13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-04-22, with 3,912 holding rows worth $147,510,620,184.
- Accession
- 0001084208-24-000011
- Filer
- CIK 1084208
- Filed
- 2024-04-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 3,912 entries on the cover page, a total value of $147,510,620,184 stated on the cover page (in dollars after the unit check, H1), rows summing to $147,510,620,184 with VALUE read as dollars as filed, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 32,705 | $243,653 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 4,728 | $242,854 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 22,327 | $242,694 | dollars as filed | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 6,704 | $242,500 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 87,520 | $242,430 | dollars as filed | |
| UMB FINL CORP | 902788108 | COM | 2,785 | $242,267 | dollars as filed | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 13,591 | $241,376 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 7,175 | $241,043 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 11,713 | $240,951 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 64,485 | $240,529 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 3,937 | $240,472 | dollars as filed | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 3,316 | $240,311 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 37,926 | $240,074 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 2,000 | $240,000 | dollars as filed | call |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 8,416 | $239,566 | dollars as filed | |
| DIODES INC COM | 254543101 | Stock | 3,395 | $239,348 | dollars as filed | |
| ENOVIS CORPORATION | 194014502 | COM | 3,831 | $239,243 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 5,143 | $239,201 | dollars as filed | |
| XENCOR INC | 98401F105 | COMMON STOCK | 10,776 | $238,473 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 9,562 | $237,714 | dollars as filed | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 3,433 | $237,529 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726104 | COM SER A | 5,667 | $237,447 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,103 | $236,913 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 12,809 | $236,838 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 2,235 | $236,597 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 13,072 | $235,953 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 22,143 | $234,937 | dollars as filed | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 4,601 | $234,353 | dollars as filed | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 13,920 | $233,856 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 32,404 | $233,630 | dollars as filed | |
| MANITOWOC CO INC | 563571405 | COM NEW | 16,486 | $233,112 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 17,000 | $232,900 | dollars as filed | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 10,754 | $231,213 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 43,855 | $231,115 | dollars as filed | |
| ISHARES TR | 46436E122 | IBON 2030 TE ETF | 8,822 | $230,607 | dollars as filed | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 21,100 | $230,412 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 5,839 | $228,711 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 5,178 | $228,609 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 20,607 | $227,915 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 39,500 | $227,915 | dollars as filed | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 12,231 | $227,864 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 19,247 | $227,627 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 10,406 | $227,163 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 23,828 | $226,604 | dollars as filed | |
| INTERFACE INC | 458665304 | COM | 13,461 | $226,414 | dollars as filed | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,369 | $226,099 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 22,332 | $225,996 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 2,449 | $225,920 | dollars as filed | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 8,214 | $225,885 | dollars as filed | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 41,871 | $225,685 | dollars as filed | |
| PCM FD INC | 69323T101 | COM | 27,215 | $225,071 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L123 | CL A NEW | 22,282 | $225,048 | dollars as filed | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 72,307 | $224,874 | dollars as filed | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 5,152 | $224,806 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 5,858 | $224,537 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 3,938 | $224,348 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 86,825 | $224,009 | dollars as filed | |
| TPG INC COM CL A | 872657101 | Stock | 5,000 | $223,500 | dollars as filed | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 2,905 | $223,266 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 35,007 | $222,642 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,421 | $222,416 | dollars as filed | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 3,348 | $221,671 | dollars as filed | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 12,450 | $220,988 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 2,320 | $220,006 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 400 | $220,000 | dollars as filed | put |
| ISHARES TR | 46436E338 | 20+ YEAR TR BD | 8,238 | $219,956 | dollars as filed | |
| GE Vernova Inc. | 36828A101 | COM | 1,600 | $218,800 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 6,573 | $218,749 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 7,907 | $218,549 | dollars as filed | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 2,588 | $218,388 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 15,563 | $218,349 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 26,277 | $218,099 | dollars as filed | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 4,399 | $217,135 | dollars as filed | |
| CAMTEK LTD ORD | M20791105 | Stock | 2,583 | $216,378 | dollars as filed | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,824 | $216,147 | dollars as filed | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 5,867 | $215,788 | dollars as filed | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 3,000 | $215,700 | dollars as filed | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 10,771 | $214,666 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 19,800 | $214,434 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 5,871 | $213,934 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F342 | FT VEST U.S | 9,821 | $213,663 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 7,963 | $213,010 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 10,029 | $212,314 | dollars as filed | |
| PRICESMART INC COM | 741511109 | Stock | 2,523 | $211,932 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 13,683 | $211,676 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 13,192 | $211,468 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 19,202 | $211,414 | dollars as filed | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 7,402 | $211,339 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 27,700 | $211,076 | dollars as filed | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 4,711 | $210,615 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 15,737 | $209,932 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 43,721 | $208,551 | dollars as filed | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,034 | $208,138 | dollars as filed | |
| CVR PARTNERS LP | 126633205 | COM | 2,647 | $208,028 | dollars as filed | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 13,501 | $207,645 | dollars as filed | |
| ADVISORSHARES TR | 00768Y479 | ETFs | 5,605 | $207,553 | dollars as filed | |
| ALAMO GROUP INC | 011311107 | COM | 908 | $207,339 | dollars as filed | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 16,672 | $207,066 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 154,489 | $207,015 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 178,358 | $206,895 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 8,031 | $206,471 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 1,884 | $205,858 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 47,000 | $205,390 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 12,051 | $204,994 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 5,468 | $204,831 | dollars as filed | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 22,013 | $204,721 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 3,244 | $203,139 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 47,325 | $202,788 | dollars as filed | |
| BGC GROUP INC CL A | 088929104 | Stock | 26,057 | $202,462 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 12,239 | $202,311 | dollars as filed | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 11,549 | $202,223 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 3,561 | $201,497 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 27,564 | $201,495 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,662 | $201,418 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 24,175 | $201,378 | dollars as filed | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 6,368 | $201,357 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 2,027 | $200,955 | dollars as filed | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 3,150 | $200,876 | dollars as filed | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 13,182 | $200,495 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 18,036 | $198,216 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 22,500 | $198,113 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 32,000 | $196,480 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,300 | $195,000 | dollars as filed | put |
| CORMEDIX INC COM | 21900C308 | Stock | 45,827 | $194,306 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 14,837 | $193,320 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 27,253 | $193,220 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 11,645 | $191,211 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 84,189 | $191,109 | dollars as filed | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 12,113 | $190,901 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 20,897 | $190,790 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 41,170 | $190,617 | dollars as filed | |
| BRIGHTSPRING HEALTH SVCS | 10950A106 | COM | 17,526 | $190,508 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 2,100 | $188,000 | dollars as filed | put |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 17,577 | $187,019 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 13,812 | $185,494 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 18,429 | $184,474 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 15,979 | $183,918 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 12,508 | $182,361 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 13,385 | $181,237 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 23,401 | $180,655 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 15,495 | $180,515 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 72,967 | $180,228 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 17,139 | $179,788 | dollars as filed | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 10,759 | $179,137 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 15,698 | $179,112 | dollars as filed | |
| EFFECTOR THERAPEUTIC EQUCLASS EQUITY | 28202V207 | COMMON STOCK | 12,345 | $177,645 | dollars as filed | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 12,027 | $175,233 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,000 | $175,000 | dollars as filed | put |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 16,934 | $173,409 | dollars as filed | |
| LEGALZOOM COM INC | 52466B103 | COM | 12,994 | $173,340 | dollars as filed | |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 31,815 | $173,074 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 44,749 | $170,942 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 10,962 | $169,149 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 17,706 | $167,322 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 12,636 | $167,301 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 26,370 | $165,867 | dollars as filed | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 10,726 | $165,820 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 12,020 | $165,155 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 14,592 | $164,452 | dollars as filed | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 23,754 | $162,715 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 40,789 | $161,526 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 60,047 | $160,926 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 13,574 | $160,307 | dollars as filed | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 160,000 | $159,392 | dollars as filed | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 400 | $156,000 | dollars as filed | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 71,443 | $155,031 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 14,144 | $155,017 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 14,392 | $154,714 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 20,149 | $154,341 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 21,947 | $153,629 | dollars as filed | |
| ENERGY SVCS ACQUISITION CORP | 29271Q103 | COM | 18,497 | $152,600 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 56,877 | $152,430 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 37,063 | $150,105 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 14,981 | $149,662 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 13,000 | $149,500 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 14,157 | $148,934 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 22,117 | $148,626 | dollars as filed | |
| WISDOMTREE INC | 97717P104 | COM | 16,159 | $148,505 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 73,900 | $147,800 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 14,271 | $147,709 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 12,320 | $146,608 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 20,069 | $146,504 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 11,694 | $145,595 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 43,542 | $145,432 | dollars as filed | |
| CELLECTAR BIOSCIENCES INC | 15117F807 | COM | 36,025 | $143,380 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 27,367 | $142,308 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 12,957 | $139,158 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 28,049 | $138,562 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 14,811 | $138,185 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 11,423 | $137,076 | dollars as filed | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 11,919 | $137,069 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 97,100 | $133,998 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 17,449 | $133,834 | dollars as filed | |
| GDL FD | 361570104 | COM SH BEN IT | 16,390 | $130,468 | dollars as filed | |
| U S SILICA HLDGS INC | 90346E103 | COM | 10,390 | $128,940 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 14,327 | $128,800 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 17,643 | $128,442 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 25,249 | $128,265 | dollars as filed | |
| EDGIO INC EQUITY CLASS EQUITY | 53261M203 | STOK | 13,050 | $125,933 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 23,413 | $125,728 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 17,238 | $125,147 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 28,166 | $124,494 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 15,725 | $124,385 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 84,558 | $124,300 | dollars as filed | |
| GERON CORP | 374163103 | COM | 37,600 | $124,080 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 31,700 | $123,947 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 11,594 | $123,476 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 15,130 | $123,007 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 11,565 | $122,589 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 20,540 | $122,418 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 101,345 | $120,601 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 23,635 | $119,829 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 36,024 | $117,798 | dollars as filed | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $116,518 | dollars as filed | |
| CASSAVA SCIENCES INC | 14817C115 | WARR | 28,885 | $116,404 | dollars as filed | |
| PINSTRIPES HOLDINGS INC CL A COM | 06690B107 | Stock | 35,809 | $116,379 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 26,849 | $116,258 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 5,000 | $115,000 | dollars as filed | put |
| ADT INC DEL COM | 00090Q103 | Stock | 17,063 | $114,663 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 26,577 | $113,750 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 120,000 | $113,172 | dollars as filed | principal |
| TRAVELZOO | 89421Q205 | CMN | 11,040 | $112,387 | dollars as filed | |
| MFA FINL INC | 55272XAA0 | BOND | 110,000 | $109,725 | dollars as filed | principal |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 25,171 | $107,228 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 12,120 | $103,747 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 17,297 | $103,609 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 10,300 | $103,000 | dollars as filed | call |
| FTC SOLAR INC | 30320C103 | COM | 189,100 | $101,925 | dollars as filed | |
| ALTI GLOBAL INC | 02157E106 | COMMON STOCK | 18,000 | $101,880 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 12,805 | $101,156 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 10,078 | $100,578 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 14,952 | $99,879 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 16,335 | $99,480 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 100,000 | $99,252 | dollars as filed | principal |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 12,079 | $97,357 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 12,974 | $97,048 | dollars as filed | |
| TRANSALTA CORP | 89346D107 | COM | 15,000 | $96,450 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 17,325 | $95,114 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 6,300 | $94,500 | dollars as filed | put |
| MIMEDX GROUP INC | 602496101 | COM | 12,254 | $94,356 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 14,179 | $94,290 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 22,870 | $93,996 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 28,854 | $92,333 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 16,492 | $92,190 | dollars as filed | |
| ORLA MNG LTD NEW | 68634K106 | COM | 24,241 | $91,873 | dollars as filed | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 12,986 | $89,993 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 16,800 | $89,544 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 28,300 | $89,428 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 18,492 | $88,762 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 17,701 | $88,682 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 114,898 | $88,184 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 17,376 | $87,575 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 10,838 | $87,571 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 13,682 | $86,060 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 69,039 | $85,608 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 29,328 | $85,051 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 10,184 | $82,896 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 30,719 | $81,712 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 13,218 | $80,630 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 11,027 | $79,394 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 29,643 | $77,368 | dollars as filed | |
| ACELYRIN INC | 00445A100 | COM | 11,364 | $76,707 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 37,568 | $76,639 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,482 | $76,610 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 41,239 | $75,467 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,000 | $75,000 | dollars as filed | put |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 15,841 | $74,136 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 11,372 | $74,035 | dollars as filed | |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 10,200 | $72,930 | dollars as filed | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 10,658 | $72,474 | dollars as filed | |
| I3 VERTICALS LLC | 44933TAB2 | NOTE 1.000% 2/1 | 75,000 | $71,850 | dollars as filed | principal |
| NIKOLA CORP | 654110105 | COM | 68,907 | $71,663 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 25,732 | $67,675 | dollars as filed | |
| AVID BIOSERVICES INC | 05368M106 | COM | 10,100 | $67,670 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 15,168 | $67,346 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 25,505 | $67,333 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 17,606 | $66,551 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 10,777 | $66,386 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 12,699 | $65,019 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 59,629 | $64,996 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 113,785 | $64,254 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 20,941 | $63,451 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 13,674 | $61,943 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 15,555 | $60,975 | dollars as filed | |
| NEXIMMUNE INC | 65344D208 | COMMON | 10,804 | $60,610 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 20,158 | $60,474 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 25,600 | $60,416 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 18,464 | $58,531 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,918 | $58,411 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 22,426 | $56,065 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 22,949 | $55,996 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 10,343 | $55,956 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 17,755 | $55,396 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 13,852 | $54,854 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 33,806 | $54,766 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 11,035 | $53,408 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 23,260 | $52,568 | dollars as filed | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 18,531 | $52,257 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 26,000 | $52,000 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 5,000 | $50,000 | dollars as filed | call |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 36,441 | $49,924 | dollars as filed | |
| SCILEX HOLDING CO | 80880W106 | COM | 31,266 | $49,713 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 18,194 | $49,306 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 11,044 | $49,035 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 26,947 | $48,504 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 19,081 | $47,893 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 50,000 | $47,500 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 30,637 | $47,181 | dollars as filed | |
| THERMOGENESIS HLDGS INC | 88362L209 | COM NEW | 65,004 | $46,413 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 400 | $46,000 | dollars as filed | put |
| OPKO HEALTH INC | 68375N103 | COM | 38,265 | $45,918 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 43,200 | $45,792 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 33,785 | $45,610 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 85,614 | $45,547 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 12,500 | $45,000 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 1,600 | $44,000 | dollars as filed | put |
| DENISON MINES CORP | 248356107 | COM | 22,530 | $43,934 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 37,038 | $43,705 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 32,368 | $42,402 | dollars as filed | |
| T1 ENERGY INC COM NEW | 35834F104 | Stock | 25,055 | $42,092 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 12,838 | $41,853 | dollars as filed | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 71,881 | $41,511 | dollars as filed | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 10,000 | $41,100 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 15,813 | $40,323 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 30,000 | $39,675 | dollars as filed | principal |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 11,000 | $38,830 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 10,250 | $38,438 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 42,000 | $38,275 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 43,000 | $38,267 | dollars as filed | principal |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 16,407 | $38,229 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 11,415 | $38,012 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 18,878 | $36,057 | dollars as filed | |
| PROOF ACQUISITION CORP I | 74349W104 | COM | 10,000 | $35,500 | dollars as filed | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 39,890 | $35,087 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 10,000 | $34,500 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 16,350 | $33,191 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 35,000 | $31,168 | dollars as filed | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 32,000 | $31,092 | dollars as filed | principal |
| ITRON INC | 465741AN6 | NOTE 3/1 | 31,000 | $31,058 | dollars as filed | principal |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 22,788 | $30,992 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 34,559 | $30,785 | dollars as filed | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 30,977 | $30,361 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,500 | $30,000 | dollars as filed | put |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 20,187 | $29,877 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 18,100 | $29,684 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 16,000 | $29,416 | dollars as filed | principal |
| LIVEPERSON, INC. | 538146101 | COM | 29,097 | $29,021 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 100 | $29,000 | dollars as filed | put |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 10,528 | $28,952 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 33,000 | $28,806 | dollars as filed | principal |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 29,000 | $28,765 | dollars as filed | principal |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 29,000 | $28,478 | dollars as filed | principal |
| INTERDIGITAL INC | 45867GAB7 | BOND | 21,000 | $27,214 | dollars as filed | principal |
| KAMAN CORP | 483548AF0 | BOND | 27,000 | $26,935 | dollars as filed | principal |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 10,841 | $26,018 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 17,394 | $25,569 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 10,000 | $25,500 | dollars as filed | principal |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 15,400 | $25,410 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 12,000 | $24,240 | dollars as filed | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 16,650 | $24,143 | dollars as filed | |
| GUESS INC | 401617AD7 | BOND | 21,000 | $23,323 | dollars as filed | principal |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 25,000 | $22,888 | dollars as filed | principal |
| TELLURIAN INC NEW | 87968A104 | COM | 34,221 | $22,634 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 18,500 | $22,385 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 16,857 | $21,914 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 24,498 | $21,558 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 21,053 | $21,474 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 13,252 | $20,938 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 22,000 | $20,845 | dollars as filed | principal |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 49,879 | $20,450 | dollars as filed | |
| NULL | 68620A203 | NULL | 19,822 | $20,417 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 11,154 | $20,189 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 12,538 | $19,810 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 17,000 | $19,610 | dollars as filed | principal |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 11,100 | $19,536 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 10,000 | $18,200 | dollars as filed | |
| Boeing Company | 097023105 | COM | 100 | $18,000 | dollars as filed | put |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 15,000 | $17,693 | dollars as filed | principal |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 19,000 | $17,647 | dollars as filed | principal |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 19,000 | $17,609 | dollars as filed | principal |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 15,832 | $16,307 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 10,941 | $16,193 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 25,000 | $15,563 | dollars as filed | principal |
| Dawson Geophysical Co Ne | 239360100 | COM | 10,593 | $15,042 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 15,000 | $14,729 | dollars as filed | principal |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 14,000 | $14,700 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 13,000 | $14,593 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 14,000 | $14,469 | dollars as filed | principal |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 30,000 | $14,373 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 26,572 | $14,112 | dollars as filed | |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 10,100 | $13,837 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 19,891 | $13,804 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 10,000 | $13,100 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 21,316 | $12,600 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 13,000 | $11,947 | dollars as filed | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 11,000 | $10,786 | dollars as filed | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 11,000 | $10,665 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 12,000 | $10,528 | dollars as filed | principal |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 11,000 | $10,229 | dollars as filed | principal |
| CYBIN INC | 23256X100 | COM | 22,903 | $9,470 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 13,950 | $9,349 | dollars as filed | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 10,000 | $8,925 | dollars as filed | principal |
| GEVO INC | 374396406 | COM PAR | 10,700 | $8,225 | dollars as filed | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 13,394 | $7,973 | dollars as filed | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 12,000 | $7,476 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 15,916 | $7,005 | dollars as filed | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 10,000 | $6,700 | dollars as filed | |
| GEE GROUP INC | 36165A102 | COM | 18,000 | $6,471 | dollars as filed | |
| A2Z CUST2MATE SOLUTIONS CORP | 00249W100 | COM | 10,000 | $5,832 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 100 | $5,500 | dollars as filed | put |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 30,000 | $5,496 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 27,874 | $1,491 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-24-000011 | this filing | 2024-04-22 | acceptance time not in the bulk data set |