13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-08, with 3,913 holding rows worth $108,906,492,896.
- Accession
- 0001084208-23-000002
- Filer
- CIK 1084208
- Filed
- 2023-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 4,044 entries on the cover page, a total value of $108,906,492,896 stated on the cover page (in dollars after the unit check, H1), rows summing to $108,906,492,896 with VALUE read as dollars as filed, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 374,506 | $174,145 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 10,119 | $173,642 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 10,368 | $173,249 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 22,352 | $173,231 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 18,299 | $173,109 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 125,950 | $172,552 | dollars as filed | |
| CRAWFORD & CO | 224633107 | COM | 32,324 | $171,637 | dollars as filed | |
| TRANSALTA CORP | 89346D107 | COM | 19,000 | $170,430 | dollars as filed | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 19,228 | $169,783 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 14,734 | $169,146 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 24,735 | $167,709 | dollars as filed | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 20,579 | $167,513 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 15,005 | $166,706 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 12,570 | $166,175 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 18,667 | $164,083 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 20,018 | $163,947 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 17,720 | $163,733 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 28,827 | $163,449 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 16,754 | $163,352 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 51,785 | $162,087 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 57,100 | $161,865 | dollars as filed | call |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 16,200 | $161,676 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 15,698 | $160,434 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 12,943 | $160,103 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 24,105 | $159,093 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 19,017 | $158,982 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 15,765 | $158,754 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 67,683 | $156,348 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 14,672 | $156,110 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 55,414 | $154,051 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 13,028 | $152,171 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 17,604 | $151,569 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 69,959 | $151,111 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 40,060 | $151,026 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 12,915 | $149,685 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 16,434 | $149,385 | dollars as filed | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $149,231 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 13,882 | $148,537 | dollars as filed | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 21,174 | $148,218 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 17,464 | $147,571 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 150,000 | $147,213 | dollars as filed | principal |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 32,150 | $146,601 | dollars as filed | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 109,728 | $145,939 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 40,295 | $145,868 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 19,207 | $145,782 | dollars as filed | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 11,407 | $145,781 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 16,544 | $143,602 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 18,863 | $142,416 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 27,491 | $142,403 | dollars as filed | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 12,910 | $142,392 | dollars as filed | |
| CARS COM INC | 14575E105 | COM | 10,313 | $142,010 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 28,273 | $141,930 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 33,627 | $141,906 | dollars as filed | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 16,116 | $141,821 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 10,691 | $140,265 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 35,773 | $139,515 | dollars as filed | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 10,295 | $139,291 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 30,098 | $138,150 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 102,926 | $137,921 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 14,039 | $137,585 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 12,700 | $137,541 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 17,091 | $137,241 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 140,000 | $137,204 | dollars as filed | principal |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 35,043 | $135,967 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 75,300 | $135,540 | dollars as filed | call |
| MARQETA INC | 57142B104 | CLASS A COM | 22,057 | $134,768 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 50,800 | $134,620 | dollars as filed | put |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 43,345 | $134,370 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 39,864 | $133,943 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 52,533 | $133,434 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 133,000 | $132,867 | dollars as filed | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 62,200 | $132,470 | dollars as filed | call |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 20,251 | $132,239 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,525 | $131,616 | dollars as filed | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 12,542 | $131,315 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 20,513 | $131,283 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 164,000 | $131,000 | dollars as filed | call |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 75,620 | $130,823 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 40,677 | $130,166 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 30,800 | $129,830 | dollars as filed | call |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 36,365 | $129,459 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 82,560 | $127,968 | dollars as filed | |
| INFINITE ACQUISITION CORP | G48028115 | UNIT 99/99/9999 | 12,500 | $127,625 | dollars as filed | |
| Inflarx Nv | N44821101 | COM | 41,123 | $127,481 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 33,541 | $127,455 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 12,488 | $127,128 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 14,680 | $126,982 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 45,977 | $126,897 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 10,617 | $125,916 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 11,453 | $125,756 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 12,128 | $125,646 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 10,273 | $125,433 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 27,957 | $124,968 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 24,876 | $123,385 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 12,780 | $122,941 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 121,600 | $121,878 | dollars as filed | call |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 41,543 | $120,890 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 12,099 | $120,869 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 10,977 | $120,083 | dollars as filed | |
| ENETI INC | Y2294C107 | COM | 11,890 | $119,495 | dollars as filed | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 16,915 | $118,912 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 12,920 | $118,864 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 19,972 | $118,833 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 65,932 | $118,018 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 40,600 | $117,740 | dollars as filed | call |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 13,557 | $117,675 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 21,900 | $116,289 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 87,308 | $116,120 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 23,388 | $115,771 | dollars as filed | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 12,243 | $115,264 | dollars as filed | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 13,081 | $114,982 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 69,400 | $114,580 | dollars as filed | call |
| MARATHON OIL CORP | 565849106 | COM | 168,500 | $114,580 | dollars as filed | put |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 38,647 | $114,009 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 19,431 | $113,866 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 11,592 | $113,370 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 16,143 | $112,999 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 14,873 | $112,439 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 15,725 | $112,277 | dollars as filed | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 115,000 | $111,479 | dollars as filed | principal |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 10,300 | $111,240 | dollars as filed | call |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 61,500 | $110,393 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 12,891 | $109,831 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 106,089 | $109,272 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 32,102 | $109,147 | dollars as filed | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 110,000 | $108,350 | dollars as filed | principal |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 38,470 | $108,101 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 12,646 | $108,002 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 11,383 | $107,456 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 125,000 | $107,344 | dollars as filed | principal |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 12,224 | $106,227 | dollars as filed | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 10,150 | $105,966 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 29,000 | $105,850 | dollars as filed | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 14,807 | $104,093 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 11,576 | $102,798 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 67,100 | $102,764 | dollars as filed | call |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 10,924 | $102,686 | dollars as filed | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 10,916 | $100,864 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 19,485 | $100,348 | dollars as filed | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 110,000 | $99,550 | dollars as filed | principal |
| VIPER | 92763M105 | COMMON STOCK | 55,100 | $99,275 | dollars as filed | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 60,600 | $99,190 | dollars as filed | call |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 17,940 | $98,849 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 17,800 | $98,612 | dollars as filed | |
| MFA FINL INC | 55272XAA0 | BOND | 110,000 | $98,450 | dollars as filed | principal |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 10,028 | $98,274 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 14,391 | $97,283 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 71,389 | $97,089 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 21,782 | $95,623 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 12,600 | $95,256 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 21,692 | $94,794 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 31,476 | $94,743 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 95,000 | $94,649 | dollars as filed | principal |
| VIMEO INC | 92719V100 | COMMON STOCK | 27,498 | $94,318 | dollars as filed | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 13,369 | $93,984 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 11,550 | $93,671 | dollars as filed | |
| GERON CORP | 374163103 | COM | 38,700 | $93,654 | dollars as filed | |
| BABYLON HLDGS LTD | G07031209 | COM | 13,868 | $93,609 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 13,259 | $91,752 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 21,700 | $91,357 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 188,900 | $91,143 | dollars as filed | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 20,903 | $90,092 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 26,743 | $88,519 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 37,900 | $86,490 | dollars as filed | call |
| CHIMERIX INC COM | 16934W106 | Stock | 46,057 | $85,666 | dollars as filed | |
| INTRUSION INC COM NEW | 46121e205 | COM | 26,906 | $85,023 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 50,000 | $83,000 | dollars as filed | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 32,006 | $81,935 | dollars as filed | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 21,550 | $79,735 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 203,379 | $79,542 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 22,892 | $77,833 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 48,935 | $77,807 | dollars as filed | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 12,986 | $77,397 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 10,152 | $75,683 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 74,170 | $75,653 | dollars as filed | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 24,000 | $75,120 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 124,200 | $74,730 | dollars as filed | call |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 29,530 | $74,416 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 10,521 | $74,381 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 103,625 | $74,164 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 11,844 | $74,144 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 10,385 | $73,941 | dollars as filed | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 335,936 | $73,906 | dollars as filed | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 75,000 | $73,547 | dollars as filed | principal |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 23,122 | $72,141 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 17,565 | $71,490 | dollars as filed | |
| Intel Corp | 458140100 | COM | 53,000 | $70,974 | dollars as filed | call |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 15,048 | $70,876 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 16,188 | $69,770 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 60,140 | $69,161 | dollars as filed | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 138,040 | $69,020 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 26,921 | $68,379 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 96,200 | $68,185 | dollars as filed | call |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 20,124 | $66,609 | dollars as filed | |
| TONIX PHARMACEUTICALS HOLDIN | 890260862 | Common Stock | 168,006 | $65,489 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 32,700 | $65,400 | dollars as filed | call |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 11,137 | $65,374 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 65,000 | $63,213 | dollars as filed | principal |
| ATRECA INC | 04965G109 | COM | 77,524 | $62,066 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 12,600 | $61,740 | dollars as filed | call |
| DURECT CORP | 266605500 | COM | 17,450 | $60,377 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 12,445 | $59,612 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 16,382 | $58,975 | dollars as filed | |
| Southern Company | 842587107 | COM | 32,500 | $58,500 | dollars as filed | call |
| TRAVELZOO | 89421Q205 | CMN | 13,140 | $58,473 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 27,368 | $55,557 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 29,670 | $55,186 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 13,925 | $54,586 | dollars as filed | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 14,500 | $54,375 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 43,296 | $54,120 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 34,718 | $53,119 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 65,600 | $52,480 | dollars as filed | call |
| Johnson & Johnson | 478160104 | COM | 59,600 | $52,358 | dollars as filed | call |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 49,240 | $52,194 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 45,600 | $52,016 | dollars as filed | call |
| PLUG PWR INC | 72919P202 | COM NEW | 27,600 | $51,336 | dollars as filed | call |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 30,324 | $50,944 | dollars as filed | |
| COFFEE HLDG CO INC | 192176105 | COM | 24,800 | $50,592 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 48,000 | $50,100 | dollars as filed | call |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 12,000 | $49,200 | dollars as filed | call |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 60,000 | $48,696 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 27,200 | $48,260 | dollars as filed | call |
| ENERGY SVCS ACQUISITION CORP | 29271Q103 | COM | 18,497 | $47,600 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 10,300 | $47,483 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 46,600 | $46,300 | dollars as filed | call |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 14,158 | $45,447 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 15,000 | $45,023 | dollars as filed | principal |
| BLACKBERRY LTD COM | 09228F103 | Stock | 13,521 | $44,078 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 15,000 | $43,950 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 66,641 | $43,257 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 18,385 | $43,205 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 14,558 | $42,946 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 12,134 | $42,226 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 19,958 | $41,313 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 33,494 | $40,528 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 21,010 | $40,339 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 28,600 | $40,040 | dollars as filed | call |
| Bank of America Corp | 060505104 | COM | 257,700 | $40,029 | dollars as filed | call |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 24,099 | $40,004 | dollars as filed | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 40,000 | $39,000 | dollars as filed | principal |
| Yalla Group Ltd | 98459U103 | COM | 11,101 | $38,854 | dollars as filed | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 10,953 | $37,569 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 17,100 | $37,449 | dollars as filed | put |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 22,100 | $37,349 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 25,200 | $36,036 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 11,415 | $35,729 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 21,776 | $35,713 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 69,400 | $34,370 | dollars as filed | call |
| ICAD INC | 44934S206 | COM NEW | 18,546 | $33,939 | dollars as filed | |
| NLIGHT INC | 65487K100 | COM | 25,100 | $33,885 | dollars as filed | call |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 32,000 | $33,162 | dollars as filed | principal |
| SOMALOGIC INC | 83444K105 | COM | 13,070 | $32,806 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 42,900 | $32,175 | dollars as filed | call |
| Boston Scientific Corporation | 101137107 | COM | 26,000 | $31,450 | dollars as filed | call |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 29,900 | $31,395 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 30,000 | $31,200 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 12,000 | $31,080 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 14,200 | $30,814 | dollars as filed | call |
| ELEVATE CREDIT INC | 28621V101 | COM | 17,484 | $30,597 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 31,000 | $30,458 | dollars as filed | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 31,000 | $29,918 | dollars as filed | principal |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 44,480 | $29,134 | dollars as filed | |
| Dawson Geophysical Co Ne | 239360100 | COM | 14,593 | $28,602 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 16,977 | $28,521 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 17,800 | $28,480 | dollars as filed | call |
| EMAGIN CORP | 29076N206 | COM | 33,333 | $28,333 | dollars as filed | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 19,000 | $28,310 | dollars as filed | |
| LUMIRADX LTD | G5709L109 | SHS | 30,755 | $27,680 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 11,639 | $27,352 | dollars as filed | |
| ITRON INC COM | 465741106 | Stock | 17,900 | $26,850 | dollars as filed | call |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 17,000 | $26,741 | dollars as filed | principal |
| OPPFI INC | 68386H103 | COMMON STOCK | 12,707 | $26,049 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 85,700 | $26,033 | dollars as filed | call |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 10,661 | $25,801 | dollars as filed | |
| AVNET INC COM | 053807103 | Stock | 12,500 | $25,000 | dollars as filed | call |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 94,000 | $24,995 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 11,464 | $24,762 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 15,300 | $23,868 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 13,672 | $23,789 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 20,173 | $23,602 | dollars as filed | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 25,000 | $23,588 | dollars as filed | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 24,000 | $22,695 | dollars as filed | principal |
| MCLOUD TECHNOLOGIES CORP | 582270609 | COM NEW | 25,677 | $22,678 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 14,413 | $22,484 | dollars as filed | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 23,000 | $22,471 | dollars as filed | principal |
| Coca-Cola Company | 191216100 | COM | 17,200 | $22,188 | dollars as filed | call |
| EDGIO INC | 53261M104 | COM | 19,471 | $22,002 | dollars as filed | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 144,214 | $21,473 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 71,500 | $21,450 | dollars as filed | call |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 38,481 | $21,388 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 12,000 | $21,120 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 20,300 | $20,909 | dollars as filed | call |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 35,587 | $20,640 | dollars as filed | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 21,000 | $20,068 | dollars as filed | principal |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 15,919 | $20,058 | dollars as filed | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 35,000 | $19,646 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 15,888 | $19,542 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 26,800 | $18,760 | dollars as filed | call |
| AT&T Inc | 00206R102 | COM | 71,200 | $18,737 | dollars as filed | call |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 20,307 | $18,735 | dollars as filed | |
| VERASTEM INC | 92337C104 | COM | 45,950 | $18,495 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 16,000 | $18,184 | dollars as filed | principal |
| BERKSHIRE GREY INC | 084656107 | COM | 30,000 | $18,117 | dollars as filed | |
| TITAN MED INC | 88830X819 | COM | 27,112 | $17,910 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 35,287 | $17,873 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 15,102 | $17,518 | dollars as filed | |
| Movano, Inc. | 62459M107 | common | 13,437 | $17,468 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 34,600 | $17,300 | dollars as filed | call |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 32,520 | $17,154 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 56,800 | $17,100 | dollars as filed | call |
| Microsoft Corp | 594918104 | COM | 38,700 | $16,627 | dollars as filed | call |
| ConocoPhillips | 20825C104 | COM | 29,600 | $16,576 | dollars as filed | call |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 66,000 | $16,380 | dollars as filed | call |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 26,000 | $16,289 | dollars as filed | principal |
| XPO INC COM | 983793100 | Stock | 34,000 | $16,000 | dollars as filed | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 15,000 | $15,920 | dollars as filed | principal |
| PAVMED INC | 70387R106 | COM | 33,043 | $15,861 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 79,100 | $15,820 | dollars as filed | call |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 15,000 | $15,750 | dollars as filed | principal |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 33,678 | $15,155 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 14,435 | $14,868 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 79,700 | $14,797 | dollars as filed | call |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 15,000 | $14,768 | dollars as filed | principal |
| NEW GOLD INC CDA | 644535106 | COM | 15,000 | $14,700 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 10,048 | $14,670 | dollars as filed | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 15,000 | $14,597 | dollars as filed | principal |
| POLARIS INC COM | 731068102 | Stock | 19,400 | $14,550 | dollars as filed | call |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 15,000 | $14,490 | dollars as filed | principal |
| KAMAN CORP | 483548AF0 | BOND | 15,000 | $13,943 | dollars as filed | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 15,000 | $13,883 | dollars as filed | principal |
| APTINYX INC | 03836N103 | COM | 46,075 | $13,145 | dollars as filed | |
| ENERGOUS CORP | 29272C103 | COM | 15,675 | $13,104 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 15,000 | $12,810 | dollars as filed | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 20,585 | $12,724 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 14,500 | $12,559 | dollars as filed | call |
| PULTE GROUP INC COM | 745867101 | Stock | 41,700 | $12,510 | dollars as filed | call |
| Accelerate Diagnostics | 00430H102 | COM | 17,499 | $12,354 | dollars as filed | |
| AUDACY INC | 05070N103 | COM | 51,769 | $11,653 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 13,000 | $11,578 | dollars as filed | principal |
| TOLL BROTHERS INC COM | 889478103 | Stock | 32,200 | $11,270 | dollars as filed | call |
| Accenture Plc Class A | G1151C101 | COM | 73,500 | $10,725 | dollars as filed | call |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 13,000 | $10,652 | dollars as filed | principal |
| VAXART INC NEW | 92243A200 | COM | 10,622 | $10,207 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 33,800 | $10,138 | dollars as filed | call |
| Raytheon Technologies Corporation | 75513E101 | COM | 15,000 | $9,900 | dollars as filed | call |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 17,990 | $9,895 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 15,100 | $9,815 | dollars as filed | call |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 28,000 | $9,800 | dollars as filed | call |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 41,200 | $9,775 | dollars as filed | call |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 20,000 | $9,600 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 25,800 | $9,546 | dollars as filed | call |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 17,000 | $9,231 | dollars as filed | |
| AMERICAN REBEL HOLDINGS INC | 02919L208 | COM | 47,823 | $9,230 | dollars as filed | |
| VOLTA INC | 92873V102 | COM CL A | 25,742 | $9,149 | dollars as filed | |
| POLISHED COM INC | 28252C109 | CMN | 15,810 | $9,133 | dollars as filed | |
| SYNLOGIC INC | 87166L100 | COM | 12,000 | $9,120 | dollars as filed | |
| GEE GROUP INC | 36165A102 | COM | 18,000 | $8,820 | dollars as filed | |
| VTI | 922908769 | COM | 10,500 | $8,400 | dollars as filed | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 12,300 | $7,995 | dollars as filed | call |
| NEXIMMUNE INC | 65344D109 | COM | 30,622 | $7,444 | dollars as filed | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 17,487 | $7,416 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 34,200 | $7,182 | dollars as filed | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 17,000 | $7,140 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 16,200 | $7,128 | dollars as filed | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 15,800 | $7,110 | dollars as filed | call |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 30,000 | $7,080 | dollars as filed | |
| MOGO INC | 60800C109 | COM | 13,050 | $6,907 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 26,800 | $6,692 | dollars as filed | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 33,700 | $6,390 | dollars as filed | call |
| Citigroup Inc. | 172967424 | COM | 56,900 | $6,135 | dollars as filed | call |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 10,800 | $6,120 | dollars as filed | call |
| ZIONS BANCORPORATION | 989701107 | COM | 24,300 | $6,075 | dollars as filed | call |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 23,800 | $5,950 | dollars as filed | call |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 20,200 | $5,777 | dollars as filed | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 10,500 | $5,775 | dollars as filed | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 22,355 | $5,446 | dollars as filed | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 14,851 | $5,428 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 43,900 | $5,268 | dollars as filed | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 10,750 | $5,268 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 116,100 | $5,026 | dollars as filed | call |
| VIATRIS INC COM | 92556V106 | Stock | 11,000 | $4,950 | dollars as filed | call |
| HECLA MNG CO | 422704106 | COM | 14,700 | $4,557 | dollars as filed | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 15,000 | $4,500 | dollars as filed | call |
| CVS Health Corporation | 126650100 | COM | 31,000 | $4,340 | dollars as filed | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 41,400 | $4,140 | dollars as filed | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 18,149 | $4,007 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 39,800 | $3,980 | dollars as filed | call |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 11,544 | $3,786 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 93,900 | $3,756 | dollars as filed | call |
| ORAGENICS INC | 684023302 | COM PAR | 33,853 | $3,558 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 18,300 | $2,745 | dollars as filed | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 13,200 | $2,640 | dollars as filed | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 46,700 | $2,335 | dollars as filed | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 45,300 | $2,265 | dollars as filed | call |
| 3M CO COM | 88579Y101 | Stock | 18,600 | $2,232 | dollars as filed | call |
| SIENTRA INC | 82621J105 | COM | 10,450 | $2,120 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 14,000 | $2,100 | dollars as filed | call |
| ARRIVAL GROUP | L0423Q108 | SHS | 12,873 | $2,053 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 38,400 | $1,920 | dollars as filed | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 36,800 | $1,840 | dollars as filed | call |
| Wells Fargo & Company | 949746101 | COM | 85,800 | $1,716 | dollars as filed | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 24,300 | $1,215 | dollars as filed | call |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 21,000 | $1,050 | dollars as filed | call |
| FORD MTR CO COM | 345370860 | Stock | 54,800 | $1,043 | dollars as filed | call |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 18,800 | $940 | dollars as filed | call |
| STEM INC | 85859N102 | COM | 17,400 | $870 | dollars as filed | call |
| NASDAQ INC COM | 631103108 | Stock | 12,000 | $600 | dollars as filed | call |
| T2 BIOSYSTEMS INC | 89853L203 | COM NEW | 11,400 | $570 | dollars as filed | call |
| MARATHON OIL CORP | 565849106 | COM | 17,500 | $525 | dollars as filed | call |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 11,199 | $465 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 30,100 | $301 | dollars as filed | call |
| Nogin Inc | 65528N113 | Warrant | 14,287 | $279 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 79,600 | $2 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-23-000002 | this filing | 2023-02-08 | acceptance time not in the bulk data set |