4,716 | $219,461 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 300 | $219,000 | dollars as filed | put |
| TIPTREE INC | 88822Q103 | COM | 11,155 | $218,303 | dollars as filed | |
| EVERQUOTE INC | 30041R108 | COM CL A | 10,349 | $218,260 | dollars as filed | |
| VITESSE ENERGY INC COMMON STOCK | 92852X103 | Stock | 9,083 | $218,174 | dollars as filed | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 11,730 | $217,709 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,326 | $217,398 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 14,119 | $217,150 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 5,335 | $216,972 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 4,107 | $216,850 | dollars as filed | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 5,016 | $216,591 | dollars as filed | |
| PUTNAM ETF TRUST | 746729300 | FOCUSED LAR CAP | 5,692 | $215,954 | dollars as filed | |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | G25457105 | Stock | 6,996 | $215,477 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 5,103 | $215,194 | dollars as filed | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 6,952 | $214,956 | dollars as filed | |
| JPMORGAN CHASE FINL CO LLC | 48133Q309 | CAL LKD 44 | 7,550 | $214,873 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 30,689 | $214,823 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,300 | $214,500 | dollars as filed | put |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 2,034 | $214,424 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 67,567 | $214,187 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 2,039 | $214,177 | dollars as filed | |
| CENTERSPACE COM | 15202L107 | REIT | 3,035 | $213,876 | dollars as filed | |
| BGC GROUP INC CL A | 088929104 | Stock | 23,216 | $213,126 | dollars as filed | |
| SKYWARD SPECIALTY INS GROUP | 830940102 | COM | 5,228 | $212,936 | dollars as filed | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 2,127 | $212,891 | dollars as filed | |
| CARS COM INC | 14575E105 | COM | 12,682 | $212,550 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 77,800 | $212,394 | dollars as filed | |
| DIODES INC COM | 254543101 | Stock | 3,309 | $212,074 | dollars as filed | |
| RAMACO RES INC | 75134P600 | COM CL A | 18,100 | $211,770 | dollars as filed | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 4,591 | $209,441 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,024 | $209,400 | dollars as filed | |
| HERC HLDGS INC COM | 42704L104 | Stock | 1,311 | $209,013 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 4,276 | $208,859 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H406 | ALLIANZIM US EQT | 6,022 | $207,990 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 12,372 | $207,483 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 8,370 | $207,409 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 6,200 | $206,894 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C714 | EMRGNG MKT JULY | 8,102 | $206,844 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H385 | INSPIRE SML/ MID | 7,172 | $206,625 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 5,766 | $206,370 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 9,780 | $206,363 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 18,698 | $205,117 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 4,503 | $204,729 | dollars as filed | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 2,207 | $204,258 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 35,581 | $202,989 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 22,756 | $202,983 | dollars as filed | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 3,281 | $202,930 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 9,489 | $201,831 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 20,087 | $201,272 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 118,197 | $200,935 | dollars as filed | |
| ADVISORSHARES TR | 00768Y487 | DORSY FSM US | 4,255 | $200,768 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 28,019 | $200,616 | dollars as filed | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 9,700 | $200,412 | dollars as filed | |
| AMPLIFY ALTERNATIVE HARVEST ETF | 032108631 | ETF | 60,368 | $199,819 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 145,628 | $199,510 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 22,988 | $199,306 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 10,273 | $198,988 | dollars as filed | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 11,500 | $198,840 | dollars as filed | |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 33,372 | $198,230 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 16,692 | $197,800 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 13,932 | $196,997 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 15,794 | $196,793 | dollars as filed | |
| Proficient Auto Logistics Inc | 74317M104 | COM | 13,850 | $196,393 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 47,734 | $196,187 | dollars as filed | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 12,414 | $195,266 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 17,986 | $195,148 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 7,500 | $195,000 | dollars as filed | call |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 28,422 | $193,837 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 14,939 | $192,561 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 22,842 | $192,330 | dollars as filed | |
| MEDIWOUND LTD | M68830112 | COMMON STOCK | 10,593 | $191,310 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 16,948 | $191,173 | dollars as filed | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 25,068 | $190,517 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 20,585 | $189,999 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 38,938 | $189,627 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 11,749 | $188,806 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 34,884 | $188,025 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 10,370 | $187,697 | dollars as filed | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 12,632 | $186,064 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 12,791 | $185,470 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 24,245 | $184,988 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 16,843 | $184,430 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 300 | $183,000 | dollars as filed | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 13,508 | $182,634 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 71,443 | $180,036 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 2,000 | $180,000 | dollars as filed | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 29,625 | $179,824 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 38,373 | $179,586 | dollars as filed | |
| GERON CORP | 374163103 | COM | 39,170 | $177,832 | dollars as filed | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 13,066 | $177,436 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 10,744 | $177,114 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 15,000 | $176,100 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 31,400 | $175,840 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 28,691 | $175,302 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,000 | $175,000 | dollars as filed | put |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 21,253 | $173,424 | dollars as filed | |
| COMMUNITY USD0.01 | 20369C106 | COM | 9,900 | $173,250 | dollars as filed | put |
| OLAPLEX HLDGS INC | 679369108 | COM | 73,339 | $172,347 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 17,787 | $172,178 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 17,706 | $170,863 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 85,463 | $170,071 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 13,028 | $169,104 | dollars as filed | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 12,071 | $168,871 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 17,367 | $168,460 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 11,020 | $167,504 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 19,574 | $166,970 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 114,129 | $166,628 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 12,577 | $166,268 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 21,780 | $163,568 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 139,600 | $161,936 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 15,071 | $161,556 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 11,533 | $160,080 | dollars as filed | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 13,291 | $155,239 | dollars as filed | |
| IMMUNOME INC | 45257U108 | COM | 10,586 | $154,767 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 19,500 | $154,635 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 11,043 | $154,492 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 33,192 | $153,345 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 35,039 | $153,119 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 21,633 | $152,726 | dollars as filed | |
| COMMUNITY USD0.01 | 20369C106 | COM | 8,390 | $152,279 | dollars as filed | |
| CALIFORNIA BANCORP | 84252A106 | COMMON STOCK | 10,289 | $152,174 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 18,585 | $152,025 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 13,188 | $151,926 | dollars as filed | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 23,974 | $151,755 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 83,825 | $151,723 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 12,114 | $150,329 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 5,000 | $150,000 | dollars as filed | put |
| GROUPON INC | 399473206 | COM NEW | 15,286 | $149,497 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 30,294 | $149,046 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 12,147 | $148,679 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 21,515 | $148,238 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 17,421 | $148,079 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 24,221 | $147,990 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 25,446 | $146,315 | dollars as filed | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 11,639 | $146,069 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 500 | $145,000 | dollars as filed | call |
| JAMES RIV GROUP LTD | G5005R107 | COM | 23,109 | $144,893 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 17,394 | $144,890 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 28,860 | $144,300 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 13,958 | $144,047 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 24,448 | $143,998 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 11,500 | $143,750 | dollars as filed | put |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 10,143 | $143,221 | dollars as filed | |
| PCM FD INC | 69323T101 | COM | 17,924 | $143,216 | dollars as filed | |
| INTUITIVE MACHINES INC | 46125A100 | CLASS A COM | 17,658 | $142,147 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 16,154 | $140,863 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 16,072 | $139,344 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 25,300 | $138,897 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 18,016 | $138,723 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 13,391 | $138,195 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 11,498 | $137,401 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 47,000 | $137,240 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 22,004 | $135,983 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 76,492 | $134,626 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 30,458 | $134,320 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 17,368 | $133,560 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 14,108 | $131,202 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 57,872 | $130,791 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 23,234 | $130,341 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 98,500 | $130,020 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 10,909 | $129,817 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 15,725 | $128,002 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 8,000 | $128,000 | dollars as filed | put |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 18,378 | $127,544 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 13,753 | $127,353 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 26,823 | $126,336 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 185,400 | $126,183 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 10,078 | $125,773 | dollars as filed | |
| FORTUNA MNG CORP COM NEW | 349942102 | Stock | 26,791 | $124,042 | dollars as filed | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 39,492 | $123,611 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 14,305 | $123,166 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 42,062 | $119,877 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 32,341 | $119,662 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 21,501 | $117,183 | dollars as filed | |
| ORLA MNG LTD NEW | 68634K106 | COM | 29,191 | $116,764 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 120,000 | $116,760 | dollars as filed | principal |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 10,486 | $116,181 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 16,985 | $115,498 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 5,000 | $115,000 | dollars as filed | put |
| AVID BIOSERVICES INC | 05368M106 | COM | 10,100 | $114,938 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 30,613 | $113,880 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 10,165 | $112,832 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,125 | $112,793 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 15,225 | $111,599 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 10,757 | $111,439 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 1,000 | $110,000 | dollars as filed | put |
| Rithm Property Trust Inc | 38983D300 | REIT | 32,614 | $108,604 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 17,376 | $107,384 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 22,626 | $107,021 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 26,970 | $103,835 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 10,300 | $103,000 | dollars as filed | call |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 12,633 | $101,064 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 600 | $100,200 | dollars as filed | put |
| CIBUS INC | 17166A101 | CL A COM STK | 30,698 | $100,075 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 100,000 | $100,060 | dollars as filed | principal |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 500 | $100,000 | dollars as filed | put |
| HONEST CO INC | 438333106 | COM | 27,562 | $98,396 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 36,000 | $97,200 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 14,172 | $95,661 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 11,970 | $95,042 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 14,050 | $94,978 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 13,113 | $94,807 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 6,300 | $94,500 | dollars as filed | put |
| ALTIMMUNE INC | 02155H200 | COM NEW | 15,368 | $94,360 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 13,482 | $93,552 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 26,050 | $91,175 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 93,000 | $90,737 | dollars as filed | principal |
| DYCOM INDS INC COM | 267475101 | Stock | 500 | $90,000 | dollars as filed | put |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 94,000 | $89,582 | dollars as filed | principal |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 15,897 | $89,182 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 16,656 | $88,443 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 52,000 | $87,516 | dollars as filed | principal |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 10,739 | $85,805 | dollars as filed | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $85,275 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 14,242 | $84,170 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 50,657 | $83,584 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 14,130 | $83,084 | dollars as filed | |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 93,000 | $82,166 | dollars as filed | principal |
| ROCKWELL MED INC | 774374300 | COM NEW | 20,402 | $80,996 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 100 | $80,000 | dollars as filed | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 16,800 | $78,288 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 62,118 | $77,026 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 12,921 | $76,492 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 53,661 | $76,199 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 16,876 | $75,942 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 50,000 | $75,000 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 76,000 | $74,480 | dollars as filed | principal |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 26,977 | $73,376 | dollars as filed | |
| I3 VERTICALS LLC | 44933TAB2 | NOTE 1.000% 2/1 | 75,000 | $72,609 | dollars as filed | principal |
| CENTURY CASINOS INC | 156492100 | COM | 28,200 | $72,192 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 75,000 | $72,188 | dollars as filed | principal |
| STITCH FIX INC | 860897107 | COM CL A | 25,531 | $71,997 | dollars as filed | |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 15,522 | $68,918 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 12,392 | $68,900 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 18,850 | $67,106 | dollars as filed | |
| ILEARNINGENGINES INC | 45175Q106 | COM | 40,000 | $66,800 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 21,200 | $66,568 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 11,631 | $66,064 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 10,228 | $65,255 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 11,255 | $64,604 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 11,938 | $63,988 | dollars as filed | |
| NATERA INC | 632307AB0 | BOND | 19,000 | $62,881 | dollars as filed | principal |
| CRONOS GROUP INC | 22717L101 | COM | 28,633 | $62,706 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 10,017 | $62,506 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 56,000 | $61,740 | dollars as filed | principal |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 10,250 | $61,500 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 35,237 | $60,608 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 16,469 | $60,442 | dollars as filed | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 15,865 | $58,383 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 38,665 | $57,611 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 11,052 | $57,470 | dollars as filed | |
| STEM INC | 85859N102 | COM | 163,809 | $57,038 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 26,000 | $56,420 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 54,000 | $56,403 | dollars as filed | principal |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 65,000 | $56,258 | dollars as filed | principal |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 42,311 | $55,851 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 34,588 | $55,687 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 20,247 | $55,072 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 55,000 | $55,000 | dollars as filed | principal |
| FIBROBIOLOGICS INC | 31573L105 | COM SHS | 17,642 | $54,514 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 58,374 | $54,288 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 10,343 | $54,197 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 100 | $53,000 | dollars as filed | put |
| BRC INC A | 05601U105 | COMMON STOCK | 15,442 | $52,812 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 18,422 | $52,134 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 16,315 | $50,740 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 14,000 | $50,043 | dollars as filed | principal |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 15,752 | $49,619 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 12,563 | $49,373 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 26,530 | $48,550 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 48,000 | $47,784 | dollars as filed | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 50,000 | $47,725 | dollars as filed | principal |
| RED CAT HLDGS INC | 75644T100 | COM | 18,780 | $47,701 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 1,000 | $47,500 | dollars as filed | put |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 49,000 | $46,575 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 49,000 | $46,184 | dollars as filed | principal |
| ALTI GLOBAL INC | 02157E106 | COMMON STOCK | 12,345 | $46,170 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 49,000 | $45,276 | dollars as filed | principal |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 22,461 | $44,922 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 28,000 | $44,898 | dollars as filed | principal |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 15,000 | $44,850 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 11,731 | $44,812 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 11,588 | $44,266 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 17,921 | $44,086 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 1,600 | $44,000 | dollars as filed | put |
| MESA AIR GROUP INC | 590479135 | COM NEW | 36,190 | $43,790 | dollars as filed | |
| BULLFROG AI HLDGS INC | 12021E109 | COM | 15,000 | $43,050 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 15,388 | $42,471 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 14,733 | $41,105 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 28,528 | $40,795 | dollars as filed | |
| STEM INC | 85859N102 | COM | 40,500 | $40,500 | dollars as filed | call |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 41,000 | $40,119 | dollars as filed | principal |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 29,000 | $39,498 | dollars as filed | principal |
| FATHOM HOLDINGS | 31189V109 | COM | 15,000 | $38,850 | dollars as filed | |
| DUKE ENERGY CORP | 26441CBY0 | CONV BND | 36,000 | $38,106 | dollars as filed | principal |
| TELLURIAN INC NEW | 87968A104 | COM | 39,145 | $37,892 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 28,866 | $36,948 | dollars as filed | |
| PIXELWORKS INC | 72581M305 | COM NEW | 51,900 | $36,849 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 95,817 | $36,410 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 36,568 | $35,943 | dollars as filed | |
| AXON ENTERPRISE INC | 05464CAB7 | NOTE 0.500%12/1 | 20,000 | $35,870 | dollars as filed | principal |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 36,000 | $35,773 | dollars as filed | principal |
| HOLLEY INC | 43538H103 | COMMON STOCK | 12,109 | $35,722 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 10,000 | $35,300 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 10,216 | $35,245 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 19,000 | $35,150 | dollars as filed | principal |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 29,000 | $33,611 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 36,000 | $33,408 | dollars as filed | principal |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 36,000 | $33,174 | dollars as filed | principal |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 35,000 | $32,950 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 37,000 | $32,579 | dollars as filed | principal |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 13,252 | $32,467 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 12,018 | $32,449 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 12,458 | $32,391 | dollars as filed | |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 36,441 | $31,521 | dollars as filed | |
| URANIUM RTY CORP | 91702V101 | COM | 12,750 | $31,238 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 33,806 | $30,638 | dollars as filed | |
| Xilio Therapeutics Inc. | 98422T100 | COM | 38,825 | $30,582 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 36,385 | $30,123 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,500 | $30,000 | dollars as filed | put |
| DURECT CORP | 266605500 | COM | 22,330 | $29,922 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 23,000 | $29,785 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 29,000 | $29,319 | dollars as filed | principal |
| FRESHPET INC | 358039AB1 | NOTE 3.000% 4/0 | 14,000 | $29,148 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 26,000 | $28,954 | dollars as filed | principal |
| SCILEX HOLDING CO | 80880W106 | COM | 31,266 | $28,909 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 31,000 | $28,845 | dollars as filed | principal |
| GRANITE CONSTR INC | 387328AD9 | NOTE 3.750% 5/1 | 16,000 | $28,736 | dollars as filed | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 30,000 | $28,725 | dollars as filed | principal |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 12,000 | $27,528 | dollars as filed | principal |
| PINSTRIPES HOLDINGS INC CL A COM | 06690B107 | Stock | 35,809 | $27,462 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 12,000 | $27,240 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 10,280 | $27,036 | dollars as filed | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 12,000 | $26,847 | dollars as filed | principal |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 10,610 | $26,313 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 75,614 | $26,276 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 33,079 | $25,438 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 27,000 | $25,002 | dollars as filed | principal |
| VIZSLA SILVER CORP | 92859G608 | COM NEW | 13,000 | $24,960 | dollars as filed | |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 28,000 | $24,794 | dollars as filed | principal |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 21,053 | $24,632 | dollars as filed | |
| T1 ENERGY INC COM NEW | 35834F104 | Stock | 24,555 | $23,821 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AD2 | NOTE 1.250% 9/1 | 21,000 | $23,804 | dollars as filed | principal |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 25,000 | $23,300 | dollars as filed | principal |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 19,000 | $23,180 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 10,000 | $22,770 | dollars as filed | principal |
| LANZATECH GLOBAL INC | 51655R101 | COM | 11,521 | $22,005 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 95,153 | $21,914 | dollars as filed | |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 18,000 | $21,654 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 20,000 | $21,633 | dollars as filed | principal |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 21,000 | $21,588 | dollars as filed | principal |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 11,000 | $21,560 | dollars as filed | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 31,623 | $21,500 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980AAB1 | NOTE 1.500% 9/0 | 20,000 | $21,290 | dollars as filed | principal |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 23,437 | $21,218 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 33,784 | $21,179 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 10,350 | $21,114 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377MAB5 | NOTE 1.500% 6/0 | 11,000 | $20,280 | dollars as filed | principal |
| SOTHERLY HOTELS INC | 83600C103 | COM | 16,650 | $20,147 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 44,202 | $20,077 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 25,000 | $20,059 | dollars as filed | principal |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 18,878 | $20,011 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 18,000 | $19,998 | dollars as filed | principal |
| ALTAIR ENGR INC | 021369AC7 | BOND | 14,000 | $19,927 | dollars as filed | principal |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 14,250 | $19,238 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 19,000 | $18,592 | dollars as filed | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 18,000 | $17,968 | dollars as filed | principal |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 19,000 | $17,797 | dollars as filed | principal |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 10,912 | $17,132 | dollars as filed | |
| Dawson Geophysical Co Ne | 239360100 | COM | 10,593 | $16,737 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 18,000 | $16,684 | dollars as filed | principal |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 11,758 | $15,403 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 16,610 | $14,944 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 14,000 | $13,734 | dollars as filed | principal |
| CHIMERIX INC COM | 16934W106 | Stock | 13,200 | $12,276 | dollars as filed | |
| WALLBOX NV | N94209108 | SHS CL A | 10,000 | $12,200 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 10,000 | $12,155 | dollars as filed | principal |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 20,000 | $11,960 | dollars as filed | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 12,000 | $10,926 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 11,000 | $10,720 | dollars as filed | principal |
| VAXART INC NEW | 92243A200 | COM | 12,279 | $10,425 | dollars as filed | |
| BRAND ENGAGEMENT NETWORK INC | 104932108 | COM | 10,000 | $10,400 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 10,000 | $10,074 | dollars as filed | principal |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 10,000 | $10,055 | dollars as filed | principal |
| NULL | 68620A203 | NULL | 19,622 | $9,988 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 15,000 | $9,597 | dollars as filed | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 10,000 | $9,360 | dollars as filed | principal |
| SKYX PLATFORMS CORP | 78471E105 | COM | 10,000 | $8,483 | dollars as filed | |
| A2Z CUST2MATE SOLUTIONS CORP | 00249W100 | COM | 10,000 | $8,000 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 19,800 | $6,924 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 16,823 | $6,810 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 20,211 | $5,760 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 16,308 | $5,698 | dollars as filed | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 30,600 | $5,202 | dollars as filed | |
| GEE GROUP INC | 36165A102 | COM | 18,000 | $4,691 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 10,000 | $4,686 | dollars as filed | |
| PROOF ACQUISITION CORP I | 74349W104 | COM | 10,000 | $3,920 | dollars as filed | |
| NEXIMMUNE INC | 65344D208 | COMMON | 10,804 | $2,701 | dollars as filed | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 71,881 | $2,588 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 10,000 | $2,495 | dollars as filed | |
| HOLDCO NUVO GROUP D G LTD | M53051104 | COM | 244,207 | $1,709 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-24-000022 | this filing | 2024-10-18 | acceptance time not in the bulk data set |