13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-07-19, with 3,949 holding rows worth $152,277,522,756.
- Accession
- 0001084208-24-000013
- Filer
- CIK 1084208
- Filed
- 2024-07-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 3,949 entries on the cover page, a total value of $152,277,522,756 stated on the cover page (in dollars after the unit check, H1), rows summing to $152,277,522,756 with VALUE read as dollars as filed, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 36,977 | $241,090 | dollars as filed | |
| MR COOPER GROUP INC | 62482R107 | COM | 2,961 | $240,522 | dollars as filed | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 9,832 | $240,193 | dollars as filed | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 15,196 | $240,103 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 57,706 | $240,057 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 6,958 | $239,990 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 18,155 | $239,828 | dollars as filed | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 12,569 | $239,826 | dollars as filed | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 10,243 | $239,789 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 6,582 | $238,992 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 19,325 | $238,860 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 5,607 | $238,858 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 14,460 | $238,298 | dollars as filed | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 2,147 | $237,587 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 10,302 | $236,847 | dollars as filed | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 5,805 | $235,810 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 7,859 | $235,758 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 14,452 | $234,845 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 5,058 | $234,641 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 20,034 | $232,795 | dollars as filed | |
| JPMORGAN CHASE FINL CO LLC | 48133Q309 | CAL LKD 44 | 8,033 | $232,479 | dollars as filed | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 6,515 | $232,195 | dollars as filed | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 5,867 | $232,157 | dollars as filed | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 5,010 | $231,161 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 22,071 | $230,423 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 5,512 | $230,291 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 15,884 | $229,841 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 364,752 | $229,792 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,698 | $229,131 | dollars as filed | |
| ISHARES TR | 46436E122 | IBON 2030 TE ETF | 8,849 | $228,802 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 10,251 | $228,597 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J411 | BULLETSHS 31 MUN | 10,873 | $227,898 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726104 | COM SER A | 5,509 | $227,687 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 13,948 | $227,617 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 3,252 | $226,466 | dollars as filed | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 7,538 | $226,053 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 8,798 | $225,886 | dollars as filed | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 6,243 | $225,872 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 2,799 | $224,928 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 20,749 | $224,922 | dollars as filed | |
| TEMPUS AI INC CL A | 88023B103 | Stock | 6,421 | $224,735 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 4,726 | $224,674 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 27,215 | $224,252 | dollars as filed | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 2,808 | $223,308 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 15,724 | $222,337 | dollars as filed | |
| ISHARES TR | 46436E288 | INVT GRD CORP BD | 7,886 | $222,227 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 13,082 | $222,002 | dollars as filed | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 8,077 | $221,956 | dollars as filed | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 4,514 | $221,186 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 98,415 | $220,450 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 23,409 | $220,276 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,405 | $220,253 | dollars as filed | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 4,310 | $220,241 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 6,175 | $219,412 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 27,727 | $219,043 | dollars as filed | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 14,229 | $218,557 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 23,777 | $218,032 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 40,516 | $217,974 | dollars as filed | |
| ENOVIS CORPORATION | 194014502 | COM | 4,818 | $217,771 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 5,858 | $217,039 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 4,945 | $216,146 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 49,832 | $215,773 | dollars as filed | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 9,505 | $215,764 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,471 | $215,336 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 10,500 | $214,813 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 18,341 | $214,768 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 11,455 | $214,672 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F342 | FT VEST U.S | 9,821 | $214,658 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 28,724 | $214,279 | dollars as filed | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 4,952 | $214,134 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 25,994 | $213,411 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 46,648 | $213,181 | dollars as filed | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 3,000 | $212,940 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 8,542 | $211,497 | dollars as filed | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 2,912 | $210,576 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 9,519 | $210,564 | dollars as filed | |
| FORWARD AIR CORP | 349853101 | COM | 11,048 | $210,354 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 3,873 | $209,839 | dollars as filed | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 10,571 | $209,729 | dollars as filed | |
| ARIS MINING CORPORATION | 04040Y109 | COM | 55,533 | $208,804 | dollars as filed | |
| TPG INC COM CL A | 872657101 | Stock | 5,000 | $207,250 | dollars as filed | |
| PCM FD INC | 69323T101 | COM | 27,901 | $207,023 | dollars as filed | |
| PUTNAM ETF TRUST | 746729300 | FOCUSED LAR CAP | 5,692 | $206,620 | dollars as filed | |
| ISHARES TR | 46436E338 | 20+ YEAR TR BD | 8,045 | $206,600 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 4,546 | $206,570 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 3,556 | $206,385 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 77,800 | $206,170 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 27,959 | $205,499 | dollars as filed | |
| AMPLIFY ALTERNATIVE HARVEST ETF | 032108631 | ETF | 61,895 | $205,492 | dollars as filed | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 2,622 | $205,449 | dollars as filed | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 16,523 | $205,386 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 14,901 | $204,148 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 30,654 | $203,849 | dollars as filed | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 6,666 | $203,780 | dollars as filed | |
| PHREESIA INC | 71944F106 | COM | 9,612 | $203,774 | dollars as filed | |
| RAMACO RES INC | 75134P600 | COM CL A | 16,300 | $202,935 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 5,333 | $202,547 | dollars as filed | |
| BGC GROUP INC CL A | 088929104 | Stock | 24,377 | $202,326 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 32,826 | $201,223 | dollars as filed | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 21,631 | $201,168 | dollars as filed | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 10,475 | $201,120 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 6,051 | $201,014 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 14,020 | $200,060 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 19,938 | $199,380 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 23,049 | $199,145 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 11,105 | $198,330 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 17,647 | $197,827 | dollars as filed | |
| EVENTBRITE INC | 29975E109 | COM CL A | 40,816 | $197,549 | dollars as filed | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 26,692 | $195,650 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 27,712 | $195,366 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 18,698 | $194,272 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 27,276 | $193,387 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 14,744 | $192,848 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 27,652 | $192,734 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 21,936 | $191,940 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 64,588 | $191,826 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 40,985 | $191,809 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 10,412 | $191,373 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 19,868 | $189,143 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 73,900 | $188,445 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 28,019 | $188,288 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 23,253 | $186,722 | dollars as filed | |
| ASTORIA REAL ASSET ETF | 46141T117 | UIE | 12,475 | $185,878 | dollars as filed | |
| AMPLIFY ETF TR | 032108649 | AMPLIFY JUNIOR S | 16,392 | $185,557 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 17,305 | $184,130 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 15,728 | $183,860 | dollars as filed | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 12,730 | $182,676 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,300 | $182,000 | dollars as filed | put |
| IMMUNITYBIO INC | 45256X103 | COM | 28,613 | $180,834 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 2,000 | $180,000 | dollars as filed | put |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 13,872 | $179,782 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 23,280 | $179,722 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 14,017 | $178,997 | dollars as filed | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 16,074 | $178,582 | dollars as filed | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 11,488 | $178,529 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 16,948 | $177,785 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 15,634 | $176,512 | dollars as filed | |
| STEM INC | 85859N102 | COM | 158,274 | $175,684 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 19,434 | $175,295 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 116,043 | $175,225 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 71,443 | $175,035 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,000 | $175,000 | dollars as filed | put |
| I-80 GOLD CORP | 44955L106 | COM | 161,982 | $174,941 | dollars as filed | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 22,627 | $174,907 | dollars as filed | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 13,602 | $173,828 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 10,991 | $173,772 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 20,900 | $170,962 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 14,392 | $169,538 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 17,706 | $168,384 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 12,078 | $167,402 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 71,688 | $167,033 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 10,659 | $167,027 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 12,536 | $165,598 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 14,736 | $163,565 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 24,390 | $162,681 | dollars as filed | |
| GERON CORP | 374163103 | COM | 38,315 | $162,456 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 16,944 | $162,321 | dollars as filed | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 160,000 | $158,469 | dollars as filed | principal |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 24,742 | $157,359 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 12,767 | $154,220 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 14,994 | $151,893 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 47,000 | $151,340 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 25,512 | $151,031 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,300 | $151,000 | dollars as filed | put |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 92,073 | $151,000 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 109,767 | $150,381 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 20,211 | $149,764 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 20,156 | $149,558 | dollars as filed | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 11,440 | $148,834 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 44,020 | $148,128 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 21,991 | $146,240 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 19,655 | $144,071 | dollars as filed | |
| ZYMEWORKS INC | 98985Y108 | COM | 16,882 | $143,666 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 23,682 | $143,513 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 14,448 | $142,313 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 84,625 | $142,170 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 39,575 | $141,283 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 22,242 | $141,012 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 11,020 | $140,395 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 19,728 | $139,083 | dollars as filed | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 11,672 | $138,430 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 28,708 | $138,373 | dollars as filed | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 12,003 | $137,440 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 14,806 | $135,771 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 30,164 | $134,833 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 39,881 | $134,798 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 13,301 | $134,076 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 32,723 | $132,855 | dollars as filed | |
| ENERGY SVCS ACQUISITION CORP | 29271Q103 | COM | 18,497 | $132,439 | dollars as filed | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 39,192 | $131,686 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 34,458 | $131,630 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 10,550 | $131,137 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 14,327 | $129,516 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 77,657 | $128,911 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 11,811 | $128,504 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 23,746 | $127,753 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 25,721 | $126,547 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 56,877 | $126,267 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 11,914 | $125,930 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 17,949 | $123,489 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 16,153 | $122,763 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 17,645 | $122,277 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 25,454 | $122,179 | dollars as filed | |
| FORTUNA MNG CORP COM NEW | 349942102 | Stock | 24,803 | $121,287 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 10,894 | $121,029 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 15,725 | $120,768 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 27,874 | $120,694 | dollars as filed | |
| EDGIO INC EQUITY CLASS EQUITY | 53261M203 | STOK | 11,044 | $120,600 | dollars as filed | |
| HOLDCO NUVO GROUP D G LTD | M53051104 | COM | 100,000 | $120,000 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 11,353 | $118,639 | dollars as filed | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $118,275 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 5,000 | $115,000 | dollars as filed | put |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 34,633 | $114,635 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 25,732 | $114,507 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 16,428 | $113,516 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 120,000 | $113,160 | dollars as filed | principal |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 14,847 | $112,689 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 12,500 | $112,650 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 20,497 | $112,324 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 26,205 | $108,751 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 14,188 | $108,396 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 17,335 | $107,650 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 15,259 | $105,745 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 70,319 | $104,775 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 10,300 | $103,000 | dollars as filed | call |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 13,653 | $102,671 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 100,000 | $99,630 | dollars as filed | principal |
| PINSTRIPES HOLDINGS INC CL A COM | 06690B107 | Stock | 35,809 | $98,475 | dollars as filed | |
| ORLA MNG LTD NEW | 68634K106 | COM | 25,416 | $97,597 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 10,078 | $96,648 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 98,500 | $95,545 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 32,562 | $95,081 | dollars as filed | |
| GDL FD | 361570104 | COM SH BEN IT | 12,109 | $94,937 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 28,758 | $94,901 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 6,300 | $94,500 | dollars as filed | put |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 12,072 | $94,403 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 26,192 | $93,767 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 83,058 | $93,025 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 17,997 | $91,425 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 29,294 | $89,933 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 11,792 | $89,737 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 15,700 | $89,647 | dollars as filed | |
| FIBROBIOLOGICS INC | 31573L105 | COM SHS | 17,642 | $88,034 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 16,481 | $88,009 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 17,102 | $85,681 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,717 | $85,093 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 14,130 | $84,215 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 12,687 | $82,973 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 17,376 | $82,884 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 11,725 | $81,785 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 11,258 | $80,607 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 500 | $80,000 | dollars as filed | put |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 13,818 | $78,763 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 28,300 | $78,391 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 15,992 | $77,721 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 56,661 | $76,492 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 12,595 | $76,074 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 22,426 | $76,024 | dollars as filed | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 12,986 | $75,968 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 100 | $75,500 | dollars as filed | put |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 10,524 | $73,878 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 71,955 | $73,394 | dollars as filed | |
| AVID BIOSERVICES INC | 05368M106 | COM | 10,100 | $72,114 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 26,000 | $71,760 | dollars as filed | |
| I3 VERTICALS LLC | 44933TAB2 | NOTE 1.000% 2/1 | 75,000 | $71,705 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 72,000 | $71,410 | dollars as filed | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 72,000 | $69,120 | dollars as filed | principal |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 73,000 | $68,765 | dollars as filed | principal |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 12,388 | $68,753 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 194,600 | $68,694 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 21,500 | $68,585 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 25,103 | $66,774 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 28,643 | $66,738 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 16,522 | $65,758 | dollars as filed | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 37,190 | $63,595 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 97,549 | $62,314 | dollars as filed | |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 73,000 | $62,014 | dollars as filed | principal |
| REDFIN CORP | 75737F108 | COM | 10,262 | $61,675 | dollars as filed | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 19,253 | $61,610 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 43,000 | $61,555 | dollars as filed | principal |
| SCILEX HOLDING CO | 80880W106 | COM | 31,266 | $60,343 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 61,000 | $59,109 | dollars as filed | principal |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 17,000 | $57,922 | dollars as filed | principal |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 10,079 | $57,453 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 10,313 | $55,690 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 59,000 | $55,077 | dollars as filed | principal |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 10,343 | $54,508 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 18,422 | $54,161 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 100 | $53,000 | dollars as filed | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 51,239 | $52,264 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 48,000 | $51,456 | dollars as filed | principal |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 19,271 | $51,454 | dollars as filed | |
| PIXELWORKS INC | 72581M305 | COM NEW | 51,900 | $51,028 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 15,138 | $50,865 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 15,000 | $48,000 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 38,265 | $47,831 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 52,000 | $46,918 | dollars as filed | principal |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 15,388 | $46,010 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 46,000 | $46,000 | dollars as filed | principal |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 11,239 | $45,968 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 11,730 | $44,691 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 10,266 | $44,657 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 26,977 | $44,511 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 42,000 | $44,315 | dollars as filed | principal |
| ITRON INC | 465741AN6 | NOTE 3/1 | 44,000 | $44,198 | dollars as filed | principal |
| VICI PPTYS INC COM | 925652109 | REIT | 1,600 | $44,000 | dollars as filed | put |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 34,688 | $43,360 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 10,000 | $43,000 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 43,000 | $42,549 | dollars as filed | principal |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 51,000 | $42,254 | dollars as filed | principal |
| COMPASS INC | 20464U100 | CL A | 11,733 | $42,239 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 13,000 | $41,932 | dollars as filed | principal |
| T1 ENERGY INC COM NEW | 35834F104 | Stock | 24,555 | $41,744 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 36,568 | $41,688 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 13,852 | $40,586 | dollars as filed | |
| STEM INC | 85859N102 | COM | 40,500 | $40,500 | dollars as filed | call |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 13,569 | $40,164 | dollars as filed | |
| NATERA INC | 632307AB0 | BOND | 14,000 | $39,716 | dollars as filed | principal |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 13,252 | $39,491 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 17,755 | $39,239 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 11,415 | $39,153 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 42,000 | $38,283 | dollars as filed | principal |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 111,285 | $37,670 | dollars as filed | |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 36,441 | $37,534 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 20,115 | $37,012 | dollars as filed | |
| Xilio Therapeutics Inc. | 98422T100 | COM | 38,825 | $36,787 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 35,000 | $35,333 | dollars as filed | principal |
| CYTOSORBENTS CORP | 23283X206 | CMN | 50,000 | $35,150 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 26,000 | $34,904 | dollars as filed | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 38,000 | $34,884 | dollars as filed | principal |
| SCYNEXIS INC | 811292200 | COM NEW | 17,394 | $34,788 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 37,385 | $34,675 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 38,000 | $34,485 | dollars as filed | principal |
| DENISON MINES CORP | 248356107 | COM | 17,180 | $34,188 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 13,842 | $33,913 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 33,806 | $33,806 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 10,250 | $33,723 | dollars as filed | |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 28,000 | $33,530 | dollars as filed | principal |
| SUNPOWER CORP | 867652406 | COM | 11,181 | $33,096 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 12,218 | $32,744 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 18,194 | $32,203 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 35,000 | $31,500 | dollars as filed | principal |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 29,000 | $30,877 | dollars as filed | principal |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 11,052 | $30,504 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 21,053 | $30,316 | dollars as filed | |
| URANIUM RTY CORP | 91702V101 | COM | 13,450 | $30,263 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,500 | $30,000 | dollars as filed | put |
| TELLURIAN INC NEW | 87968A104 | COM | 43,221 | $29,935 | dollars as filed | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 33,631 | $29,932 | dollars as filed | |
| NEXIMMUNE INC | 65344D208 | COMMON | 10,804 | $29,818 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 10,000 | $29,800 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 75,614 | $29,580 | dollars as filed | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 14,000 | $29,148 | dollars as filed | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 16,000 | $28,992 | dollars as filed | principal |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 20,000 | $28,950 | dollars as filed | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 15,000 | $28,763 | dollars as filed | principal |
| DURECT CORP | 266605500 | COM | 22,130 | $28,548 | dollars as filed | |
| DUKE ENERGY CORP | 26441CBY0 | CONV BND | 28,000 | $27,918 | dollars as filed | principal |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 46,057 | $27,782 | dollars as filed | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 13,000 | $27,340 | dollars as filed | principal |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 28,000 | $26,642 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 10,000 | $25,996 | dollars as filed | principal |
| BULLFROG AI HLDGS INC | 12021E109 | COM | 15,000 | $25,950 | dollars as filed | |
| FATHOM HOLDINGS | 31189V109 | COM | 15,000 | $25,800 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 28,000 | $25,786 | dollars as filed | principal |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 25,726 | $25,657 | dollars as filed | |
| SERVE ROBOTICS INC | 81758H106 | COM | 13,096 | $25,537 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 28,000 | $25,061 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 26,000 | $24,908 | dollars as filed | principal |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 12,000 | $24,240 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 34,884 | $24,000 | dollars as filed | |
| FRESHPET INC | 358039AB1 | NOTE 3.000% 4/0 | 12,000 | $23,744 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 28,000 | $23,176 | dollars as filed | principal |
| W & T OFFSHORE INC | 92922P106 | COM | 10,715 | $22,930 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 25,000 | $22,813 | dollars as filed | principal |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 17,731 | $22,696 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 13,750 | $22,688 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 26,961 | $22,682 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 18,398 | $22,630 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 13,000 | $22,581 | dollars as filed | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 24,000 | $22,200 | dollars as filed | principal |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 24,000 | $21,898 | dollars as filed | principal |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 18,878 | $21,898 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 11,521 | $21,314 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 17,000 | $21,250 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 21,000 | $21,166 | dollars as filed | principal |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 10,100 | $20,907 | dollars as filed | |
| Dawson Geophysical Co Ne | 239360100 | COM | 10,593 | $20,656 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 61,535 | $20,571 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 23,200 | $20,323 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 19,000 | $19,911 | dollars as filed | principal |
| SOTHERLY HOTELS INC | 83600C103 | COM | 16,650 | $19,148 | dollars as filed | |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 22,000 | $18,997 | dollars as filed | principal |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 10,350 | $18,837 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 15,000 | $18,750 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 10,912 | $18,332 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 11,100 | $17,982 | dollars as filed | |
| AXON ENTERPRISE INC | 05464CAB7 | NOTE 0.500%12/1 | 13,000 | $17,837 | dollars as filed | principal |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 10,528 | $17,687 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 19,000 | $17,681 | dollars as filed | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 18,000 | $17,640 | dollars as filed | principal |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 19,000 | $17,396 | dollars as filed | principal |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 13,000 | $17,116 | dollars as filed | principal |
| LIVEPERSON, INC. | 538146101 | COM | 28,866 | $16,757 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AD2 | NOTE 1.250% 9/1 | 13,000 | $16,725 | dollars as filed | principal |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 15,560 | $16,649 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 10,000 | $16,600 | dollars as filed | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 200 | $16,400 | dollars as filed | call |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 20,637 | $16,233 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 18,000 | $16,211 | dollars as filed | principal |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 18,000 | $15,789 | dollars as filed | principal |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 16,000 | $15,730 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 25,000 | $15,504 | dollars as filed | principal |
| NULL | 68620A203 | NULL | 19,622 | $14,954 | dollars as filed | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 71,881 | $14,592 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 14,000 | $14,319 | dollars as filed | principal |
| NEUROONE MED TECHNOLOGIES CORP COM | 64130M209 | Stock | 17,400 | $13,920 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 13,000 | $13,754 | dollars as filed | principal |
| ZTO EXPRESS CAYMAN INC | 98980AAB1 | NOTE 1.500% 9/0 | 14,000 | $13,612 | dollars as filed | principal |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 13,000 | $13,351 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 16,000 | $13,097 | dollars as filed | principal |
| NXG NEXTGEN INFRASTR INCM FD | 231647132 | RIGHT 07/17/2024 | 22,738 | $12,506 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 10,000 | $11,498 | dollars as filed | principal |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 10,000 | $11,487 | dollars as filed | principal |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 13,000 | $11,245 | dollars as filed | principal |
| VAXART INC NEW | 92243A200 | COM | 16,726 | $11,161 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 11,000 | $10,720 | dollars as filed | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 11,000 | $10,329 | dollars as filed | principal |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 10,218 | $9,962 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 10,000 | $9,500 | dollars as filed | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 13,394 | $9,376 | dollars as filed | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 10,000 | $9,039 | dollars as filed | principal |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 14,000 | $8,681 | dollars as filed | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 12,000 | $8,200 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 20,211 | $7,983 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 19,700 | $7,860 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 16,066 | $6,909 | dollars as filed | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 30,000 | $6,450 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 23,153 | $6,274 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 16,308 | $6,091 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 10,700 | $5,962 | dollars as filed | |
| PROOF ACQUISITION CORP I | 74349W104 | COM | 10,000 | $5,846 | dollars as filed | |
| GEE GROUP INC | 36165A102 | COM | 18,000 | $5,519 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 13,250 | $4,747 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 10,000 | $4,561 | dollars as filed | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 10,000 | $4,070 | dollars as filed | |
| A2Z CUST2MATE SOLUTIONS CORP | 00249W100 | COM | 10,000 | $3,978 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 21,316 | $2,807 | dollars as filed | |
| 60 DEGREES PHARMACEUTICALS INC COM NEW | 83006G104 | Stock | 10,000 | $2,529 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-24-000013 | this filing | 2024-07-19 | acceptance time not in the bulk data set |