13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-04-14, with 3,869 holding rows worth $115,148,628,709.
- Accession
- 0001084208-23-000011
- Filer
- CIK 1084208
- Filed
- 2023-04-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 3,869 entries on the cover page, a total value of $115,148,628,709 stated on the cover page (in dollars after the unit check, H1), rows summing to $115,148,628,709 with VALUE read as dollars as filed, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RING ENERGY INC | 76680V108 | COMMON STOCK | 101,842 | $193,500 | dollars as filed | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 22,169 | $193,314 | dollars as filed | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 12,609 | $189,892 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 112,124 | $189,490 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 55,414 | $188,962 | dollars as filed | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 11,502 | $188,863 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 39,446 | $188,156 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 18,057 | $187,973 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 20,250 | $187,515 | dollars as filed | |
| LAKELAND BANCORP INC | 511637100 | COM | 11,980 | $187,361 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 25,336 | $185,713 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 174,859 | $185,351 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 11,640 | $184,960 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 16,738 | $184,448 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 15,858 | $184,429 | dollars as filed | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 11,406 | $183,180 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 11,409 | $182,883 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 17,927 | $182,318 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 15,078 | $181,086 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 19,985 | $181,062 | dollars as filed | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 19,228 | $180,743 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 39,788 | $179,843 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 27,491 | $177,867 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 16,682 | $176,827 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 23,550 | $175,448 | dollars as filed | |
| HELMERICH & PAYNE INC | 423452101 | COM | 5,000 | $175,000 | dollars as filed | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 45,408 | $174,367 | dollars as filed | |
| BANDWIDTH INC | 05988J103 | COM CL A | 11,404 | $173,341 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 800 | $172,000 | dollars as filed | put |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 90,000 | $171,000 | dollars as filed | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $170,550 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,000 | $170,000 | dollars as filed | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 17,598 | $168,589 | dollars as filed | |
| PIXELWORKS INC | 72581M305 | COM NEW | 113,400 | $167,832 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 16,105 | $167,492 | dollars as filed | |
| ORLA MNG LTD NEW | 68634K106 | COM | 35,223 | $167,309 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 16,634 | $167,005 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 13,489 | $166,724 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 18,913 | $166,624 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 72,414 | $166,552 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 16,200 | $165,726 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 28,519 | $163,701 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 15,419 | $163,596 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 13,253 | $161,822 | dollars as filed | |
| Apple Inc | 037833100 | COM | 1,000 | $160,000 | dollars as filed | put |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 26,104 | $157,929 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 22,806 | $157,361 | dollars as filed | |
| TONIX PHARMACEUTICALS HOLDIN | 890260862 | Common Stock | 266,188 | $157,344 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 14,677 | $156,607 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,625 | $153,855 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 19,921 | $153,591 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 15,478 | $153,542 | dollars as filed | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 41,543 | $153,294 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 18,599 | $152,698 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 10,414 | $152,358 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 18,313 | $151,082 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 20,627 | $150,165 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 48,746 | $150,137 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 14,672 | $149,654 | dollars as filed | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 31,725 | $149,107 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 12,700 | $148,590 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 150,000 | $148,500 | dollars as filed | principal |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 21,665 | $147,539 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 17,797 | $147,537 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 11,664 | $147,311 | dollars as filed | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 10,088 | $145,772 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 22,439 | $145,629 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 12,766 | $145,277 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 52,145 | $144,442 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 34,827 | $144,184 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 16,048 | $143,472 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 20,484 | $143,388 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 14,039 | $142,498 | dollars as filed | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 36,582 | $141,938 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 14,214 | $141,429 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 16,284 | $140,855 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 34,660 | $140,026 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 2,000 | $140,000 | dollars as filed | call |
| TRANSALTA CORP | 89346D107 | COM | 16,000 | $140,000 | dollars as filed | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 12,718 | $139,644 | dollars as filed | |
| Heritage Commerce Corp | 426927109 | Common Stock | 16,740 | $139,442 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 24,183 | $139,052 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 49,240 | $138,857 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 140,000 | $138,625 | dollars as filed | principal |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 60,164 | $134,767 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 29,078 | $134,050 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 38,576 | $133,087 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 11,307 | $132,744 | dollars as filed | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 19,010 | $132,120 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 11,783 | $132,092 | dollars as filed | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 12,924 | $132,087 | dollars as filed | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 10,968 | $132,055 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 84,078 | $132,002 | dollars as filed | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 14,010 | $131,413 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 11,800 | $129,328 | dollars as filed | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 11,035 | $129,110 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 12,553 | $127,665 | dollars as filed | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 43,300 | $127,302 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 16,074 | $127,098 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 18,244 | $124,059 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 31,887 | $124,041 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 43,668 | $123,144 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 10,175 | $122,808 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 11,165 | $122,595 | dollars as filed | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 16,106 | $122,567 | dollars as filed | |
| NEXIMMUNE INC | 65344D109 | COM | 320,622 | $121,836 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 11,991 | $121,589 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 2,700 | $121,500 | dollars as filed | put |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 15,725 | $120,611 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 12,780 | $120,129 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 600 | $120,000 | dollars as filed | call |
| STONECO LTD | G85158106 | COM CL A | 12,550 | $119,727 | dollars as filed | |
| TIDAL TRUST I | 886364306 | SOFI NEXT 500 | 10,306 | $118,265 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 14,323 | $117,592 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 11,455 | $117,070 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 28,576 | $116,590 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 18,863 | $116,385 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 12,172 | $115,877 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 20,015 | $115,687 | dollars as filed | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 21,321 | $115,347 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 13,460 | $115,218 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 5,000 | $115,000 | dollars as filed | put |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 14,326 | $114,608 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 19,485 | $114,377 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 13,195 | $113,081 | dollars as filed | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 14,531 | $112,615 | dollars as filed | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 10,214 | $112,150 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 11,128 | $110,501 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 20,828 | $110,388 | dollars as filed | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 110,000 | $110,000 | dollars as filed | principal |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 28,897 | $109,809 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 18,860 | $108,822 | dollars as filed | |
| Inflarx Nv | N44821101 | COM | 56,065 | $108,766 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 10,924 | $108,694 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 59,820 | $108,274 | dollars as filed | |
| MIROMATRIX MED INC | 60471P108 | COM | 64,300 | $108,024 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 92,308 | $107,077 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 61,110 | $106,943 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 14,882 | $106,853 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 120,000 | $105,660 | dollars as filed | principal |
| MFA FINL INC | 55272XAA0 | BOND | 110,000 | $104,525 | dollars as filed | principal |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 24,876 | $103,733 | dollars as filed | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 110,000 | $103,486 | dollars as filed | principal |
| COEUR MNG INC COM NEW | 192108504 | Stock | 25,900 | $103,341 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 12,079 | $102,913 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 12,044 | $101,408 | dollars as filed | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 12,950 | $101,399 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 23,096 | $101,391 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 21,907 | $100,115 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 2,000 | $100,000 | dollars as filed | call |
| NIKOLA CORP | 654110105 | COM | 82,529 | $99,860 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 20,337 | $99,854 | dollars as filed | |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 36,451 | $99,511 | dollars as filed | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 21,500 | $98,900 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 25,817 | $98,879 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 25,896 | $98,146 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 100,000 | $97,606 | dollars as filed | principal |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 20,000 | $96,400 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 12,873 | $96,161 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 6,300 | $94,500 | dollars as filed | put |
| TDCX INC | 87190U100 | ADR | 10,597 | $94,313 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 20,992 | $93,834 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 115,540 | $93,472 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 11,462 | $93,186 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 23,773 | $92,715 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 18,709 | $92,235 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 17,600 | $91,000 | dollars as filed | call |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 13,940 | $90,472 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,500 | $90,000 | dollars as filed | put |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 10,303 | $89,840 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 27,139 | $89,559 | dollars as filed | |
| ATRECA INC | 04965G109 | COM | 77,524 | $88,377 | dollars as filed | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 71,686 | $88,174 | dollars as filed | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 12,986 | $86,443 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 11,230 | $86,359 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 101,541 | $84,279 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 92,350 | $84,039 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 21,700 | $83,762 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 15,886 | $83,084 | dollars as filed | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 10,156 | $82,568 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 42,248 | $81,961 | dollars as filed | |
| GERON CORP | 374163103 | COM | 37,700 | $81,809 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 17,950 | $81,314 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 64,200 | $80,892 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,000 | $80,000 | dollars as filed | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 17,487 | $79,741 | dollars as filed | |
| TRAVELZOO | 89421Q205 | CMN | 13,040 | $78,762 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 11,794 | $78,191 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 20,300 | $77,546 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 13,525 | $75,334 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,000 | $75,000 | dollars as filed | call |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 24,906 | $74,967 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 13,885 | $74,146 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 23,122 | $73,066 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 103,625 | $72,745 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 10,739 | $71,954 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 9,327 | $71,725 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 11,447 | $70,857 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 10,000 | $70,100 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 24,448 | $69,921 | dollars as filed | |
| WISDOMTREE INC | 97717P104 | COM | 11,777 | $69,011 | dollars as filed | |
| I3 VERTICALS LLC | 44933TAB2 | NOTE 1.000% 2/1 | 75,000 | $68,813 | dollars as filed | principal |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 20,445 | $68,694 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 20,903 | $66,890 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 73,070 | $65,668 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 25,727 | $65,604 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 60,140 | $65,553 | dollars as filed | |
| THERMOGENESIS HLDGS INC | 88362L209 | COM NEW | 25,004 | $65,510 | dollars as filed | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 71,611 | $63,719 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 65,000 | $62,969 | dollars as filed | principal |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 99,145 | $62,739 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 10,217 | $62,426 | dollars as filed | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 10,234 | $61,302 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 19,500 | $60,840 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 41,295 | $60,291 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 16,333 | $60,105 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 19,411 | $59,980 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 15,000 | $59,490 | dollars as filed | principal |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 138,040 | $58,874 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 53,320 | $58,652 | dollars as filed | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 50,892 | $57,508 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 17,877 | $56,849 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 183,818 | $55,697 | dollars as filed | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 13,894 | $55,576 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,100 | $55,000 | dollars as filed | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 35,494 | $53,241 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 48,569 | $52,455 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 18,043 | $51,964 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 17,294 | $51,882 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 10,007 | $50,836 | dollars as filed | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 335,536 | $50,330 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 27,476 | $49,457 | dollars as filed | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 22,550 | $48,032 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 14,468 | $47,600 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 13,614 | $46,560 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 34,063 | $46,326 | dollars as filed | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 10,943 | $46,070 | dollars as filed | |
| BERKSHIRE GREY INC | 084656107 | COM | 33,000 | $45,540 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 14,259 | $45,344 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 11,155 | $45,178 | dollars as filed | |
| Yalla Group Ltd | 98459U103 | COM | 11,400 | $44,916 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 13,870 | $44,800 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 1,600 | $44,000 | dollars as filed | put |
| ORIGIN MATERIALS INC | 68622D106 | COM | 10,100 | $43,127 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 18,385 | $42,653 | dollars as filed | |
| ENERGY SVCS ACQUISITION CORP | 29271Q103 | COM | 18,497 | $42,358 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 22,044 | $41,222 | dollars as filed | |
| COFFEE HLDG CO INC | 192176105 | COM | 21,800 | $40,766 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 26,870 | $39,499 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 30,824 | $39,455 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 200 | $39,000 | dollars as filed | put |
| REDWOOD TRUST INC | 758075AC9 | BOND | 40,000 | $38,900 | dollars as filed | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 61,241 | $38,582 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 10,000 | $38,500 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 15,000 | $38,250 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 10,900 | $38,150 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 22,100 | $38,012 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 11,415 | $36,642 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 27,106 | $36,593 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 44,480 | $36,474 | dollars as filed | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 10,953 | $35,926 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 29,900 | $35,880 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 21,610 | $35,873 | dollars as filed | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 60,000 | $34,800 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 11,661 | $33,234 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 11,804 | $32,343 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 12,504 | $32,135 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 21,173 | $31,760 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 16,977 | $31,407 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 31,000 | $30,996 | dollars as filed | principal |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 15,620 | $30,771 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 31,000 | $30,770 | dollars as filed | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 32,000 | $30,339 | dollars as filed | principal |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,500 | $30,000 | dollars as filed | put |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 30,000 | $29,280 | dollars as filed | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 15,000 | $29,213 | dollars as filed | principal |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 11,843 | $27,002 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 14,762 | $25,981 | dollars as filed | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 73,470 | $25,737 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 5,000 | $25,000 | dollars as filed | call |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 25,000 | $24,531 | dollars as filed | principal |
| ICAD INC | 44934S206 | COM NEW | 19,546 | $24,237 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 11,737 | $24,061 | dollars as filed | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 37,087 | $23,736 | dollars as filed | |
| Dawson Geophysical Co Ne | 239360100 | COM | 14,593 | $23,641 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 10,000 | $23,637 | dollars as filed | principal |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 12,497 | $23,494 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 14,338 | $22,797 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 12,000 | $22,680 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 10,000 | $22,405 | dollars as filed | principal |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 23,000 | $22,253 | dollars as filed | principal |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 38,231 | $22,178 | dollars as filed | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 16,250 | $22,100 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 400 | $22,000 | dollars as filed | put |
| INTERDIGITAL INC | 45867GAB7 | BOND | 21,000 | $21,656 | dollars as filed | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 22,000 | $21,175 | dollars as filed | principal |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 25,000 | $21,092 | dollars as filed | principal |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 14,000 | $21,000 | dollars as filed | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 22,400 | $20,834 | dollars as filed | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 14,500 | $20,300 | dollars as filed | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 11,000 | $19,690 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 11,376 | $19,680 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 20,535 | $19,303 | dollars as filed | |
| VERASTEM INC | 92337C104 | COM | 44,700 | $18,559 | dollars as filed | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 20,000 | $18,000 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 16,000 | $17,632 | dollars as filed | principal |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 35,000 | $16,615 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 15,919 | $16,397 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 13,425 | $16,244 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 400 | $16,000 | dollars as filed | call |
| SHIFT TECHNOLOGIES INC | 82452t305 | COM | 14,203 | $15,907 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 15,000 | $15,390 | dollars as filed | principal |
| LUMIRADX LTD | G5709L109 | SHS | 32,841 | $15,271 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 15,000 | $15,080 | dollars as filed | principal |
| EDGIO INC | 53261M104 | COM | 18,789 | $14,864 | dollars as filed | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 15,000 | $14,854 | dollars as filed | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 15,000 | $14,850 | dollars as filed | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 15,000 | $14,624 | dollars as filed | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 15,000 | $14,618 | dollars as filed | principal |
| KAMAN CORP | 483548AF0 | BOND | 15,000 | $14,145 | dollars as filed | principal |
| SKILLZ INC | 83067L109 | COM | 22,666 | $13,445 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 16,071 | $13,178 | dollars as filed | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 62,900 | $13,020 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 18,657 | $13,010 | dollars as filed | |
| A2Z CUST2MATE SOLUTIONS CORP | 00249W100 | COM | 10,000 | $12,900 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 13,000 | $12,880 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 25,000 | $12,875 | dollars as filed | principal |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 15,000 | $12,836 | dollars as filed | principal |
| PAVMED INC | 70387R106 | COM | 33,043 | $12,342 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 11,298 | $12,315 | dollars as filed | |
| Accelerate Diagnostics | 00430H102 | COM | 17,499 | $12,249 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 15,200 | $11,815 | dollars as filed | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 30,000 | $11,025 | dollars as filed | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 10,000 | $10,950 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 13,000 | $10,758 | dollars as filed | principal |
| CANOO INC | 13803R102 | COM CL A | 16,330 | $10,657 | dollars as filed | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 21,000 | $10,563 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 14,435 | $10,249 | dollars as filed | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 29,678 | $10,091 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 10,000 | $9,960 | dollars as filed | principal |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 100 | $9,500 | dollars as filed | put |
| KINROSS GOLD CORP | 496902404 | COM | 2,200 | $8,800 | dollars as filed | call |
| ENERGOUS CORP | 29272C103 | COM | 15,675 | $8,465 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 10,000 | $8,425 | dollars as filed | principal |
| MCLOUD TECHNOLOGIES CORP | 582270609 | COM NEW | 25,677 | $8,250 | dollars as filed | |
| POLISHED COM INC | 28252C109 | CMN | 15,810 | $8,223 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 10,122 | $7,659 | dollars as filed | |
| GEE GROUP INC | 36165A102 | COM | 18,000 | $7,470 | dollars as filed | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 17,487 | $7,170 | dollars as filed | |
| MOGO INC | 60800C109 | COM | 10,808 | $7,102 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 400 | $7,000 | dollars as filed | call |
| AMERICAN REBEL HOLDINGS INC | 02919L208 | COM | 47,823 | $6,796 | dollars as filed | |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 14,311 | $6,582 | dollars as filed | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 10,400 | $6,548 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 47,576 | $6,247 | dollars as filed | |
| BED BATH & BEYOND INC | 075896100 | COM | 14,475 | $6,187 | dollars as filed | |
| AUDACY INC | 05070N103 | COM | 45,819 | $6,172 | dollars as filed | |
| AYRO INC | 054748108 | COM | 10,000 | $5,456 | dollars as filed | |
| MEI PHARMA INC | 55279B202 | COM NEW | 22,355 | $5,117 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 20,149 | $4,812 | dollars as filed | |
| CBRE GLOBAL REAL ESTATE INCOME FD SUBSCRIPTION RT | 12504G118 | COM | 125,840 | $3,888 | dollars as filed | |
| APTINYX INC | 03836N103 | COM | 26,675 | $3,329 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 100 | $3,000 | dollars as filed | put |
| HELIOGEN INC | 42329E105 | COM | 10,000 | $2,402 | dollars as filed | |
| ARRIVAL GROUP | L0423Q108 | SHS | 11,773 | $1,578 | dollars as filed | |
| STEM INC | 85859N102 | COM | 200 | $1,500 | dollars as filed | call |
| HUMANIGEN INC | 444863203 | COM NEW | 10,300 | $1,478 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 11,199 | $581 | dollars as filed | |
| Nogin Inc | 65528N113 | Warrant | 14,287 | $401 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-23-000011 | this filing | 2023-04-14 | acceptance time not in the bulk data set |